================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
-----------------
FORM N-PX
-----------------
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-21938
-----------------
ING RISK MANAGED NATURAL RESOURCES FUND
(Exact name of registrant as specified in charter)
-----------------
7337 E. Doubletree Ranch Road, Suite 100
Scottsdale, AZ 85258
(Address of principal executive offices) (Zip code)
(Name and address of agent for service) With copies to:
Theresa K. Kelety, Esq. Jeffrey S. Puretz, Esq.
ING Investments, LLC Dechert LLP
7337 E. Doubletree Ranch Road, Suite 100 1900 K Street, N.W.
Scottsdale, AZ 85258 Washington, DC 20006
Registrant's telephone number, including area code: (800) 992-0180
-----------------
Date of fiscal year end: February 28
Date of reporting period: July 1, 2012 - June 30, 2013
================================================================================
Item 1. Proxy Voting Record
******************************* FORM N-PX REPORT *******************************
ICA File Number: 811-21938
Reporting Period: 07/01/2012 - 06/30/2013
ING Risk Managed Natural Resources Fund
=================== ING Risk Managed Natural Resources Fund ====================
AIR PRODUCTS AND CHEMICALS, INC.
Ticker: APD Security ID: 009158106
Meeting Date: JAN 24, 2013 Meeting Type: Annual
Record Date: NOV 30, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William L. Davis, III For For Management
1b Elect Director W. Douglas Ford For For Management
1c Elect Director Evert Henkes For For Management
1d Elect Director Margaret G. McGlynn For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
AIRGAS, INC.
Ticker: ARG Security ID: 009363102
Meeting Date: AUG 14, 2012 Meeting Type: Annual
Record Date: JUN 18, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Hovey For For Management
1.2 Elect Director Michael L. Molinini For For Management
1.3 Elect Director Paula A. Sneed For For Management
1.4 Elect Director David M. Stout For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
ALAMOS GOLD INC.
Ticker: AGI Security ID: 011527108
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: MAY 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Mark Wayne For For Management
2.2 Elect Director John A. McCluskey For For Management
2.3 Elect Director Kenneth Stowe For For Management
2.4 Elect Director David Gower For For Management
2.5 Elect Director Paul J. Murphy For For Management
2.6 Elect Director Anthony Garson For For Management
3 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
ALCOA INC.
Ticker: AA Security ID: 013817101
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: FEB 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur D. Collins, Jr. For For Management
1.2 Elect Director Michael G. Morris For For Management
1.3 Elect Director E. Stanley O'Neal For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Provide Right to Call Special Meeting For For Management
--------------------------------------------------------------------------------
ALLEGHENY TECHNOLOGIES INCORPORATED
Ticker: ATI Security ID: 01741R102
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Harshman For For Management
1.2 Elect Director Carolyn Corvi For For Management
1.3 Elect Director Barbara S. Jeremiah For For Management
1.4 Elect Director John D. Turner For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION
Ticker: APC Security ID: 032511107
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kevin P. Chilton For For Management
1b Elect Director Luke R. Corbett For For Management
1c Elect Director H. Paulett Eberhart For For Management
1d Elect Director Peter J. Fluor For For Management
1e Elect Director Richard L. George For For Management
1f Elect Director Preston M. Geren, III For For Management
1g Elect Director Charles W. Goodyear For For Management
1h Elect Director John R. Gordon For For Management
1i Elect Director Eric D. Mullins For For Management
1j Elect Director Paula Rosput Reynolds For For Management
1k Elect Director R. A. Walker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against Against Shareholder
--------------------------------------------------------------------------------
ANTOFAGASTA PLC
Ticker: ANTO Security ID: G0398N128
Meeting Date: JUN 12, 2013 Meeting Type: Annual
Record Date: JUN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Abstain Management
3 Approve Final Dividend For For Management
4 Re-elect Jean-Paul Luksic as Director For For Management
5 Re-elect William Hayes as Director For For Management
6 Re-elect Gonzalo Menendez as Director For For Management
7 Re-elect Ramon Jara as Director For For Management
8 Re-elect Juan Claro as Director For For Management
9 Re-elect Hugo Dryland as Director For For Management
10 Re-elect Tim Baker as Director For For Management
11 Re-elect Manuel De Sousa-Oliveira as For For Management
Director
12 Elect Nelson Pizarro as Director For For Management
13 Elect Andronico Luksic as Director For For Management
14 Reappoint Deloitte LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
APACHE CORPORATION
Ticker: APA Security ID: 037411105
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Eugene C. Fiedorek For For Management
2 Elect Director Chansoo Joung For For Management
3 Elect Director William C. Montgomery For For Management
4 Ratify Auditors For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Amend Omnibus Stock Plan For For Management
7 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
ARCH COAL, INC.
Ticker: ACI Security ID: 039380100
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul T. Hanrahan For For Management
1b Elect Director Steven F. Leer For For Management
1c Elect Director Theodore D. Sands For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BAKER HUGHES INCORPORATED
Ticker: BHI Security ID: 057224107
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry D. Brady For For Management
1.2 Elect Director Clarence P. Cazalot, Jr. For For Management
1.3 Elect Director Martin S. Craighead For For Management
1.4 Elect Director Lynn L. Elsenhans For For Management
1.5 Elect Director Anthony G. Fernandes For For Management
1.6 Elect Director Claire W. Gargalli For For Management
1.7 Elect Director Pierre H. Jungels For For Management
1.8 Elect Director James A. Lash For For Management
1.9 Elect Director J. Larry Nichols For For Management
1.10 Elect Director James W. Stewart For For Management
1.11 Elect Director Charles L. Watson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Qualified Employee Stock For For Management
Purchase Plan
5 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BALL CORPORATION
Ticker: BLL Security ID: 058498106
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hanno C. Fiedler For For Management
1.2 Elect Director John F. Lehman For For Management
1.3 Elect Director Georgia R. Nelson For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require a Majority Vote for the Against Against Shareholder
Election of Directors
--------------------------------------------------------------------------------
BARRICK GOLD CORPORATION
Ticker: ABX Security ID: 067901108
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Howard L. Beck For For Management
1.2 Elect Director William D. Birchall For For Management
1.3 Elect Director Donald J. Carty For For Management
1.4 Elect Director Gustavo Cisneros For For Management
1.5 Elect Director Robert M. Franklin For For Management
1.6 Elect Director J. Brett Harvey For For Management
1.7 Elect Director Dambisa Moyo For For Management
1.8 Elect Director Brian Mulroney For For Management
1.9 Elect Director Anthony Munk For For Management
1.10 Elect Director Peter Munk For For Management
1.11 Elect Director Steven J. Shapiro For For Management
1.12 Elect Director Jamie C. Sokalsky For For Management
1.13 Elect Director John L. Thornton For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For Against Management
Compensation Approach
--------------------------------------------------------------------------------
BASIC ENERGY SERVICES, INC.
Ticker: BAS Security ID: 06985P100
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William E. Chiles For For Management
1.2 Elect Director Robert F. Fulton For For Management
1.3 Elect Director Antonio O. Garza, Jr. For For Management
2 Amend Omnibus Stock Plan For Against Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BEMIS COMPANY, INC.
Ticker: BMS Security ID: 081437105
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 07, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David S. Haffner For For Management
1.2 Elect Director Holly A. Van Deursen For For Management
1.3 Elect Director David T. Szczupak For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CABOT OIL & GAS CORPORATION
Ticker: COG Security ID: 127097103
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert L. Keiser For For Management
1b Elect Director W. Matt Ralls For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Pro-rata Vesting of Equity Plans Against Against Shareholder
--------------------------------------------------------------------------------
CAMERON INTERNATIONAL CORPORATION
Ticker: CAM Security ID: 13342B105
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James T. Hackett For For Management
1.2 Elect Director Michael E. Patrick For For Management
1.3 Elect Director Jon Erik Reinhardsen For For Management
1.4 Elect Director Bruce W. Wilkinson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
CELANESE CORPORATION
Ticker: CE Security ID: 150870103
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jay V. Ihlenfeld For For Management
1b Elect Director Mark C. Rohr For For Management
1c Elect Director Farah M. Walters For For Management
1d Elect Director Edward G. Galante For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CENTERRA GOLD INC.
Ticker: CG Security ID: 152006102
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ian Atkinson For For Management
1.2 Elect Director Richard W. Connor For For Management
1.3 Elect Director Raphael A. Girard For For Management
1.4 Elect Director Karybek U. Ibraev For For Management
1.5 Elect Director Stephen A. Lang For For Management
1.6 Elect Director John W. Lill For For Management
1.7 Elect Director Amangeldy M. Muraliev For For Management
1.8 Elect Director Sheryl K. Pressler For For Management
1.9 Elect Director Terry V. Rogers For For Management
1.10 Elect Director Bruce V. Walter For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC.
Ticker: CF Security ID: 125269100
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Declassify the Board of Directors For For Management
2a Elect Director Robert C. Arzbaecher For For Management
2b Elect Director Stephen J. Hagge For For Management
2c Elect Director Edward A. Schmitt For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Reduce Supermajority Vote Requirement Against For Shareholder
6 Adopt Policy and Report on Board Against Against Shareholder
Diversity
7 Report on Political Contributions Against Against Shareholder
8 Report on Sustainability Against Against Shareholder
--------------------------------------------------------------------------------
CHESAPEAKE ENERGY CORPORATION
Ticker: CHK Security ID: 165167107
Meeting Date: JUN 14, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bob G. Alexander For For Management
1b Elect Director Merrill A. ('Pete') For For Management
Miller, Jr.
1c Elect Director Thomas L. Ryan For For Management
1d Elect Director Vincent J. Intrieri For For Management
1e Elect Director Frederic M. Poses For For Management
1f Elect Director Archie W. Dunham For For Management
1g Elect Director R. Brad Martin For For Management
1h Elect Director Louis A. Raspino For For Management
2 Declassify the Board of Directors For For Management
3 Provide Proxy Access Right For For Management
4 Reduce Supermajority Vote Requirement For For Management
5 Approve Non-Employee Director For For Management
Restricted Stock Plan
6 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
7 Amend Omnibus Stock Plan For For Management
8 Approve Executive Incentive Bonus Plan For For Management
9 Ratify Auditors For For Management
10 Establish Risk Oversight Committee Against Against Shareholder
11 Reincorporate in Another State [from Against Against Shareholder
Oklahoma to Delaware]
12 Pro-rata Vesting of Equity Plans Against Against Shareholder
--------------------------------------------------------------------------------
CHEVRON CORPORATION
Ticker: CVX Security ID: 166764100
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linnet F. Deily For For Management
1b Elect Director Robert E. Denham For For Management
1c Elect Director Alice P. Gast For For Management
1d Elect Director Enrique Hernandez, Jr. For For Management
1e Elect Director George L. Kirkland For For Management
1f Elect Director Charles W. Moorman, IV For For Management
1g Elect Director Kevin W. Sharer For For Management
1h Elect Director John G. Stumpf For For Management
1i Elect Director Ronald D. Sugar For For Management
1j Elect Director Carl Ware For For Management
1k Elect Director John S. Watson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Management of Hydraulic Against Against Shareholder
Fracturing Risks and Opportunities
6 Report on Offshore Oil Wells and Spill Against Against Shareholder
Mitigation Measures
7 Report on Financial Risks of Climate Against Against Shareholder
Change
8 Report on Lobbying Payments and Policy Against Against Shareholder
9 Prohibit Political Contributions Against Against Shareholder
10 Provide for Cumulative Voting Against Against Shareholder
11 Amend Articles/Bylaws/Charter -- Call Against Against Shareholder
Special Meetings
12 Require Director Nominee with Against Against Shareholder
Environmental Expertise
13 Adopt Guidelines for Country Selection Against Against Shareholder
--------------------------------------------------------------------------------
CIMAREX ENERGY CO.
Ticker: XEC Security ID: 171798101
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hans Helmerich For For Management
1.2 Elect Director Harold R. Logan, Jr. For For Management
1.3 Elect Director Monroe W. Robertson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CLIFFS NATURAL RESOURCES INC.
Ticker: CLF Security ID: 18683K101
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph A. Carrabba For For Management
1b Elect Director Susan M. Cunningham For For Management
1c Elect Director Barry J. Eldridge For For Management
1d Elect Director Andres R. Gluski For For Management
1e Elect Director Susan M. Green For For Management
1f Elect Director Janice K. Henry For For Management
1g Elect Director James F. Kirsch For For Management
1h Elect Director Francis R. McAllister For For Management
1i Elect Director Richard K. Riederer For For Management
1j Elect Director Timothy W. Sullivan For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Eliminate Cumulative Voting For For Management
4 Permit Board to Amend Bylaws Without For For Management
Shareholder Consent
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COBALT INTERNATIONAL ENERGY, INC.
Ticker: CIE Security ID: 19075F106
Meeting Date: APR 25, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph H. Bryant For For Management
1.2 Elect Director N. John Lancaster For For Management
1.3 Elect Director Jon A. Marshall For For Management
1.4 Elect Director Kenneth A. Pontarelli For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONCHO RESOURCES INC.
Ticker: CXO Security ID: 20605P101
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary A. Merriman For For Management
1.2 Elect Director Ray M. Poage For For Management
1.3 Elect Director A. Wellford Tabor For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONOCOPHILLIPS
Ticker: COP Security ID: 20825C104
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard L. Armitage For For Management
1b Elect Director Richard H. Auchinleck For For Management
1c Elect Director James E. Copeland, Jr. For For Management
1d Elect Director Jody L. Freeman For For Management
1e Elect Director Gay Huey Evans For For Management
1f Elect Director Ryan M. Lance For For Management
1g Elect Director Mohd H. Marican For For Management
1h Elect Director Robert A. Niblock For For Management
1i Elect Director Harald J. Norvik For For Management
1j Elect Director William E. Wade, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
6 Amend EEO Policy to Prohibit Against Against Shareholder
Discrimination based on Gender Identity
--------------------------------------------------------------------------------
CONSOL ENERGY INC.
Ticker: CNX Security ID: 20854P109
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Brett Harvey For For Management
1.2 Elect Director Philip W. Baxter For For Management
1.3 Elect Director James E. Altmeyer, Sr. For For Management
1.4 Elect Director William E. Davis For For Management
1.5 Elect Director Raj K. Gupta For For Management
1.6 Elect Director David C. Hardesty, Jr. For For Management
1.7 Elect Director John T. Mills For For Management
1.8 Elect Director William P. Powell For For Management
1.9 Elect Director Joseph T. Williams For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
5 Report on Political Contributions Against Against Shareholder
6 Report on Climate Change Against Against Shareholder
--------------------------------------------------------------------------------
CONTINENTAL RESOURCES, INC.
Ticker: CLR Security ID: 212015101
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold G. Hamm For For Management
1.2 Elect Director John T. McNabb, II For For Management
1.3 Elect Director David L. Boren For For Management
2 Approve Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DENBURY RESOURCES INC.
Ticker: DNR Security ID: 247916208
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wieland F. Wettstein For For Management
1.2 Elect Director Michael L. Beatty For For Management
1.3 Elect Director Michael B. Decker For For Management
1.4 Elect Director Ronald G. Greene For For Management
1.5 Elect Director Gregory L. McMichael For For Management
1.6 Elect Director Kevin O. Meyers For For Management
1.7 Elect Director Phil Rykhoek For For Management
1.8 Elect Director Randy Stein For For Management
1.9 Elect Director Laura A. Sugg For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Nonqualified Employee Stock For For Management
Purchase Plan
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DEVON ENERGY CORPORATION
Ticker: DVN Security ID: 25179M103
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert H. Henry For For Management
1.2 Elect Director John A. Hill For For Management
1.3 Elect Director Michael M. Kanovsky For For Management
1.4 Elect Director Robert A. Mosbacher, Jr. For For Management
1.5 Elect Director J. Larry Nichols For For Management
1.6 Elect Director Duane C. Radtke For For Management
1.7 Elect Director Mary P. Ricciardello For For Management
1.8 Elect Director John Richels For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Require a Majority Vote for the Against Against Shareholder
Election of Directors
6 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
DIAMOND OFFSHORE DRILLING, INC.
Ticker: DO Security ID: 25271C102
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. Tisch For For Management
1.2 Elect Director Lawrence R. Dickerson For For Management
1.3 Elect Director John R. Bolton For For Management
1.4 Elect Director Charles L. Fabrikant For For Management
1.5 Elect Director Paul G. Gaffney, II For For Management
1.6 Elect Director Edward Grebow For For Management
1.7 Elect Director Herbert C. Hofmann For For Management
1.8 Elect Director Clifford M. Sobel For For Management
1.9 Elect Director Andrew H. Tisch For For Management
1.10 Elect Director Raymond S. Troubh For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DOMTAR CORPORATION
Ticker: UFS Security ID: 257559203
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Giannella Alvarez For For Management
1.2 Elect Director Robert E. Apple For For Management
1.3 Elect Director Louis P. Gignac For For Management
1.4 Elect Director Brian M. Levitt For For Management
1.5 Elect Director Harold H. MacKay For For Management
1.6 Elect Director David G. Maffucci For For Management
1.7 Elect Director Robert J. Steacy For For Management
1.8 Elect Director Pamela B. Strobel For For Management
1.9 Elect Director Denis Turcotte For For Management
1.10 Elect Director John D. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
E. I. DU PONT DE NEMOURS AND COMPANY
Ticker: DD Security ID: 263534109
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lamberto Andreotti For For Management
1b Elect Director Richard H. Brown For For Management
1c Elect Director Robert A. Brown For For Management
1d Elect Director Bertrand P. Collomb For For Management
1e Elect Director Curtis J. Crawford For For Management
1f Elect Director Alexander M. Cutler For For Management
1g Elect Director Eleuthere I. Du Pont For For Management
1h Elect Director Marillyn A. Hewson For For Management
1i Elect Director Lois D. Juliber For For Management
1j Elect Director Ellen J. Kullman For For Management
1k Elect Director Lee M. Thomas For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Report on Genetically Engineered Seed Against Against Shareholder
7 Report on Pay Disparity Against Against Shareholder
--------------------------------------------------------------------------------
EASTMAN CHEMICAL COMPANY
Ticker: EMN Security ID: 277432100
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gary E. Anderson For For Management
1.2 Elect Director Brett D. Begemann For For Management
1.3 Elect Director Stephen R. Demeritt For For Management
1.4 Elect Director Robert M. Hernandez For For Management
1.5 Elect Director Julie F. Holder For For Management
1.6 Elect Director Renee J. Hornbaker For For Management
1.7 Elect Director Lewis M. Kling For For Management
1.8 Elect Director David W. Raisbeck For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
ECOLAB INC.
Ticker: ECL Security ID: 278865100
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas M. Baker, Jr. For For Management
1.2 Elect Director Barbara J. Beck For For Management
1.3 Elect Director Leslie S. Biller For For Management
1.4 Elect Director Stephen I. Chazen For For Management
1.5 Elect Director Jerry A. Grundhofer For For Management
1.6 Elect Director Arthur J. Higgins For For Management
1.7 Elect Director Joel W. Johnson For For Management
1.8 Elect Director Michael Larson For For Management
1.9 Elect Director Jerry W. Levin For For Management
1.10 Elect Director Robert L. Lumpkins For For Management
1.11 Elect Director Victoria J. Reich For For Management
1.12 Elect Director Mary M. VanDeWeghe For For Management
1.13 Elect Director John J. Zillmer For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Stock Retention/Holding Period Against Against Shareholder
6 Require Consistency with Corporate Against Against Shareholder
Values and Report on Political
Contributions
--------------------------------------------------------------------------------
ELDORADO GOLD CORPORATION
Ticker: ELD Security ID: 284902103
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director K. Ross Cory For For Management
1.2 Elect Director Robert R. Gilmore For For Management
1.3 Elect Director Geoffrey A. Handley For For Management
1.4 Elect Director Wayne D. Lenton For For Management
1.5 Elect Director Michael A. Price For For Management
1.6 Elect Director Steven P. Reid For For Management
1.7 Elect Director Jonathan A. Rubenstein For For Management
1.8 Elect Director Donald M. Shumka For For Management
1.9 Elect Director Paul N. Wright For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Authorize Board to Fix Remuneration of For For Management
Auditors
--------------------------------------------------------------------------------
ENERGY XXI (BERMUDA) LIMITED
Ticker: 5E3B Security ID: G10082140
Meeting Date: NOV 06, 2012 Meeting Type: Annual
Record Date: SEP 17, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Paul Davison as Director For For Management
1.2 Elect Hill Feinberg as Director For For Management
2 Approve UHY LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
ENSCO PLC
Ticker: ESV Security ID: G3157S106
Meeting Date: MAY 20, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Francis S. Kalman as Director For For Management
2 Re-elect Roxanne J. Decyk as Director For For Management
3 Re-elect Mary Francis CBE as Director For For Management
4 Reappoint KPMG LLP as Auditors of the For For Management
Company
5 Reappoint KPMG Audit Plc as Auditors For For Management
of the Company
6 Authorize Board to Fix Remuneration of For For Management
Auditors
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Advisory Vote to Approve Directors' For For Management
Remuneration Report
9 Accept Auditors' and Directors' For For Management
Reports and Statutory Reports
10 Amend Articles of Association For For Management
Declassifying the Board and Conversion
of American Depositary Shares to Class
A ordinary Shares
11 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles R. Crisp For For Management
1b Elect Director James C. Day For For Management
1c Elect Director Mark G. Papa For For Management
1d Elect Director H. Leighton Steward For For Management
1e Elect Director Donald F. Textor For For Management
1f Elect Director William R. Thomas For For Management
1g Elect Director Frank G. Wisner For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EQT CORPORATION
Ticker: EQT Security ID: 26884L109
Meeting Date: APR 17, 2013 Meeting Type: Annual
Record Date: FEB 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vicky A. Bailey For For Management
1.2 Elect Director Kenneth M. Burke For For Management
1.3 Elect Director George L. Miles, Jr. For For Management
1.4 Elect Director Stephen A. Thorington For For Management
2 Declassify the Board of Directors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Report on Feasibility of Prohibiting Against Against Shareholder
Political Contributions
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 29, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director M.J. Boskin For For Management
1.2 Elect Director P. Brabeck-Letmathe For For Management
1.3 Elect Director U.M. Burns For For Management
1.4 Elect Director L.R. Faulkner For For Management
1.5 Elect Director J.S. Fishman For For Management
1.6 Elect Director H.H. Fore For For Management
1.7 Elect Director K.C. Frazier For For Management
1.8 Elect Director W.W. George For For Management
1.9 Elect Director S.J. Palmisano For For Management
1.10 Elect Director S.S. Reinemund For For Management
1.11 Elect Director R.W. Tillerson For For Management
1.12 Elect Director W.C. Weldon For For Management
1.13 Elect Director E.E. Whitacre, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Require a Majority Vote for the Against Against Shareholder
Election of Directors
6 Limit Directors to a Maximum of Three Against Against Shareholder
Board Memberships in Companies with
Sales over $500 Million Annually
7 Report on Lobbying Payments and Policy Against Against Shareholder
8 Study Feasibility of Prohibiting Against Against Shareholder
Political Contributions
9 Adopt Sexual Orientation Anti-bias Against Against Shareholder
Policy
10 Report on Management of Hydraulic Against Against Shareholder
Fracturing Risks and Opportunities
11 Adopt Quantitative GHG Goals for Against Against Shareholder
Products and Operations
--------------------------------------------------------------------------------
FMC CORPORATION
Ticker: FMC Security ID: 302491303
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: FEB 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Pierre Brondeau For For Management
1.2 Elect Director Dirk A. Kempthorne For For Management
1.3 Elect Director Robert C. Pallash For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
FMC TECHNOLOGIES, INC.
Ticker: FTI Security ID: 30249U101
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Eleazar de Carvalho For For Management
Filho
1b Elect Director Claire S. Farley For For Management
1c Elect Director Joseph H. Netherland For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Pro-rata Vesting of Equity Awards Against Against Shareholder
--------------------------------------------------------------------------------
FORUM ENERGY TECHNOLOGIES, INC.
Ticker: FET Security ID: 34984V100
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. Christopher Gaut For For Management
1.2 Elect Director David C. Baldwin For For Management
1.3 Elect Director Franklin Myers For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FX ENERGY, INC.
Ticker: FXEN Security ID: 302695101
Meeting Date: JUN 13, 2013 Meeting Type: Annual
Record Date: APR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas B. Lovejoy For Withhold Management
1.2 Elect Director Arnold S. Grundvig, Jr. For For Management
2 Ratify Auditors For For Management
3 Other Business For For Management
--------------------------------------------------------------------------------
GOLDCORP INC.
Ticker: G Security ID: 380956409
Meeting Date: MAY 02, 2013 Meeting Type: Annual/Special
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
a1 Elect Director John P. Bell For For Management
a2 Elect Director Beverley A. Briscoe For For Management
a3 Elect Director Peter J. Dey For For Management
a4 Elect Director Douglas M. Holtby For For Management
a5 Elect Director Charles A. Jeannes For For Management
a6 Elect Director P. Randy Reifel For For Management
a7 Elect Director A. Dan Rovig For For Management
a8 Elect Director Ian W. Telfer For For Management
a9 Elect Director Blanca Trevino For For Management
a10 Elect Director Kenneth F. Williamson For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Amend Restricted Share Unit Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan M. Bennett For For Management
1.2 Elect Director James R. Boyd For For Management
1.3 Elect Director Milton Carroll For For Management
1.4 Elect Director Nance K. Dicciani For For Management
1.5 Elect Director Murry S. Gerber For For Management
1.6 Elect Director Jose C. Grubisich For For Management
1.7 Elect Director Abdallah S. Jum'ah For For Management
1.8 Elect Director David J. Lesar For For Management
1.9 Elect Director Robert A. Malone For For Management
1.10 Elect Director J. Landis Martin For For Management
1.11 Elect Director Debra L. Reed For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Human Rights Risk Assessment Against Against Shareholder
Process
--------------------------------------------------------------------------------
HARRY WINSTON DIAMOND CORPORATION
Ticker: HW Security ID: 41587B100
Meeting Date: JUL 18, 2012 Meeting Type: Annual/Special
Record Date: JUN 01, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Matthew W. Barrett For For Management
1.2 Elect Director Micheline Bouchard For For Management
1.3 Elect Director David Carey For For Management
1.4 Elect Director Robert A. Gannicott For For Management
1.5 Elect Director Noel Harwerth For For Management
1.6 Elect Director Daniel Jarvis For For Management
1.7 Elect Director Jean-Marc Loubier For For Management
1.8 Elect Director Laurent E. Mommeja For For Management
1.9 Elect Director J. Roger B. Phillimore For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Approve Restricted Share Unit Plan For For Management
--------------------------------------------------------------------------------
HELMERICH & PAYNE, INC.
Ticker: HP Security ID: 423452101
Meeting Date: MAR 06, 2013 Meeting Type: Annual
Record Date: JAN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Hans Helmerich For For Management
1.2 Elect Director John W. Lindsay For For Management
1.3 Elect Director Paula Marshall For For Management
1.4 Elect Director Randy A. Foutch For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the None Against Shareholder
Election of Directors
--------------------------------------------------------------------------------
HESS CORPORATION
Ticker: HES Security ID: 42809H107
Meeting Date: MAY 16, 2013 Meeting Type: Proxy Contest
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1.1 Elect Director J. Krenicki For Did Not Vote Management
1.2 Elect Director K. Meyers For Did Not Vote Management
1.3 Elect Director Fredric G. Reynolds For Did Not Vote Management
1.4 Elect Director William G. Schrader For Did Not Vote Management
1.5 Director Mark Williams For Did Not Vote Management
2 Ratify Auditors For Did Not Vote Management
3 Advisory Vote to Ratify Named For Did Not Vote Management
Executive Officers' Compensation
4 Declassify the Board of Directors For Did Not Vote Management
5 Require Independent Board Chairman Against Did Not Vote Shareholder
6 Reduce Supermajority Vote Requirement Against Did Not Vote Shareholder
7 Report on Political Contributions Against Did Not Vote Shareholder
8 Repeal Any Bylaws Amendments Adopted Against Did Not Vote Shareholder
subsequent to February 2, 2011
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Green Card) None
1.1 Elect Director Rodney F. Chase For For Shareholder
1.2 Elect Director Harvey Golub For For Shareholder
1.3 Elect Director Karl F. Kurz For For Shareholder
1.4 Elect Director David McManus For For Shareholder
1.5 Elect Director Marshall D. Smith For For Shareholder
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named Against Against Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Require Independent Board Chairman For For Shareholder
6 Reduce Supermajority Vote Requirement For For Shareholder
7 Report on Political Contributions For For Shareholder
8 Repeal Any Bylaws Amendments Adopted For For Shareholder
subsequent to February 2, 2011
--------------------------------------------------------------------------------
HOLLYFRONTIER CORPORATION
Ticker: HFC Security ID: 436106108
Meeting Date: MAY 15, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas Y. Bech For For Management
1b Elect Director Buford P. Berry For For Management
1c Elect Director Leldon E. Echols For For Management
1d Elect Director R. Kevin Hardage For For Management
1e Elect Director Michael C. Jennings For For Management
1f Elect Director Robert J. Kostelnik For For Management
1g Elect Director James H. Lee For For Management
1h Elect Director Robert G. McKenzie For For Management
1i Elect Director Franklin Myers For For Management
1j Elect Director Michael E. Rose For For Management
1k Elect Director Tommy A. Valenta For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HUDBAY MINERALS INC.
Ticker: HBM Security ID: 443628102
Meeting Date: MAY 10, 2013 Meeting Type: Annual/Special
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Long Term Equity Plan For For Management
2.1 Elect Director David Garofalo For For Management
2.2 Elect Director Tom A. Goodman For For Management
2.3 Elect Director Alan R. Hibben For For Management
2.4 Elect Director W. Warren Holmes For For Management
2.5 Elect Director John L. Knowles For For Management
2.6 Elect Director Alan J. Lenczner For For Management
2.7 Elect Director Kenneth G. Stowe For For Management
2.8 Elect Director G. Wesley Voorheis For For Management
3 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
INTERNATIONAL FLAVORS & FRAGRANCES INC.
Ticker: IFF Security ID: 459506101
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Marcello V. Bottoli For For Management
1b Elect Director Linda B. Buck For For Management
1c Elect Director J. Michael Cook For For Management
1d Elect Director Roger W. Ferguson, Jr. For For Management
1e Elect Director Andreas Fibig For For Management
1f Elect Director Christina Gold For For Management
1g Elect Director Alexandra A. Herzan For For Management
1h Elect Director Henry W. Howell, Jr. For For Management
1i Elect Director Katherine M. Hudson For For Management
1j Elect Director Arthur C. Martinez For For Management
1k Elect Director Dale F. Morrison For For Management
1l Elect Director Douglas D. Tough For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
INTERNATIONAL PAPER COMPANY
Ticker: IP Security ID: 460146103
Meeting Date: MAY 13, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David J. Bronczek For For Management
1b Elect Director Ahmet C. Dorduncu For For Management
1c Elect Director John V. Faraci For For Management
1d Elect Director Ilene S. Gordon For For Management
1e Elect Director Stacey J. Mobley For For Management
1f Elect Director Joan E. Spero For For Management
1g Elect Director John L. Townsend, III For For Management
1h Elect Director John F. Turner For For Management
1i Elect Director William G. Walter For For Management
1j Elect Director J. Steven Whisler For For Management
2 Ratify Auditors For For Management
3 Provide Right to Act by Written Consent For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Pro-rata Vesting of Equity Plans Against Against Shareholder
--------------------------------------------------------------------------------
KINDER MORGAN, INC.
Ticker: KMI Security ID: 49456B101
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Kinder For For Management
1.2 Elect Director C. Park Shaper For For Management
1.3 Elect Director Steven J. Kean For For Management
1.4 Elect Director Anthony W. Hall, Jr. For For Management
1.5 Elect Director Deborah A. Macdonald For For Management
1.6 Elect Director Michael Miller For For Management
1.7 Elect Director Michael C. Morgan For For Management
1.8 Elect Director Fayez Sarofim For For Management
1.9 Elect Director Joel V. Staff For Withhold Management
1.10 Elect Director John Stokes For For Management
1.11 Elect Director Robert F. Vagt For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LAREDO PETROLEUM HOLDINGS, INC.
Ticker: LPI Security ID: 516806106
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randy A. Foutch For For Management
1.2 Elect Director Jerry R. Schuyler For For Management
1.3 Elect Director Peter R. Kagan For For Management
1.4 Elect Director James R. Levy For For Management
1.5 Elect Director B.Z. (Bill) Parker For For Management
1.6 Elect Director Pamela S. Pierce For For Management
1.7 Elect Director L. Francis Rooney For For Management
1.8 Elect Director Myles W. Scoggins For For Management
1.9 Elect Director Edmund P. Segner, III For For Management
1.10 Elect Director Donald D. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LUNDIN MINING CORPORATION
Ticker: LUN Security ID: 550372106
Meeting Date: MAY 10, 2013 Meeting Type: Annual/Special
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Colin K. Benner For For Management
1.2 Elect Director Donald K. Charter For For Management
1.3 Elect Director Paul K. Conibear For For Management
1.4 Elect Director John H. Craig For For Management
1.5 Elect Director Brian D. Edgar For For Management
1.6 Elect Director Lukas H. Lundin For For Management
1.7 Elect Director Dale C. Peniuk For For Management
1.8 Elect Director William A. Rand For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Require Advance Notice for Shareholder For For Management
Proposals/Nominations
--------------------------------------------------------------------------------
LYONDELLBASELL INDUSTRIES NV
Ticker: LYB Security ID: N53745100
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jacques Aigrain For For Management
1.2 Elect Director Scott M. Kleinman For For Management
1.3 Elect Director Bruce A. Smith For For Management
2 Adopt Financial Statements and For For Management
Statutory Reports
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
6 Ratify PricewaterhouseCoopers as For For Management
Auditors
7 Approve Remuneration of Supervisory For For Management
Board
8 Approve Dividends of USD 4.20 Per Share For For Management
9 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
11 Approve Cancellation of up to 10 For For Management
Percent of Issued Share Capital in
Treasury Account
12 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
MARATHON OIL CORPORATION
Ticker: MRO Security ID: 565849106
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Gregory H. Boyce For For Management
1b Elect Director Pierre Brondeau For For Management
1c Elect Director Clarence P. Cazalot, Jr. For For Management
1d Elect Director Linda Z. Cook For For Management
1e Elect Director Shirley Ann Jackson For For Management
1f Elect Director Philip Lader For For Management
1g Elect Director Michael E. J. Phelps For For Management
1h Elect Director Dennis H. Reilley For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
MARATHON PETROLEUM CORPORATION
Ticker: MPC Security ID: 56585A102
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Evan Bayh For For Management
1.2 Elect Director William L. Davis For For Management
1.3 Elect Director Thomas J. Usher For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
MEADWESTVACO CORPORATION
Ticker: MWV Security ID: 583334107
Meeting Date: APR 22, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael E. Campbell For For Management
1.2 Elect Director James G. Kasier For For Management
1.3 Elect Director Richard B. Kelson For For Management
1.4 Elect Director James M. Kilts For For Management
1.5 Elect Director Susan J. Kropf For For Management
1.6 Elect Director Douglas S. Luke For For Management
1.7 Elect Director John A. Luke, Jr. For For Management
1.8 Elect Director Gracia C. Martore For For Management
1.9 Elect Director Timothy H. Powers For For Management
1.10 Elect Director Jane L. Warner For For Management
1.11 Elect Director Alan D. Wilson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MONSANTO COMPANY
Ticker: MON Security ID: 61166W101
Meeting Date: JAN 31, 2013 Meeting Type: Annual
Record Date: DEC 03, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David L. Chicoine For For Management
1b Elect Director Arthur H. Harper For For Management
1c Elect Director Gwendolyn S. King For For Management
1d Elect Director Jon R. Moeller For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
5 Report on Risk of Genetically Against Against Shareholder
Engineered Products
--------------------------------------------------------------------------------
MURPHY OIL CORPORATION
Ticker: MUR Security ID: 626717102
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank W. Blue For For Management
1b Elect Director Steven A. Cosse For For Management
1c Elect Director Claiborne P. Deming For For Management
1d Elect Director Robert A. Hermes For For Management
1e Elect Director James V. Kelley For For Management
1f Elect Director Walentin Mirosh For For Management
1g Elect Director R. Madison Murphy For For Management
1h Elect Director J.W. Nolan For For Management
1i Elect Director Neal E. Schmale For For Management
1j Elect Director David J.H. Smith For For Management
1k Elect Director Caroline G. Theus For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Non-Employee Director Omnibus For For Management
Stock Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NABORS INDUSTRIES LTD.
Ticker: NBR Security ID: G6359F103
Meeting Date: JUN 04, 2013 Meeting Type: Annual
Record Date: APR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James R. Crane For Withhold Management
1.2 Elect Director Michael C. Linn For Withhold Management
1.3 Elect Director John V. Lombardi For Withhold Management
1.4 Elect Director Howard Wolf For For Management
1.5 Elect Director John Yearwood For Withhold Management
2 Approve Pricewaterhouse Coopers LLP as For For Management
Auditor and Authorize Board to Fix
Their Renumeration
3 Approve Executive Incentive Bonus Plan For For Management
4 Approve Omnibus Stock Plan For Against Management
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
6 Require Shareholder Approval of Against Against Shareholder
Specific Performance Metrics in Equity
Compensation Plans
7 Require Independent Board Chairman Against For Shareholder
8 Stock Retention/Holding Period Against Against Shareholder
9 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
10 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
NATIONAL OILWELL VARCO, INC.
Ticker: NOV Security ID: 637071101
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: APR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Merrill A. Miller, Jr. For For Management
1B Elect Director Greg L. Armstrong For For Management
1C Elect Director Ben A. Guill For For Management
1D Elect Director David D. Harrison For For Management
1E Elect Director Roger L. Jarvis For For Management
1F Elect Director Eric L. Mattson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
NEWFIELD EXPLORATION COMPANY
Ticker: NFX Security ID: 651290108
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lee K. Boothby For For Management
1b Elect Director Pamela J. Gardner For For Management
1c Elect Director John Randolph Kemp III For For Management
1d Elect Director Joseph H. Netherland For For Management
1e Elect Director Howard H. Newman For For Management
1f Elect Director Thomas G. Ricks For For Management
1g Elect Director Juanita M. Romans For For Management
1h Elect Director C. E. (Chuck) Shultz For For Management
1i Elect Director Richard K. Stoneburner For For Management
1j Elect Director J. Terry Strange For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Require Director Nominee with Against Against Shareholder
Environmental Expertise
--------------------------------------------------------------------------------
NEWMONT MINING CORPORATION
Ticker: NEM Security ID: 651639106
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce R. Brook For For Management
1.2 Elect Director J. Kofi Bucknor For For Management
1.3 Elect Director Vincent A. Calarco For For Management
1.4 Elect Director Joseph A. Carrabba For For Management
1.5 Elect Director Noreen Doyle For For Management
1.6 Elect Director Gary J. Goldberg For For Management
1.7 Elect Director Veronica M. Hagen For For Management
1.8 Elect Director Jane Nelson For For Management
1.9 Elect Director Donald C. Roth For For Management
1.10 Elect Director Simon R. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
NOBLE CORPORATION
Ticker: NE Security ID: H5833N103
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: APR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael A. Cawley For For Management
1b Elect Director Gordon T. Hall For For Management
1c Elect Director Ashley Almanza For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Dividends For For Management
4 Ratify PricewaterhouseCoopers LLP as For For Management
Independent Registered Public
Accounting Firm and
PricewaterhouseCoopers AG as Statutory
Auditor
5 Approve Discharge of Board and Senior For For Management
Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Extension of CHF 133 Million For For Management
Pool of Capital without Preemptive
Rights
--------------------------------------------------------------------------------
NOBLE ENERGY, INC.
Ticker: NBL Security ID: 655044105
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey L. Berenson For For Management
1.2 Elect Director Michael A. Cawley For For Management
1.3 Elect Director Edward F. Cox For For Management
1.4 Elect Director Charles D. Davidson For For Management
1.5 Elect Director Thomas J. Edelman For For Management
1.6 Elect Director Eric P. Grubman For For Management
1.7 Elect Director Kirby L. Hedrick For For Management
1.8 Elect Director Scott D. Urban For For Management
1.9 Elect Director William T. Van Kleef For For Management
1.10 Elect Director Molly K. Williamson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Adopt the Jurisdiction of For Against Management
Incorporation as the Exclusive Forum
for Certain Disputes
6 Amend Bylaws to Change Certain For For Management
Provisions
--------------------------------------------------------------------------------
NUCOR CORPORATION
Ticker: NUE Security ID: 670346105
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter C. Browning For For Management
1.2 Elect Director Clayton C. Daley, Jr. For For Management
1.3 Elect Director Daniel R. DiMicco For For Management
1.4 Elect Director John J. Ferriola For For Management
1.5 Elect Director Harvey B. Gantt For For Management
1.6 Elect Director Victoria F. Haynes For For Management
1.7 Elect Director Bernard L. Kasriel For For Management
1.8 Elect Director Christopher J. Kearney For For Management
1.9 Elect Director Raymond J. Milchovich For For Management
1.10 Elect Director John H. Walker For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Reduce Supermajority Vote Requirement For For Management
for Amendments to the Certificate of
Incorporation
5 Reduce Supermajority Vote Requirement For For Management
for Amendments to the Bylaws
6 Require a Majority Vote for the Against Against Shareholder
Election of Directors
7 Report on Lobbying Payments and Policy Against Against Shareholder
--------------------------------------------------------------------------------
OASIS PETROLEUM INC.
Ticker: OAS Security ID: 674215108
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael McShane For For Management
1.2 Elect Director Thomas B. Nusz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
OCCIDENTAL PETROLEUM CORPORATION
Ticker: OXY Security ID: 674599105
Meeting Date: MAY 03, 2013 Meeting Type: Annual
Record Date: MAR 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer Abraham For For Management
1.2 Elect Director Howard I. Atkins For For Management
1.3 Elect Director Stephen I. Chazen For For Management
1.4 Elect Director Edward P. Djerejian For For Management
1.5 Elect Director John E. Feick For For Management
1.6 Elect Director Margaret M. Foran For For Management
1.7 Elect Director Carlos M. Gutierrez For For Management
1.8 Elect Director Ray R. Irani For Against Management
1.9 Elect Director Avedick B. Poladian For For Management
1.10 Elect Director Aziz D. Syriani For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Provide Right to Act by Written Consent Against Against Shareholder
--------------------------------------------------------------------------------
OWENS-ILLINOIS, INC.
Ticker: OI Security ID: 690768403
Meeting Date: MAY 17, 2013 Meeting Type: Annual
Record Date: MAR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jay L. Geldmacher For For Management
1.2 Elect Director Albert P. L. Stroucken For For Management
1.3 Elect Director Dennis K. Williams For For Management
1.4 Elect Director Thomas L. Young For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PACKAGING CORPORATION OF AMERICA
Ticker: PKG Security ID: 695156109
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cheryl K. Beebe For For Management
1.2 Elect Director Hasan Jameel For For Management
1.3 Elect Director Mark W. Kowlzan For For Management
1.4 Elect Director Robert C. Lyons For For Management
1.5 Elect Director Samuel M. Mencoff For For Management
1.6 Elect Director Roger B. Porter For For Management
1.7 Elect Director Thomas S. Souleles For For Management
1.8 Elect Director Paul T. Stecko For For Management
1.9 Elect Director James D. Woodrum For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PATTERSON-UTI ENERGY, INC.
Ticker: PTEN Security ID: 703481101
Meeting Date: JUN 05, 2013 Meeting Type: Annual
Record Date: APR 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark S. Siegel For For Management
1.2 Elect Director Kenneth N. Berns For For Management
1.3 Elect Director Charles O. Buckner For For Management
1.4 Elect Director Michael W. Conlon For For Management
1.5 Elect Director Curtis W. Huff For For Management
1.6 Elect Director Terry H. Hunt For For Management
1.7 Elect Director Cloyce A. Talbott For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION
Ticker: BTU Security ID: 704549104
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: MAR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory H. Boyce For For Management
1.2 Elect Director William A. Coley For For Management
1.3 Elect Director William E. James For For Management
1.4 Elect Director Robert B. Karn, III For For Management
1.5 Elect Director Henry E. Lentz For For Management
1.6 Elect Director Robert A. Malone For For Management
1.7 Elect Director William C. Rusnack For For Management
1.8 Elect Director John F. Turner For For Management
1.9 Elect Director Sandra A. Van Trease For For Management
1.10 Elect Director Alan H. Washkowitz For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Report on Lobbying Payments and Policy Against Against Shareholder
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
PHILLIPS 66
Ticker: PSX Security ID: 718546104
Meeting Date: MAY 08, 2013 Meeting Type: Annual
Record Date: MAR 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Greg C. Garland For For Management
1b Elect Director John E. Lowe For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY
Ticker: PXD Security ID: 723787107
Meeting Date: MAY 23, 2013 Meeting Type: Annual
Record Date: MAR 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy L. Dove For For Management
1.2 Elect Director Charles E. Ramsey, Jr. For For Management
1.3 Elect Director Frank A. Risch For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Management of Hydraulic Against Against Shareholder
Fracturing Risks and Opportunities
--------------------------------------------------------------------------------
PLAINS EXPLORATION & PRODUCTION COMPANY
Ticker: PXP Security ID: 726505100
Meeting Date: MAY 20, 2013 Meeting Type: Special
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
PPG INDUSTRIES, INC.
Ticker: PPG Security ID: 693506107
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: FEB 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James G. Berges For For Management
1.2 Elect Director John V. Faraci For For Management
1.3 Elect Director Victoria F. Haynes For For Management
1.4 Elect Director Martin H. Richenhagen For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Declassify the Board of Directors For For Management
4 Ratify Auditors For For Management
5 Reduce Supermajority Vote Requirement Against For Shareholder
--------------------------------------------------------------------------------
PRAXAIR, INC.
Ticker: PX Security ID: 74005P104
Meeting Date: APR 23, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Stephen F. Angel For For Management
1.2 Elect Director Oscar Bernardes For For Management
1.3 Elect Director Bret K. Clayton For For Management
1.4 Elect Director Nance K. Dicciani For For Management
1.5 Elect Director Edward G. Galante For For Management
1.6 Elect Director Claire W. Gargalli For For Management
1.7 Elect Director Ira D. Hall For For Management
1.8 Elect Director Raymond W. LeBoeuf For For Management
1.9 Elect Director Larry D. McVay For For Management
1.10 Elect Director Wayne T. Smith For For Management
1.11 Elect Director Robert L. Wood For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Require Consistency with Corporate Against Against Shareholder
Values and Report on Political
Contributions
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
QEP RESOURCES, INC.
Ticker: QEP Security ID: 74733V100
Meeting Date: MAY 24, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Julie A. Dill For For Management
1.2 Elect Director L. Richard Flury For For Management
1.3 Elect Director M.W. Scoggins For For Management
1.4 Elect Director Robert E. McKee, III For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Declassify the Board of Directors For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
RANDGOLD RESOURCES LTD
Ticker: RRS Security ID: 752344309
Meeting Date: APR 29, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Philippe Lietard as Director For For Management
5 Re-elect Mark Bristow as Director For For Management
6 Re-elect Norborne Cole Jr as Director For For Management
7 Re-elect Christopher Coleman as For For Management
Director
8 Re-elect Kadri Dagdelen as Director For For Management
9 Elect Jeanine Mabunda Lioko as Director For For Management
10 Re-elect Graham Shuttleworth as For For Management
Director
11 Re-elect Andrew Quinn as Director For For Management
12 Re-elect Karl Voltaire as Director For For Management
13 Reappoint BDO LLP as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Approve Awards of Ordinary Shares to For For Management
Non-executive Directors
17 Approve Grant of a One-Off Career For For Management
Shares Award of Ordinary Shares to the
CEO
18 Approve Increase in Non-Executive For For Management
Directors' Aggregate Fees
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
RANGE RESOURCES CORPORATION
Ticker: RRC Security ID: 75281A109
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony V. Dub For For Management
1b Elect Director V. Richard Eales For For Management
1c Elect Director Allen Finkelson For For Management
1d Elect Director James M. Funk For For Management
1e Elect Director Jonathan S. Linker For For Management
1f Elect Director Mary Ralph Lowe For For Management
1g Elect Director Kevin S. McCarthy For For Management
1h Elect Director John H. Pinkerton For For Management
1i Elect Director Jeffrey L. Ventura For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Methane Emissions Against Against Shareholder
--------------------------------------------------------------------------------
RIO TINTO PLC
Ticker: RIO Security ID: G75754104
Meeting Date: APR 18, 2013 Meeting Type: Annual
Record Date: APR 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Robert Brown as Director For For Management
4 Re-elect Vivienne Cox as Director For For Management
5 Re-elect Jan du Plessis as Director For For Management
6 Re-elect Guy Elliott as Director For For Management
7 Re-elect Michael Fitzpatrick as For For Management
Director
8 Re-elect Ann Godbehere as Director For For Management
9 Re-elect Richard Goodmanson as Director For For Management
10 Re-elect Lord Kerr as Director For For Management
11 Re-elect Chris Lynch as Director For For Management
12 Re-elect Paul Tellier as Director For For Management
13 Re-elect John Varley as Director For For Management
14 Re-elect Sam Walsh as Director For For Management
15 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
16 Authorise the Audit Committee to Fix For For Management
Remuneration of Auditors
17 Approve Performance Share Plan For For Management
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
ROSETTA RESOURCES INC.
Ticker: ROSE Security ID: 777779307
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard W. Beckler For For Management
1.2 Elect Director James E. Craddock For For Management
1.3 Elect Director Matthew D. Fitzgerald For For Management
1.4 Elect Director Philip L. Frederickson For For Management
1.5 Elect Director D. Henry Houston For For Management
1.6 Elect Director Carin S. Knickel For For Management
1.7 Elect Director Donald D. Patteson, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ROWAN COMPANIES PLC
Ticker: RDC Security ID: G7665A101
Meeting Date: JUL 25, 2012 Meeting Type: Annual
Record Date: JUN 04, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Thomas R. Hix as Director For For Management
2 Re-elect Suzanne P. Nimocks as Director For For Management
3 Re-elect P. Dexter Peacock as Director For For Management
4 Appoint Deloitte & Touche LLP as U.S. For For Management
Auditors
5 Appoint Deloitte & Touche UK LLP as U. For For Management
K. Auditors
6 Authorize Board to Fix Remuneration of For For Management
Auditors
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROWAN COMPANIES PLC
Ticker: RDC Security ID: G7665A101
Meeting Date: APR 26, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect William T. Fox, III as Director For For Management
2 Elect Sir Graham Hearne as Director For For Management
3 Elect H. E. Lentz as Director For For Management
4 Ratify Deloitte & Touche LLP as our U. For For Management
S. Auditors
5 Reappoint Deloitte & Touche U.K LLP as For For Management
our U.K. Auditors
6 Authorize the Audit Committee to Fix For For Management
Remuneration of Auditors
7 Approve Omnibus Stock Plan For For Management
8 Approve Remuneration Report For For Management
9 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSA Security ID: 780259206
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: APR 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Josef Ackermann as Director For For Management
4 Re-elect Guy Elliott as Director For For Management
5 Re-elect Simon Henry as Director For For Management
6 Re-elect Charles Holliday as Director For For Management
7 Re-elect Gerard Kleisterlee as Director For For Management
8 Re-elect Jorma Ollila as Director For For Management
9 Re-elect Sir Nigel Sheinwald as For For Management
Director
10 Re-elect Linda Stuntz as Director For For Management
11 Re-elect Peter Voser as Director For For Management
12 Re-elect Hans Wijers as Director For For Management
13 Elect Gerrit Zalm as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 10, 2013 Meeting Type: Annual
Record Date: FEB 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter L.S. Currie For For Management
1b Elect Director Tony Isaac For For Management
1c Elect Director K. Vaman Kamath For For Management
1d Elect Director Paal Kibsgaard For For Management
1e Elect Director Nikolay Kudryavtsev For For Management
1f Elect Director Adrian Lajous For For Management
1g Elect Director Michael E. Marks For For Management
1h Elect Director Lubna S. Olayan For For Management
1i Elect Director L. Rafael Reif For For Management
1j Elect Director Tore I. Sandvold For For Management
1k Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
5 Approve Omnibus Stock Plan For For Management
6 Amend Employee Stock Purchase Plan For For Management
--------------------------------------------------------------------------------
SEALED AIR CORPORATION
Ticker: SEE Security ID: 81211K100
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Hank Brown For For Management
2 Elect Director Michael Chu For For Management
3 Elect Director Lawrence R. Codey For For Management
4 Elect Director Patrick Duff For For Management
5 Elect Director William V. Hickey For For Management
6 Elect Director Jacqueline B. Kosecoff For For Management
7 Elect Director Kenneth P. Manning For For Management
8 Elect Director William J. Marino For For Management
9 Elect Director Jerome A. Peribere For For Management
10 Elect Director Richard L. Wambold For For Management
11 Elect Director Jerry R. Whitaker For For Management
12 Amend Restricted Stock Plan For For Management
13 Amend Executive Incentive Bonus Plan For For Management
14 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
15 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SIGMA-ALDRICH CORPORATION
Ticker: SIAL Security ID: 826552101
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Rebecca M. Bergman For For Management
1b Elect Director George M. Church For For Management
1c Elect Director Michael L. Marberry For For Management
1d Elect Director W. Lee McCollum For For Management
1e Elect Director Avi M. Nash For For Management
1f Elect Director Steven M. Paul For For Management
1g Elect Director J. Pedro Reinhard For For Management
1h Elect Director Rakesh Sachdev For For Management
1i Elect Director D. Dean Spatz For For Management
1j Elect Director Barrett A. Toan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SM ENERGY COMPANY
Ticker: SM Security ID: 78454L100
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barbara M. Baumann For For Management
1.2 Elect Director Anthony J. Best For For Management
1.3 Elect Director Larry W. Bickle For For Management
1.4 Elect Director Stephen R. Brand For For Management
1.5 Elect Director William J. Gardiner For For Management
1.6 Elect Director Loren M. Leiker For For Management
1.7 Elect Director Julio M. Quintana For For Management
1.8 Elect Director John M. Seidl For For Management
1.9 Elect Director William D. Sullivan For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For Against Management
5 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY
Ticker: SWN Security ID: 845467109
Meeting Date: MAY 21, 2013 Meeting Type: Annual
Record Date: APR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John D. Gass For For Management
1.2 Elect Director Catherine A. Kehr For For Management
1.3 Elect Director Greg D. Kerley For For Management
1.4 Elect Director Harold M. Korell For For Management
1.5 Elect Director Vello A. Kuuskraa For For Management
1.6 Elect Director Kenneth R. Mourton For For Management
1.7 Elect Director Steven L. Mueller For For Management
1.8 Elect Director Elliott Pew For For Management
1.9 Elect Director Alan H. Stevens For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
SPECTRA ENERGY CORP
Ticker: SE Security ID: 847560109
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William T. Esrey For For Management
1b Elect Director Gregory L. Ebel For For Management
1c Elect Director Austin A. Adams For For Management
1d Elect Director Joseph Alvarado For For Management
1e Elect Director Pamela L. Carter For For Management
1f Elect Director F. Anthony Comper For For Management
1g Elect Director Peter B. Hamilton For For Management
1h Elect Director Dennis R. Hendrix For For Management
1i Elect Director Michael McShane For For Management
1j Elect Director Michael G. Morris For For Management
1k Elect Director Michael E.J. Phelps For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Report on Methane Emissions Against Against Shareholder
--------------------------------------------------------------------------------
STATOIL ASA
Ticker: STL Security ID: 85771P102
Meeting Date: MAY 14, 2013 Meeting Type: Annual
Record Date: APR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Registration of Attending Shareholders None None Management
and Proxies
3 Elect Chairman of Meeting For For Management
4 Approve Notice of Meeting and Agenda For For Management
5 Designate Inspector(s) of Minutes of For For Management
Meeting
6 Approve Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 6.75
per Share
7 Withdraw Company from Tar Sands Against Against Shareholder
Activities in Canada
8 Withdraw Company from Ice-Laden Against Against Shareholder
Activities in the Arctic
9 Approve Board of Directors' Statement For For Management
on Company Corporate Governance
10 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
11 Approve Remuneration of Auditors For For Management
12 Amend Articles Re: Appointment of For For Management
Nominating Committee Members
13 Approve Remuneration of Corporate For For Management
Assembly in the Amount of NOK 112,200
for the Chairman, NOK 59,100 for the
Vice Chairman, NOK 41,500 for Other
Members, and NOK 5,900 for Deputy
Members
14 Elect Elisabeth Berge and Johan Alstad For For Management
as Member and Deputy Member of
Nominating Committee
15 Approve Remuneration of Nominating For For Management
Committee in the Amount of NOK 11,200
for the Chairman and NOK 8,300 for
Other Members
16 Authorize Repurchase and Reissuance of For Against Management
Shares up to a Nominal Value of NOK 27.
5 Million in Connection with Share
Saving Scheme for Employees
17 Authorize Repurchase of up to 75 For For Management
Million Shares For Cancellation
Purposes
--------------------------------------------------------------------------------
STILLWATER MINING COMPANY
Ticker: SWC Security ID: 86074Q102
Meeting Date: MAY 02, 2013 Meeting Type: Proxy Contest
Record Date: MAR 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Card) None
1.1 Elect Director Craig L. Fuller For For Management
1.2 Elect Director Patrick M. James For For Management
1.3 Elect Director Steven S. Lucas For For Management
1.4 Elect Director Michael S. Parrett For For Management
1.5 Elect Director Francis R. McAllister For For Management
1.6 Elect Director Sheryl K. Pressler For For Management
1.7 Elect Director Gary A. Sugar For For Management
1.8 Elect Director George M. Bee For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Adopt Supermajority Vote Requirement Against Against Shareholder
for Certain Board Actions
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Green Card) None
1.1 Elect Director John DeMichiei For Did Not Vote Shareholder
1.2 Elect Director Charles R. Engles For Did Not Vote Shareholder
1.3 Elect Director Seth E. Gardner For Did Not Vote Shareholder
1.4 Elect Director Michael McMullen For Did Not Vote Shareholder
1.5 Elect Director Michael McNamara For Did Not Vote Shareholder
1.6 Elect Director Patrice E. Merrin For Did Not Vote Shareholder
1.7 Elect Director Brian Schweitzer For Did Not Vote Shareholder
1.8 Elect Director Gregory P. Taxin For Did Not Vote Shareholder
2 Ratify Auditors For Did Not Vote Management
3 Advisory Vote to Ratify Named Against Did Not Vote Management
Executive Officers' Compensation
4 Adopt Supermajority Vote Requirement For Did Not Vote Shareholder
for Certain Board Actions
--------------------------------------------------------------------------------
SUNCOR ENERGY INC
Ticker: SU Security ID: 867224107
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mel E. Benson For For Management
1.2 Elect Director Dominic D'Alessandro For For Management
1.3 Elect Director John T. Ferguson For For Management
1.4 Elect Director W. Douglas Ford For For Management
1.5 Elect Director Paul Haseldonckx For For Management
1.6 Elect Director John R. Huff For For Management
1.7 Elect Director Jacques Lamarre For For Management
1.8 Elect Director Maureen McCaw For For Management
1.9 Elect Director Michael W. O'Brien For For Management
1.10 Elect Director James W. Simpson For For Management
1.11 Elect Director Eira M. Thomas For For Management
1.12 Elect Director Steven W. Williams For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Amend Stock Option Plan For For Management
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
SUNOCO, INC.
Ticker: SUN Security ID: 86764P109
Meeting Date: OCT 04, 2012 Meeting Type: Special
Record Date: AUG 27, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SUPERIOR ENERGY SERVICES, INC.
Ticker: SPN Security ID: 868157108
Meeting Date: JUN 06, 2013 Meeting Type: Annual
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold J. Bouillion For For Management
1.2 Elect Director Enoch L. Dawkins For For Management
1.3 Elect Director David D. Dunlap For For Management
1.4 Elect Director James M. Funk For For Management
1.5 Elect Director Terence E. Hall For For Management
1.6 Elect Director Ernest E. 'Wyn' Howard, For For Management
III
1.7 Elect Director Peter D. Kinnear For For Management
1.8 Elect Director Michael M. McShane For For Management
1.9 Elect Director W. Matt Ralls For For Management
1.10 Elect Director Justin L. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Amend Stock Ownership Limitations For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TECHNIP
Ticker: TEC Security ID: F90676101
Meeting Date: APR 25, 2013 Meeting Type: Annual/Special
Record Date: APR 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of EUR 1.68 per Share
3 Approve Consolidated Financial For For Management
Statements and Statutory Reports
4 Acknowledge Auditors' Special Report For For Management
Regarding Related-Party Transactions
Mentioning the Absence of New
Related-Party Transactions
5 Ratify Appointment of Alexandra Bech For For Management
Gjorv as Director
6 Reelect Alexandra Bech Gjorv as For For Management
Director
7 Reelect Marie-Ange Debon as Director For For Management
8 Reelect Gerard Hauser as Director For For Management
9 Reelect Joseph Rinaldi as Director For For Management
10 Elect Manisha Girotra as Director For For Management
11 Elect Pierre-Jean Sivignon as Director For For Management
12 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 800,000
13 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
14 Authorize up to 0.50 Percent of Issued For For Management
Capital for Use in Restricted Stock
Plan
15 Authorize Restricted Stock Plan For For Management
Reserved for Chairman and/or CEO and
Executives, Subject to Approval of
Item 14
16 Authorize up to 0.30 Percent of Issued For For Management
Capital for Use in Stock Option Plan
17 Authorize Stock Option Plan Reserved For For Management
for Chairman and/or CEO and
Executives, Subject to Approval of
Item 16
18 Approve Employee Stock Purchase Plan For For Management
19 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
TECK RESOURCES LIMITED
Ticker: TCK.B Security ID: 878742204
Meeting Date: APR 24, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mayank M. Ashar For For Management
1.2 Elect Director Jalynn H. Bennett For For Management
1.3 Elect Director Hugh J. Bolton For For Management
1.4 Elect Director Felix P. Chee For For Management
1.5 Elect Director Jack L. Cockwell For For Management
1.6 Elect Director Edward C. Dowling For For Management
1.7 Elect Director Norman B. Keevil For For Management
1.8 Elect Director Norman B. Keevil, III For For Management
1.9 Elect Director Takeshi Kubota For For Management
1.10 Elect Director Takashi Kuriyama For For Management
1.11 Elect Director Donald R. Lindsay For For Management
1.12 Elect Director Janice G. Rennie For For Management
1.13 Elect Director Warren S.R. Seyffert For For Management
1.14 Elect Director Chris M.T. Thompson For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
TESORO CORPORATION
Ticker: TSO Security ID: 881609101
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney F. Chase For For Management
1.2 Elect Director Gregory J. Goff For For Management
1.3 Elect Director Robert W. Goldman For For Management
1.4 Elect Director Steven H. Grapstein For For Management
1.5 Elect Director David Lilley For For Management
1.6 Elect Director Mary Pat McCarthy For For Management
1.7 Elect Director J.W. Nokes For For Management
1.8 Elect Director Susan Tomasky For For Management
1.9 Elect Director Michael E. Wiley For For Management
1.10 Elect Director Patrick Y. Yang For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY
Ticker: DOW Security ID: 260543103
Meeting Date: MAY 09, 2013 Meeting Type: Annual
Record Date: MAR 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Arnold A. Allemang For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Jacqueline K. Barton For For Management
1d Elect Director James A. Bell For For Management
1e Elect Director Jeff M. Fettig For For Management
1f Elect Director Andrew N. Liveris For For Management
1g Elect Director Paul Polman For For Management
1h Elect Director Dennis H. Reilley For For Management
1i Elect Director James M. Ringler For For Management
1j Elect Director Ruth G. Shaw For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention Against Against Shareholder
--------------------------------------------------------------------------------
THE MOSAIC COMPANY
Ticker: MOS Security ID: 61945C103
Meeting Date: OCT 04, 2012 Meeting Type: Annual
Record Date: AUG 13, 2012
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Phyllis E. Cochran For For Management
1.2 Elect Director Gregory L. Ebel For For Management
1.3 Elect Director Robert L. Lumpkins For For Management
1.4 Elect Director William T. Monahan For For Management
2 Elect Director Harold H. Mackay For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE SHERWIN-WILLIAMS COMPANY
Ticker: SHW Security ID: 824348106
Meeting Date: APR 17, 2013 Meeting Type: Annual
Record Date: FEB 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Arthur F. Anton For For Management
1.2 Elect Director Christopher M. Connor For For Management
1.3 Elect Director David F. Hodnik For For Management
1.4 Elect Director Thomas G. Kadien For For Management
1.5 Elect Director Richard J. Kramer For For Management
1.6 Elect Director Susan J. Kropf For For Management
1.7 Elect Director Richard K. Smucker For For Management
1.8 Elect Director John M. Stropki For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt Majority Voting for Uncontested For For Management
Election of Directors
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE WILLIAMS COMPANIES, INC.
Ticker: WMB Security ID: 969457100
Meeting Date: MAY 16, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan S. Armstrong For For Management
1.2 Elect Director Joseph R. Cleveland For For Management
1.3 Elect Director Kathleen B. Cooper For For Management
1.4 Elect Director John A. Hagg For For Management
1.5 Elect Director Juanita H. Hinshaw For For Management
1.6 Elect Director Ralph Izzo For For Management
1.7 Elect Director Frank T. MacInnis For For Management
1.8 Elect Director Steven W. Nance For For Management
1.9 Elect Director Murray D. Smith For For Management
1.10 Elect Director Janice D. Stoney For For Management
1.11 Elect Director Laura A. Sugg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THOMPSON CREEK METALS COMPANY INC.
Ticker: TCM Security ID: 884768102
Meeting Date: MAY 29, 2013 Meeting Type: Annual/Special
Record Date: MAR 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Denis C. Arsenault as Director For For Management
1.2 Elect Carol T. Banducci as Director For For Management
1.3 Elect James L. Freer as Director For For Management
1.4 Elect James P. Geyer as Director For For Management
1.5 Elect Timothy J. Haddon as Director For For Management
1.6 Elect Kevin Loughrey as Director For For Management
1.7 Elect Thomas J. O'Neil as Director For For Management
2 Amend Omnibus Stock Plan For For Management
3 Amend Employee Stock Purchase Plan For For Management
4 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
UNIT CORPORATION
Ticker: UNT Security ID: 909218109
Meeting Date: MAY 01, 2013 Meeting Type: Annual
Record Date: MAR 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William B. Morgan For For Management
1.2 Elect Director John H. Williams For For Management
1.3 Elect Director Larry D. Pinkston For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UNITED STATES STEEL CORPORATION
Ticker: X Security ID: 912909108
Meeting Date: APR 30, 2013 Meeting Type: Annual
Record Date: MAR 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dan O. Dinges For For Management
1.2 Elect Director John G. Drosdick For For Management
1.3 Elect Director John J. Engel For For Management
1.4 Elect Director Charles R. Lee For For Management
1.5 Elect Director Thomas W. LaSorda For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors Against For Shareholder
--------------------------------------------------------------------------------
VALERO ENERGY CORPORATION
Ticker: VLO Security ID: 91913Y100
Meeting Date: MAY 02, 2013 Meeting Type: Annual
Record Date: MAR 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jerry D. Choate For For Management
1b Elect Director Ruben M. Escobedo For For Management
1c Elect Director William R. Klesse For For Management
1d Elect Director Deborah P. Majoras For For Management
1e Elect Director Bob Marbut For For Management
1f Elect Director Donald L. Nickles For For Management
1g Elect Director Philip J. Pfeiffer For For Management
1h Elect Director Robert A. Profusek For For Management
1i Elect Director Susan Kaufman Purcell For For Management
1j Elect Director Stephen M. Waters For For Management
1k Elect Director Randall J. Weisenburger For For Management
1l Elect Director Rayford Wilkins, Jr. For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions and Against Against Shareholder
Lobbying Expenditures
--------------------------------------------------------------------------------
VULCAN MATERIALS COMPANY
Ticker: VMC Security ID: 929160109
Meeting Date: MAY 10, 2013 Meeting Type: Annual
Record Date: MAR 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Douglas J. McGregor For For Management
1.2 Elect Director Lee J. Styslinger, III For For Management
1.3 Elect Director Vincent J. Trosino For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Eliminate Supermajority Vote For For Management
Requirement
5 Declassify the Board of Directors For For Management
6 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
WHITING PETROLEUM CORPORATION
Ticker: WLL Security ID: 966387102
Meeting Date: MAY 07, 2013 Meeting Type: Annual
Record Date: MAR 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas L. Aller For For Management
1.2 Elect Director Michael B. Walen For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WPX ENERGY, INC.
Ticker: WPX Security ID: 98212B103
Meeting Date: MAY 22, 2013 Meeting Type: Annual
Record Date: MAR 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John A. Carrig For For Management
1.2 Elect Director Henry E. Lentz For For Management
1.3 Elect Director William G. Lowrie For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
========== END N-PX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
ING RISK MANAGED NATURAL RESOURCES FUND
By: /s/ Shaun P. Mathews
-------------------------------------
Shaun P. Mathews
President and Chief Executive Officer
Date: August 23, 2013