CUSIP No. |
22027E409 |
1 | NAMES OF REPORTING PERSONS I.R.S. Identification Nos. of above persons (entities only). Tongling Nonferrous Metals Group Holdings Co., Ltd. |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
OO;WC; BK (see Item 3) | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Peoples Republic of China | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 76,478,495 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
76,478,495 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
96.9%* | |||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
CO |
CUSIP No. |
22027E409 |
1 | NAMES OF REPORTING PERSONS I.R.S. Identification Nos. of above persons (entities only). China Railway Construction Corporation Limited |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
OO; WC; BK (see Item 3) | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Peoples Republic of China | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 76,478,495 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
76,478,495 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
96.9%* | |||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
CO |
CUSIP No. |
22027E409 |
1 | NAMES OF REPORTING PERSONS I.R.S. Identification Nos. of above persons (entities only). CRCC-Tongguan Investment Co., Ltd. |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
OO; WC; BK (see Item 3) | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Peoples Republic of China | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 76,478,495 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
76,478,495 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
96.9%* | |||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
CO |
CUSIP No. |
22027E409 |
1 | NAMES OF REPORTING PERSONS I.R.S. Identification Nos. of above persons (entities only). CRCC-Tongguan Investment (Canada) Co., Ltd. |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||||||||
(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
OO; WC; BK (see Item 3) | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
British Columbia | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 76,478,495 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
76,478,495 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
96.9%* | |||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
CO |
Page 6 of 19
Page 7 of 14
(a) and (b) | As of May 28, 2010, the Reporting Persons have shared power to vote, direct the vote, dispose of or direct the disposition of (and therefore beneficially own), 76,478,495 Common Shares, representing approximately 96.9% of the issued and outstanding Common Shares. The calculation of the foregoing percentage is based on 75,349,893 Common Shares issued and outstanding as at May 5, 2010, as disclosed by Corriente Resources Inc. in its Managements Discussion and Analysis for the three-month period ended March 31, 2010, which was furnished to the Securities and Exchange Commission on Form 6-K on May 7, 2010, and an additional 3,572,500 Common Shares issued subsequently thereto upon the exercise of outstanding Options. |
Page 8 of 14
(c) | Except for the purchase of Common Shares described in Item 4, none of the Reporting Persons nor, to the Reporting Persons knowledge, any of the Schedule I Persons has effected any transaction in the Common Shares since the date of the most recent amendment to the Statement. |
Exhibit | ||||
No. | Exhibits Name | |||
99.8. | Press
Release, dated May 31, 2010.(1) |
(1) | Incorporated by reference to Amendment No. 3 to the Schedule 14D-1F filed by Tongling Nonferrous Metals Group Holdings Co., Ltd., China Railway Construction Corporation Limited, CRCC-Tongguan Investment Co., Ltd. and CRCC-Tongguan Investment (Canada) Co., Ltd. on June 1, 2010. |
Page 9 of 14
TONGLING NONFERROUS METALS GROUP HOLDINGS CO., LTD. |
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By: | /s/ Dongqing LI | |||
Name: | Dongqing LI | |||
Title: | Authorized Representative | |||
CHINA RAILWAY CONSTRUCTION CORPORATION LIMITED |
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By: | /s/ Zhiliang ZHOU | |||
Name: | Zhiliang ZHOU | |||
Title: | Authorized Representative | |||
CRCC-TONGGUAN INVESTMENT CO., LTD. |
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By: | /s/ Shouhua JIN | |||
Name: | Shouhua JIN | |||
Title: | Authorized Representative | |||
CRCC-TONGGUAN INVESTMENT (CANADA) CO., LTD. |
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By: | /s/ Shouhua JIN | |||
Name: | Shouhua JIN | |||
Title: | Authorized Representative | |||
Exhibit | ||||
No. | Exhibits Name | |||
99.1. | Joint Filing Agreement, dated January 7, 2010, by and among
Tongling Nonferrous Metals Group Holdings Co., Ltd., China
Railway Construction Corporation Limited and
CRCC-Tongguan Investment Co., Ltd. to the filing of a joint
statement on Schedule 13D.** |
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99.2. | Support Agreement, dated December 28, 2009, by and among
Tongling Non-Ferrous Metals Group Holdings Co., Ltd., China
Railway Construction Corporation Limited, CRCC-Tongguan
Investment Co., Ltd. and Corriente Resources Inc.** |
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99.3. | Form of Lock-Up Agreement.** |
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99.4. | Amended and Restated Joint Filing
Agreement, dated February 2, 2010, by and among
Tongling Nonferrous Metals Group Holdings Co., Ltd., China
Railway Construction Corporation Limited, CRCC-Tongguan Investment Co., Ltd. and
CRCC-Tongguan Investment (Canada) Co., Ltd. to the filing of a joint
statement on Schedule 13D, as amended.** |
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99.5. | Offer to Purchase and Circular dated February 1, 2010.(1) |
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99.6. | Assignment and Assumption Agreement,
effective as of January 25, 2010, between CRCC-Tongguan
Investment Co., Ltd. and CRCC-Tongguan Investment (Canada) Co., Ltd.(1) |
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99.7. | Commitment Letter, dated
January 28, 2010, from the Bank of China Anhui Branch to
CRCC-Tongguan Investment Co., Ltd.** |
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99.8. | Press Release, dated May 31, 2010.(2) |
* | Filed herewith | |
** | Previously filed | |
(1) | Incorporated by reference to the Schedule 14D-1F filed by Tongling Nonferrous Metals Group Holdings Co., Ltd., China Railway Construction Corporation Limited, CRCC-Tongguan Investment Co., Ltd. and CRCC-Tongguan Investment (Canada) Co., Ltd. on February 2, 2010. | |
(2) | Incorporated by reference to Amendment No. 3 to the Schedule 14D-1F filed by Tongling Nonferrous Metals Group Holdings Co., Ltd., China Railway Construction Corporation Limited, CRCC-Tongguan Investment Co., Ltd. and CRCC-Tongguan Investment (Canada) Co., Ltd. on June 1, 2010. |