Portfolio of Investments (Unaudited)
|
|||||
Nuveen Missouri Premium Income Municipal Fund (NOM)
|
|||||
August 31, 2013
|
|||||
Principal
|
Optional Call
|
||||
Amount (000)
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|
Consumer Staples – 3.5% (2.2% of Total Investments)
|
|||||
$ 1,010
|
Missouri Development Finance Board, Solid Waste Disposal Revenue Bonds, Procter and Gamble
|
No Opt. Call
|
AA–
|
$ 1,055,006
|
|
Inc., Series 1999, 5.200%, 3/15/29 (Alternative Minimum Tax)
|
|||||
Education and Civic Organizations – 16.6% (10.2% of Total Investments)
|
|||||
600
|
Fort Zumwalt School District, Callaway County, Missouri, General Obligation Bonds, Series
|
3/22 at 100.00
|
AA+
|
554,064
|
|
2013C, 4.000%, 3/01/32
|
|||||
335
|
Guam International Airport Authority, Revenue Bonds, Series 2013B, 5.500%, 10/01/33 (WI/DD,
|
10/23 at 100.00
|
AA–
|
333,372
|
|
Settling 9/12/13) – AGM Insured
|
|||||
670
|
Joplin, Missouri, General Obligation Bonds, School Building, Direct Deposit Program Series
|
3/23 at 100.00
|
AA+
|
683,206
|
|
2013, 5.000%, 3/01/33
|
|||||
250
|
Lincoln University, Missouri, Auxiliary System Revenue Bonds, Series 2007, 5.125%, 6/01/37 –
|
6/17 at 100.00
|
AA–
|
246,793
|
|
AGC Insured
|
|||||
600
|
Missouri Health and Educational Facilities Authority, Educational Facilities Revenue Bonds,
|
10/22 at 100.00
|
BBB–
|
543,456
|
|
Southwest Baptist University Project, Series 2012, 5.000%, 10/01/33
|
|||||
630
|
Missouri Health and Educational Facilities Authority, Revenue Bonds, A.T. Still University of
|
10/21 at 100.00
|
A–
|
635,859
|
|
Health Sciences, Series 2011, 5.250%, 10/01/41
|
|||||
700
|
Missouri Health and Educational Facilities Authority, Revenue Bonds, Rockhurst University,
|
10/18 at 103.00
|
BBB–
|
757,330
|
|
Series 2011A, 6.500%, 10/01/35
|
|||||
550
|
Missouri Health and Educational Facilities Authority, Revenue Bonds, Washington University,
|
11/21 at 100.00
|
AAA
|
575,966
|
|
Series 2011B, 5.000%, 11/15/37
|
|||||
600
|
Missouri Health and Educational Facilities Authority, Revenue Bonds, Webster University,
|
4/21 at 100.00
|
A2
|
602,226
|
|
Series 2011, 5.000%, 4/01/36
|
|||||
4,935
|
Total Education and Civic Organizations
|
4,932,272
|
|||
Health Care – 33.2% (20.5% of Total Investments)
|
|||||
525
|
Cape Girardeau County Industrial Development Authority, Missouri, Health Facilities Revenue
|
6/19 at 100.00
|
AA–
|
537,973
|
|
Bonds, Saint Francis Medical Center, Series 2009A, 5.750%, 6/01/39
|
|||||
760
|
Cape Girardeau County Industrial Development Authority, Missouri, Health Facilities Revenue
|
6/17 at 100.00
|
BBB+
|
742,406
|
|
Bonds, Southeast Missouri Hospital Association, Series 2007, 5.000%, 6/01/27
|
|||||
930
|
Cass County, Missouri, Hospital Revenue Bonds, Series 2007, 5.625%, 5/01/38
|
11/16 at 100.00
|
BBB–
|
865,551
|
|
480
|
Clinton County Industrial Development Authority, Missouri, Revenue Bonds, Cameron Regional
|
12/17 at 100.00
|
N/R
|
388,176
|
|
Medical Center, Series 2007, 5.000%, 12/01/37
|
|||||
750
|
Joplin Industrial Development Authority, Missouri, Health Facilities Revenue Bonds, Freeman
|
2/15 at 102.00
|
BBB+
|
751,733
|
|
Health System, Series 2004, 5.500%, 2/15/29
|
|||||
200
|
Joplin Industrial Development Authority, Missouri, Health Facilities Revenue Bonds, Freeman
|
2/21 at 100.00
|
BBB+
|
199,438
|
|
Health System, Series 2011, 5.500%, 2/15/31
|
|||||
540
|
Missouri Health and Educational Facilities Authority, Health Facilities Revenue Bonds, Capital
|
11/20 at 100.00
|
A3
|
545,092
|
|
Region Medical Center, Series 2011, 5.000%, 11/01/27
|
|||||
335
|
Missouri Health and Educational Facilities Authority, Health Facilities Revenue Bonds,
|
2/22 at 100.00
|
A1
|
327,526
|
|
Heartland Regional Medical Center, Series 2012, 5.000%, 2/15/37
|
|||||
750
|
Missouri Health and Educational Facilities Authority, Health Facilities Revenue Bonds, Mercy
|
No Opt. Call
|
AA–
|
585,525
|
|
Health, Series 2012, 4.000%, 11/15/42
|
|||||
500
|
Missouri Health and Educational Facilities Authority, Health Facilities Revenue Bonds, St.
|
12/21 at 100.00
|
A+
|
521,125
|
|
Luke’s Episcopal and Presbyterian Hospitals, Series 2011, 5.000%, 12/01/25
|
|||||
2,000
|
Missouri Health and Educational Facilities Authority, Health Facility Revenue Bonds, St.
|
11/20 at 100.00
|
A+
|
2,020,960
|
|
Luke’s Health System, Series 2010A, 5.000%, 11/15/30
|
|||||
1,430
|
Missouri State Health and Educational Facilities Authority, Health Facilities Revenue Bonds,
|
11/23 at 100.00
|
A2
|
1,345,072
|
|
CoxHealth, Series 2013A, 5.000%, 11/15/44
|
|||||
720
|
Saline County Industrial Development Authority, Missouri, Health Facilities Revenue Bonds,
|
12/20 at 100.00
|
BBB–
|
743,299
|
|
John Fitzgibbon Memorial Hospital Inc., Series 2010, 5.600%, 12/01/28
|
|||||
350
|
St. Louis County Industrial Development Authority, Missouri, Healthcare Facilities Revenue
|
11/16 at 100.00
|
N/R
|
315,578
|
|
Bonds, Ranken-Jordan Project, Refunding Series 2007, 5.000%, 11/15/27
|
|||||
10,270
|
Total Health Care
|
9,889,454
|
|||
Housing/Multifamily – 1.2% (0.8% of Total Investments)
|
|||||
95
|
Missouri Housing Development Commission, Multifamily Housing Revenue Bonds, Series 2001II,
|
12/13 at 100.00
|
AA
|
95,394
|
|
5.250%, 12/01/16
|
|||||
350
|
Northwest Missouri State University, Housing System Revenue Bonds, Refunding Series 2012,
|
No Opt. Call
|
A3
|
275,107
|
|
3.125%, 6/01/29
|
|||||
445
|
Total Housing/Multifamily
|
370,501
|
|||
Housing/Single Family – 1.5% (0.9% of Total Investments)
|
|||||
195
|
Missouri Housing Development Commission, Single Family Mortgage Revenue Bonds, Homeownership
|
9/16 at 100.00
|
AA+
|
196,673
|
|
Loan Program, Series 2007A-1, 4.700%, 9/01/27 (Alternative Minimum Tax)
|
|||||
245
|
Missouri Housing Development Commission, Single Family Mortgage Revenue Bonds, Homeownership
|
3/17 at 100.00
|
AA+
|
245,132
|
|
Loan Program, Series 2007C-1, 4.800%, 9/01/38 (Alternative Minimum Tax)
|
|||||
440
|
Total Housing/Single Family
|
441,805
|
|||
Long-Term Care – 13.5% (8.3% of Total Investments)
|
|||||
250
|
Bridgeton Industrial Development Authority, Missouri, Senior Housing Revenue Bonds, The Sarah
|
5/18 at 100.00
|
N/R
|
214,615
|
|
Community Project, Series 2013, 4.500%, 5/01/28
|
|||||
1,750
|
Cole County Industrial Development Authority, Missouri, Revenue Bonds, Lutheran Senior
|
2/14 at 100.00
|
BBB+
|
1,676,693
|
|
Services – Heisinger Project, Series 2004, 5.500%, 2/01/35
|
|||||
500
|
Joplin Industrial Development Authority, Missouri, Revenue Bonds, Christian Homes Inc., Series
|
5/17 at 100.00
|
BBB–
|
504,345
|
|
2007F, 5.750%, 5/15/31
|
|||||
475
|
Lees Summit Industrial Development Authority, Missouri, Revenue Bonds, John Knox Village
|
8/17 at 100.00
|
BBB–
|
426,070
|
|
Obligated Group, Series 2007A, 5.125%, 8/15/32
|
|||||
250
|
Missouri Health and Educational Facilities Authority, Revenue Bonds, Lutheran Senior Services
|
2/21 at 100.00
|
BBB+
|
255,305
|
|
Projects, Series 2011, 6.000%, 2/01/41
|
|||||
100
|
St. Louis County Industrial Development Authority, Missouri, Revenue Bonds, Friendship Village
|
No Opt. Call
|
BBB–
|
82,952
|
|
of Chesterfield, Series 2012, 5.000%, 9/01/42
|
|||||
425
|
St. Louis County Industrial Development Authority, Missouri, Revenue Bonds, Friendship Village
|
9/22 at 100.00
|
A
|
371,909
|
|
of Sunset Hills, Series 2012, 5.000%, 9/01/42
|
|||||
500
|
St. Louis County Industrial Development Authority, Missouri, Revenue Bonds, Friendship Village
|
9/17 at 100.00
|
BBB–
|
481,955
|
|
of West County, Series 2007A, 5.500%, 9/01/28
|
|||||
4,250
|
Total Long-Term Care
|
4,013,844
|
|||
Tax Obligation/General – 18.2% (11.2% of Total Investments)
|
|||||
600
|
Branson Reorganized School District R-4, Taney County, Missouri, General Obligation Bonds,
|
3/22 at 100.00
|
A+
|
562,656
|
|
School Building Series 2012, 4.375%, 3/01/32
|
|||||
1,500
|
Camdenton Reorganized School District R3, Camden County, Missouri, General Obligation Bonds,
|
3/15 at 100.00
|
AA–
|
1,595,985
|
|
Series 2005, 5.250%, 3/01/24 – AGM Insured
|
|||||
1,685
|
Independence School District, Jackson County, Missouri, General Obligation Bonds, Series 2010,
|
3/20 at 100.00
|
AA+
|
1,786,269
|
|
5.000%, 3/01/27
|
|||||
500
|
Missouri School Boards Association, Lease Participation Certificates, Clay County School
|
3/17 at 100.00
|
AA–
|
536,575
|
|
District 53 Liberty, Series 2007, 5.250%, 3/01/27 – AGM Insured
|
|||||
1,000
|
Puerto Rico, General Obligation and Public Improvement Bonds, Series 2002A, 5.500%, 7/01/20 –
|
No Opt. Call
|
A
|
937,020
|
|
NPFG Insured
|
|||||
5,285
|
Total Tax Obligation/General
|
5,418,505
|
|||
Tax Obligation/Limited – 28.9% (17.8% of Total Investments)
|
|||||
910
|
Bi-State Development Agency of the Missouri-Illinois Metropolitan District, Mass Transit Sales
|
10/22 at 100.00
|
AA+
|
934,707
|
|
Tax Appropriation Bonds, Refunding Combined Lien Series 2013A, 5.000%, 10/01/33
|
|||||
600
|
Chesterfield, Missouri, Certificates of Participation, Series 2005, 5.000%, 12/01/24 –
|
12/15 at 100.00
|
Aa1
|
652,266
|
|
FGIC Insured
|
|||||
90
|
Fenton, Missouri, Tax Increment Revenue Bonds, Gravois Bluffs Redevelopment Project, Series
|
4/14 at 100.00
|
BBB+
|
90,419
|
|
2006, 4.500%, 4/01/21
|
|||||
315
|
Fulton, Missouri, Tax Increment Revenue Bonds, Fulton Commons Redevelopment Project, Series
|
6/16 at 100.00
|
N/R
|
232,646
|
|
2006, 5.000%, 6/01/28
|
|||||
455
|
Government of Guam, Business Privilege Tax Bonds, Series 2012B-1, 5.000%, 1/01/42
|
1/22 at 100.00
|
A
|
434,420
|
|
Howard Bend Levee District, St. Louis County, Missouri, Levee District Improvement Bonds,
|
|||||
Series 2013B:
|
|||||
180
|
4.875%, 3/01/33
|
3/23 at 100.00
|
BBB+
|
162,261
|
|
115
|
5.000%, 3/01/38
|
3/23 at 100.00
|
BBB+
|
101,272
|
|
485
|
Jackson County, Missouri, Special Obligation Bonds, Truman Medical Center Project, Series
|
12/21 at 100.00
|
Aa3
|
501,078
|
|
2011B, 4.350%, 12/01/23
|
|||||
300
|
Kansas City Industrial Development Authority, Missouri, Downtown Redevelopment District
|
9/21 at 100.00
|
AA–
|
292,104
|
|
Revenue Bonds, Series 2011A, 5.000%, 9/01/32
|
|||||
475
|
Kansas City Tax Increment Financing Commission, Missouri, Tax Increment Revenue Bonds,
|
6/14 at 102.00
|
N/R
|
480,781
|
|
Briarcliff West Project, Series 2006A, 5.400%, 6/01/24
|
|||||
100
|
Kansas City Tax Increment Financing Commission, Missouri, Tax Increment Revenue Bonds, Shoal
|
6/16 at 100.00
|
N/R
|
100,455
|
|
Creek Parkway Project, Series 2011, 5.000%, 6/01/21
|
|||||
360
|
Missouri Development Finance Board, Infrastructure Facilities Revenue Bonds, Branson Landing
|
6/15 at 100.00
|
A
|
353,416
|
|
Project, Series 2005A, 5.000%, 6/01/35
|
|||||
300
|
Missouri Development Finance Board, Infrastructure Facilities Revenue Bonds, City of
|
3/16 at 100.00
|
A–
|
286,296
|
|
Independence, Crackerneck Creek Project, Series 2006C, 5.000%, 3/01/28
|
|||||
245
|
Monarch-Chesterfield Levee District, St. Louis County, Missouri, Levee District Improvement
|
3/14 at 100.00
|
A
|
245,936
|
|
Bonds, Series 1999, 5.750%, 3/01/19 – NPFG Insured
|
|||||
500
|
Osage Beach, Missouri, Tax Increment Revenue Bonds, Prewitts Point Transportation Development
|
5/14 at 100.00
|
N/R
|
454,430
|
|
District, Series 2006, 5.000%, 5/01/23
|
|||||
1,750
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, First Subordinate Series
|
8/19 at 100.00
|
A+
|
1,559,688
|
|
2009A, 6.000%, 8/01/42
|
|||||
225
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, Senior Series 2011C,
|
No Opt. Call
|
AA–
|
29,747
|
|
0.000%, 8/01/41
|
|||||
1,500
|
Puerto Rico Sales Tax Financing Corporation, Sales Tax Revenue Bonds, Series 2007A, 0.000%,
|
No Opt. Call
|
AA–
|
196,740
|
|
8/01/41 – NPFG Insured
|
|||||
600
|
Riverside, Missouri, L-385 Levee Redevelopment Plan Tax Increment Revenue Bonds, Series 2004,
|
5/15 at 100.00
|
A
|
618,366
|
|
5.250%, 5/01/20
|
|||||
St. Joseph Industrial Development Authority, Missouri, Tax Increment Bonds, Shoppes at North
|
|||||
Village Project, Series 2005A:
|
|||||
340
|
5.375%, 11/01/24
|
11/14 at 100.00
|
N/R
|
324,183
|
|
400
|
5.500%, 11/01/27
|
11/14 at 100.00
|
N/R
|
370,968
|
|
200
|
St. Joseph Industrial Development Authority, Missouri, Tax Increment Bonds, Shoppes at North
|
11/14 at 100.00
|
N/R
|
185,484
|
|
Village Project, Series 2005B, 5.500%, 11/01/27
|
|||||
10,445
|
Total Tax Obligation/Limited
|
8,607,663
|
|||
Transportation – 13.0% (8.1% of Total Investments)
|
|||||
1,000
|
St. Louis, Missouri, Airport Revenue Bonds, Lambert-St. Louis International Airport, Series
|
No Opt. Call
|
A
|
1,161,080
|
|
2005, 5.500%, 7/01/18 – NPFG Insured
|
|||||
2,500
|
St. Louis, Missouri, Airport Revenue Bonds, Lambert-St. Louis International Airport, Series
|
7/17 at 100.00
|
AA–
|
2,726,597
|
|
2007A, 5.000%, 7/01/21 – AGM Insured
|
|||||
3,500
|
Total Transportation
|
3,887,677
|
|||
U.S. Guaranteed – 10.9% (6.8% of Total Investments) (4)
|
|||||
80
|
Cottleville, Missouri, Certificates of Participation, Series 2006, 5.250%, 8/01/31
|
8/14 at 100.00
|
N/R (4)
|
83,695
|
|
(Pre-refunded 8/01/14)
|
|||||
500
|
Missouri Health and Educational Facilities Authority, Revenue Bonds, Lake Regional Health
|
2/14 at 100.00
|
BBB+ (4)
|
512,415
|
|
System, Series 2003, 5.700%, 2/15/34 (Pre-refunded 2/15/14)
|
|||||
1,395
|
Springfield Public Building Corporation, Missouri, Lease Revenue Bonds, Jordan Valley Park
|
11/13 at 100.00
|
N/R (4)
|
1,715,948
|
|
Projects, Series 2000A, 6.125%, 6/01/21 – AMBAC Insured (ETM)
|
|||||
St. Louis County Pattonville School District R3, Missouri, General Obligation Bonds,
|
|||||
Series 2004:
|
|||||
80
|
5.250%, 3/01/20 (Pre-refunded 3/01/14) – AGM Insured
|
3/14 at 100.00
|
AA– (4)
|
82,023
|
|
250
|
5.250%, 3/01/20 (Pre-refunded 3/01/14) – AGM Insured
|
3/14 at 100.00
|
AA– (4)
|
256,323
|
|
20
|
5.250%, 3/01/20 (Pre-refunded 3/01/14) – AGM Insured
|
3/14 at 100.00
|
AA– (4)
|
20,509
|
|
500
|
St. Louis County, Missouri, GNMA Collateralized Mortgage Revenue Bonds, Series 1993D, 5.650%,
|
No Opt. Call
|
AA+ (4)
|
590,645
|
|
7/01/20 (Alternative Minimum Tax) (ETM)
|
|||||
2,825
|
Total U.S. Guaranteed
|
3,261,558
|
|||
Utilities – 4.8% (2.9% of Total Investments)
|
|||||
110
|
Missouri Joint Municipal Electric Utility Commission, Iatan 2 Power Project Revenue Bonds,
|
1/16 at 100.00
|
A2
|
113,550
|
|
Series 2006A, 4.125%, 1/01/21 – AMBAC Insured
|
|||||
500
|
Missouri Joint Municipal Electric Utility Commission, Plum Point Project, Revenue Bonds,
|
1/16 at 100.00
|
A
|
491,820
|
|
Series 2006, 5.000%, 1/01/34 – NPFG Insured
|
|||||
Missouri Joint Municipal Electric Utility Commission, Power Supply System Revenue Bonds, MoPEP
|
|||||
Facilities, Series 2012:
|
|||||
400
|
5.000%, 1/01/32
|
1/21 at 100.00
|
A2
|
398,072
|
|
425
|
5.000%, 1/01/37
|
1/21 at 100.00
|
A2
|
412,441
|
|
1,435
|
Total Utilities
|
1,415,883
|
|||
Water and Sewer – 16.8% (10.3% of Total Investments)
|
|||||
600
|
Carroll County Public Water Supply District 1, Missouri, Water System Revenue Bonds, Refunding
|
3/18 at 100.00
|
A
|
624,168
|
|
Series 2009, 6.000%, 3/01/39
|
|||||
410
|
Kansas City, Missouri, Water Revenue Bonds, Series 2013A, 4.000%, 12/01/37
|
12/21 at 100.00
|
AA+
|
364,888
|
|
200
|
Metropolitan St. Louis Sewerage District, Missouri, Wastewater System Revenue Bonds, Series
|
5/17 at 100.00
|
AAA
|
202,634
|
|
2006C, 5.000%, 5/01/36 – NPFG Insured
|
|||||
1,000
|
Metropolitan St. Louis Sewerage District, Missouri, Wastewater System Revenue Bonds, Series
|
5/22 at 100.00
|
AAA
|
1,029,670
|
|
2012A, 5.000%, 5/01/42
|
|||||
2,965
|
Missouri Environmental Improvement and Energy Resources Authority, Water Facility Revenue
|
12/16 at 100.00
|
AA+
|
2,771,890
|
|
Bonds, Missouri-American Water Company, Series 2006, 4.600%, 12/01/36 – AMBAC Insured
|
|||||
(Alternative Minimum Tax) (UB) (5)
|
|||||
5,175
|
Total Water and Sewer
|
4,993,250
|
|||
$ 50,015
|
Total Investments (cost $49,189,194) – 162.1%
|
48,287,418
|
|||
Floating Rate Obligations – (7.5)%
|
(2,225,000)
|
||||
MuniFund Term Preferred Shares, at Liquidation Value – (60.0)% (6)
|
(17,880,000)
|
||||
Other Assets Less Liabilities – 5.4%
|
1,614,970
|
||||
Net Assets Applicable to Common Shares – 100%
|
$ 29,797,388
|
Level 1
|
Level 2
|
Level 3
|
Total
|
||||||||||||
Long-Term Investments:
|
|||||||||||||||
Municipal Bonds
|
$ | — | $ | 48,287,418 | $ | — | $ | 48,287,418 |
Gross unrealized:
|
|||
Appreciation
|
$ | 1,338,336 | |
Depreciation
|
(2,186,415 | ) | |
Net unrealized appreciation (depreciation) of investments
|
$ | (848,079 | ) |
(1)
|
All percentages shown in the Portfolio of Investments are based on net assets applicable to common shares unless otherwise noted.
|
(2)
|
Optional Call Provisions: Dates (month and year) and prices of the earliest optional call or redemption. There may be other call provisions at varying prices at later dates. Certain mortgage-backed securities may be subject to periodic principal paydowns.
|
(3)
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Ratings: Using the highest of Standard & Poor’s Group ("Standard & Poor's"), Moody’s Investors Service, Inc. ("Moody's") or Fitch, Inc. ("Fitch") rating. Ratings below BBB by Standard & Poor’s, Baa by Moody’s or BBB by Fitch are considered to be below investment grade. Holdings designated N/R are not rated by any of these national rating agencies.
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(4)
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Backed by an escrow or trust containing sufficient U.S. Government or U.S. Government agency securities, which ensure the timely payment of principal and interest. Certain bonds backed by U.S. Government or agency securities are regarded as having an implied rating equal to the rating of such securities.
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(5)
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Investment, or portion of investment, has been pledged to collateralize the net payment obligations for investments in inverse floating rate transactions.
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(6)
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MuniFund Term Preferred Shares, at Liquidation Value as a percentage of Total Investments is 37.0%. WI/DD Investment, or portion of investment, purchased on a when-issued or delayed delivery basis.
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(ETM)
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Escrowed to maturity.
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(UB)
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Underlying bond of an inverse floating rate trust reflected as a financing transaction.
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a.
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The registrant's principal executive and principal financial officers, or persons performing similar functions, have concluded that the registrant's disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940, as amended (the "1940 Act") (17 CFR 270.30a-3(c))) are effective, as of a date within 90 days of the filing date of this report that includes the disclosure required by this paragraph, based on their evaluation of the controls and procedures required by Rule 30a-3(b) under the 1940 Act (17 CFR 270.30a-3(b)) and Rule 13a-15(b) or 15d-15(b) under the Securities Exchange Act of 1934 (17 CFR 240.13a-15(b) or 240.15d-15(b)).
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b.
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There were no changes in the registrant's internal control over financial reporting (as defined in Rule 30a-3(d) under the 1940 Act (17 CFR 270.30a-3(d)) that occurred during the registrant's last fiscal quarter that have materially affected, or are reasonably likely to materially affect, the registrant's internal control over financial reporting.
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