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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Appreciation Right | $ 23.34 | 06/04/2013 | A | 50,000 | 06/04/2015 | 06/04/2019 | Common Stock | 50,000 | $ 0 | 149,000 (1) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Wolf Nir C/O ORMAT TECHNOLOGIES, INC. 6225 NEIL ROAD RENO, NV 89511 |
V.P.Bus. Dev. Mar& Sale R.O.W. |
Etty Rosner | 06/05/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes: (i) 1,500 stock options granted at an exercise price of $15.0 per share, each exercisable from 11/10/2007 to 11/10/2014; (ii) 3,500 stock options granted at exercise price of $34.13 per share, each exercisable from 04/07/2008 to 04/07/2013; (iii) 7,500 stock options granted at exercise price of $42.08 per share, each exercisable from 03/29/2009 to 03/29/2014; (iv) 7,500 stock options granted at exercise price of $45.78 per share, each exercisable from 04/08/2010 to 04/08/2015; (v) 9,000 Stock Appreciation Rights granted at an exercise price of $26.84, each exercisable from 03/18/2011 to 03/18/2016; and (vi) 24,000 Stock Appreciation Rights granted at an exercise price of $29.95, each exercisable from 04/16/2012 to 04/16/2017(vii) 24,000 Stock Appreciation Rights granted at an exercise price of $25.65, each exercisable from 03/31/2013 to 03/31/2018.(viiI)22,000 Stock Appreciation Rigts granted at an exercise price of $20.13 each exercisable from 04/02/2014 to 04/02/2019 |
Remarks: Etty Rosner is signing on behalf of Nir Wolf pursuant to a power of attorney dated 09/27/06 filed as an exhibit hereto. |