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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) March 2, 2007 (February 26, 2007)
(Exact name of registrant as specified in its charter)
(State or other jurisdiction of incorporation)
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0-23550
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38-2806518 |
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(Commission File Number)
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(IRS Employer Identification No.) |
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175 North Leroy Street |
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P.O. Box 725 |
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Fenton, Michigan
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48430-0725 |
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(Address of Principal Executive Offices)
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(Zip Code) |
Registrants telephone number, including area code (810) 629-2263
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy
the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c)) |
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Item 3.02 Unregistered Sales of Equity Securities.
On February 26, 2007, the Corporation sold an aggregate of 3,240 shares of its common stock
for cash to various Michigan residents. These shares were issued in an intrastate offering exempt
from the registration requirements of the Securities Act of 1933, as amended (the Act), pursuant
to Section 3(a)(11) thereof and Rule 147 promulgated by the Securities and Exchange Commission
thereunder. The Corporation relied on this exemption due to the fact that it is a resident of and
doing business within the State of Michigan and that no part of the issue was or is being offered
or sold to persons that are not residents of Michigan within the time period specified in Rule 147.
The shares were sold at a purchase price of $32.55 per share, resulting in aggregate gross
proceeds to the Corporation of $105,462. No underwriting discounts or commissions were paid in
connection with the sale of these shares.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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FENTURA FINANCIAL, INC.
(Registrant)
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By: |
/s/ Ronald L. Justice
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Ronald L. Justice, SVP-Corporate Governance & |
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Investor Relations |
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Dated: March 2, 2007
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