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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CRIVELLO MARIO L 14393 ENGELMANN LANE VALLEY CENTER, CA 92082 |
 X |  |  |  |
Maria M. Mitchell as attorney in fact for Mario L. Crivello | 11/14/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person is reporting previously unreported gift transfers from shares beneficially owned as Trustee in 2004 and 2006, discovered upon audit of share ownership records. |
(2) | Average of high and low stock price for date of gift. |
(3) | The reporting person has sole voting and investment power over shares held in trust for the benefit of his mother and remainder beneficiaries. |
(4) | On October 15, 2012, the reporting person filed Form 4/A to report a correction in the number of shares held directly as of December 8, 2009. 1,963 Restricted Stock Units (common stock equivalents) previously acquired from the Issuer and reported in earlier filings were erroneously omitted from the December 8, 2009 holdings and in subsequent reports. Accordingly, the number of shares held directly by the reporting person as of August 31, 2012 has been adjusted to include the correct holdings as of the fiscal year end. |
(5) | Total includes 5,081 Restricted Stock Units (common stock equivalents). |