FORM 4
[ ] Check this box if no longer subject
to Section 16. Form 4 or Form 5
obligations may continue. See
Instruction 1(b).
U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(h) of the Investment Company Act of 1940
(Print or Type Responses)
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1. Name and Address of Reporting Person*
Spiller Jonathan M.
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(Last) (First) (Middle)
c/o Armor Holdings, Inc.
1400 Marsh Landing Parkway, Suite 112
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(Street)
Jacksonville FL 32250
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(City) (State) (Zip)
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2. Issuer Name and Ticker or Trading Symbol
Armor Holdings, Inc. (AH)
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3. IRS or Social Security Number of Reporting Person, if an entity (Voluntary)
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4. Statement for Month/Day/Year
9/16/02*
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5. If Amendment, Date of Original (Month/Day/Year)
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6. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
[X] Director [ ] 10% Owner
[X] Officer (give title below) [ ] Other (specify below)
President and Chief Executive Officer
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7. Individual or Joint/Group Filing (Check Applicable Line)
[X] Form filed by One Reporting Person
[ ] Form filed by More than One Reporting Person
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TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
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2A. Deemed 5. Amount of
Execu- Securities 6. Owner-
2. Trans- tion Beneficially ship
action Date 3. Trans- 4. Securities Acquired (A) Owned Form:
Date if any action or Disposed of (D) Following Direct 7. Nature of
------- ------ Code (Instr. 3, 4 and 5) Reported (D) or Indirect
1. Title of (Month/ (Month/ (Instr. 8) -------------------------- Transaction(s) Indirect Beneficial
Security Day/ Day/ ---------- Amount (A) or Price (Instr. (I) Ownership
(Instr. 3) Year) Year) Code V (D) 3 and 4) (Instr. 4) (Instr. 4)
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Common Stock,
par value
$0.01 per
share 8/12/02 A V 110,447 A (1) 428,295 D
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Common Stock,
par value
$0.01 per
share 20,000 I By Children
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* Each of the transactions reported herein is reportable on a Form 5 and is being voluntarily reported on this Form 4 which
is being filed prior to the due date of the Form 5.
FORM 4 (continued)
TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(E.G. PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
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1. 2. 3. 3A. 4. 5. 6. 7. 8. 9. 10. 11.
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Title and Number of Ownership
Number of Date Exer- Amount of Derivative Form of
Derivative cisable and Underlying Securities Deriv-
Deemed Securities Expiration Securities Price Benefi- ative
Title Conver- Execu- Trans- Acquired (A) Date (Month/ (Instr. 3 of cially Security:
of sion or Trans- tion action or Disposed Day/Year) and 4) Deriv- Owned Direct
Deriv- Exercise action Date, Code of (D) -------------- -------------- ative Following (D) or Nature of
ative Price of Date if any (Instr. (Instr. 3, Date Amount Secur- Reported Indirect Indirect
Security Deriv- Month/ Month/ 8) 4 and 5) Exer- Expir- or Num- ity Transac- (I) Beneficial
(Instr. ative Day/ Day/ -------- ---------- cis- ation ber of (Instr. tion(s) (Instr. Ownership
3) Security Year) Year) Code V (A) (D) able Date Title Shares 5) (Instr. 4) 4) (Instr. 4)
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Stock
Options
(Right
to Buy) Common
(2) $1.05 (3) Stock 14,191 14,191 D
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Stock
Options
(Right
to Buy) Common
(4) $10.4375 (3) 9/2/07 Stock 100,000 100,000 D
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Stock
Options
(Right
to Buy) Common
(4) $11.00 (3) 9/2/07 Stock 100,000 100,000 D
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Stock
Options
(Right
to Buy) Common
(4) $12.00 (3) 9/2/07 Stock 50,000 50,000 D
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Stock
Options
(Right
to Buy) Common
(5) $11.3125 (3) 1/1/09 Stock 300,000 300,000 D
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Stock
Options
(Right
to Buy) Common
(6) $23.93 3/13/02 A V 118,000 (7) 3/12/12 Stock 118,000 118,000 D
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Stock
Options
(Right
to Buy) Common
(8) $23.93 3/13/02 A V 10,000 12/31/03 3/12/12 Stock 10,000 10,000 D
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Stock
Options
(Right
to Buy) Common
(10) $24.07 6/24/02 A V 172,000 (9) 6/24/12 Stock 172,000 172,000 D
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Stock
Options
(Right
to Buy) Common
(10) $24.07 6/24/02 A V 125,000 12/31/04 6/24/12 Stock 125,000 125,000 D
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(1) Represents a restricted stock award from the issuer, of which 10,447 shares
vest upon grant and 100,000 shares vest on December 31, 2016.
(2) Granted pursuant to the Armor Holdings, Inc. 1994 Incentive Stock Plan.
(3) Presently exercisable.
(4) Granted pursuant to the Armor Holdings, Inc. 1996 Stock Option Plan.
(5) Granted pursuant to the Armor Holdings, Inc. 1998 Stock Option Plan.
(6) Granted pursuant to the Armor Holdings, Inc. 1999 Stock Incentive Plan.
(7) Options to purchase 100,000 shares vest on December 31, 2002 and options to
purchase 18,000 shares vest on December 31, 2003.
(8) Granted pursuant to the Armor Holdings, Inc. 2002 Executive Stock Plan.
(9) Option to purchase 72,000 shares vest on December 31, 2003 and options to
purchase 100,000 shares vest on December 31, 2004.
(10) Granted pursuant to the Armor Holdings, Inc. 2002 Stock Incentive Plan.
* If the Form is filed by more than one reporting person, See Instruction
5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
/s/ Jonathan M. Spiller September 16, 2002
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** Signature of Reporting Person Date
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.