UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13G
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES
13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2
(Amendment No. )*
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
þ Rule 13d-1(c)
o Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Schedule 13G | Page 2 of 10 Pages | |
CUSIP NO. 925811101 |
1 | NAMES OF REPORTING PERSONS I.R.S. Identification Nos. of above persons (entities only) Henry Partners, L.P. 23-2888396 |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) þ | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 142,500 shares | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | None | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 142,500 shares | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
None | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
Henry Partners, L.P. 142,500 shares | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)* | ||||
3.2%for Henry Partners | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
PN |
* | Henry Investment Trust, L.P. is the sole general partner of each of Henry Partners, L.P. and Matthew Partners, L.P. Reference is made to Item 4 of this Schedule 13G. |
Schedule 13G | Page 3 of 10 Pages | |
CUSIP NO. 925811101 |
1 | NAMES OF REPORTING PERSONS I.R.S. Identification Nos. of above persons (entities only) Matthew Partners, L.P. 23-3063303 |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) þ | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 98,500 shares | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | None | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 98,500 shares | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
None | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
Matthew Partners, L.P. 98,500 shares | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)* | ||||
2.2%for Matthew Partners, L.P. | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
PN |
* | Henry Investment Trust, L.P. is the sole general partner of each of Henry Partners, L.P. and Matthew Partners, L.P. Reference is made to Item 4 of this Schedule 13G. |
Schedule 13G | Page 4 of 10 Pages | |
CUSIP NO. 925811101 |
1 | NAMES OF REPORTING PERSONS I.R.S. Identification Nos. of above persons (entities only) Henry Investment Trust, L.P. 23-2887157 |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) þ | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Pennsylvania | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 241,000 shares | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | None | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 241,000 shares | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
None | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON* | ||||
Henry Investment Trust, L.P. 241,000 shares | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
5.4%for Henry Investment Trust, L.P. | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
PN |
* | Henry Investment Trust, L.P. is the sole general partner of each of Henry Partners, L.P. and Matthew Partners, L.P. Reference is made to Item 4 of this Schedule 13G. |
Schedule 13G | Page 5 of 10 Pages | |
CUSIP NO. 925811101 |
Item 1.(a) | Name of Issuer: | |
Vicon Industries, Inc. | ||
Item 1.(b) | Address of Issuers Principal Executive Offices: | |
89Arkay Drive Hauppauge, New York 11788 |
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Item 2.(a) | Name of Person Filing: |
(1) | Henry Partners, L.P. | ||
(2) | Matthew Partners, L.P. | ||
(3) | Henry Investment Trust, L.P. |
Item 2.(b) | Address of Principal Business Office or, if none, Residence: |
(1) | 255 South 17th Street, Suite 2608 Philadelphia, PA 19103 |
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(2) | 255 South 17th Street, Suite 2608 Philadelphia, PA 19103 |
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(3) | 255 South 17th Street, Suite 2608 Philadelphia, PA 19103 |
Item 2.(c) | Citizenship: |
(1) | Delaware | ||
(2) | Delaware | ||
(3) | Pennsylvania |
Item 2.(d) | Title of Class of Securities: | |
Common Stock, par value $.01 per share | ||
Item 2.(e) | CUSIP Number: | |
925811101 | ||
Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
(a) | [ ] | Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o). | ||
(b) | [ ] | Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c). | ||
(c) | [ ] | Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c). | ||
(d) | [ ] | Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). |
Schedule 13G | Page 6 of 10 Pages | |
CUSIP NO. 925811101 |
(e) | [ ] | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E). | ||
(f) | [ ] | An employee benefit plan or endowment fund in accordance with §240.13d-(b)(1)(ii)(F). | ||
(g) | [ ] | A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G). | ||
(h) | [ ] | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). | ||
(i) | [ ] | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3). | ||
(j) | [ ] | A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). | ||
(k) | [ ] | Group, in accordance with §240.13d-(b)(1)(ii)(K). |
Not applicable. | ||
Item 4. | Ownership. |
(a) | Amount beneficially owned: |
(b) | Percent of Class: |
(1) | 3.2% | ||
(2) | 2.2% | ||
(3) | 5.4% |
Schedule 13G | Page 7 of 10 Pages | |
CUSIP NO. 925811101 |
(c) | Number of Shares as to which the person has: |
i. | Sole power to vote or to direct the vote: |
ii. | Shared power to vote or to direct the vote: |
(1) | -0- | ||
(2) | -0- | ||
(3) | -0- |
iii. | Sole power to dispose or to direct the disposition of: |
iv. | Shared power to dispose or to direct the disposition of: |
(1) | -0- | ||
(2) | -0- | ||
(3) | -0- |
Item 5. | Ownership of Five Percent or Less of a Class. | |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. [ ] |
Schedule 13G | Page 8 of 10 Pages | |
CUSIP NO. 925811101 |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. | |
Not applicable. | ||
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. | |
Not applicable. | ||
Item 8. | Identification and Classification of Members of the Group. | |
Not applicable. | ||
Item 9. | Notice of Dissolution of Group. | |
Not applicable. | ||
Item 10. | Certification. | |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
Schedule 13G | Page 9 of 10 Pages | |
CUSIP NO. 925811101 |
HENRY PARTNERS, L.P. by its General Partner, HENRY INVESTMENT TRUST, L.P., by its General Partner, CANINE PARTNERS, LLC |
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Date: July 29, 2010 | By: | /s/ David W. Wright | ||
David W. Wright, | ||||
President | ||||
MATTHEW PARTNERS, L.P. by its General Partner, HENRY INVESTMENT TRUST, L.P., by its General Partner, CANINE PARTNERS, LLC |
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Date: July 29, 2010 | By: | /s/ David W. Wright | ||
David W. Wright, | ||||
President | ||||
HENRY INVESTMENT TRUST, L.P., by its General Partner, CANINE PARTNERS, LLC |
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Date: July 29, 2010 | By: | /s/ David W. Wright | ||
David W. Wright, | ||||
President |
Schedule 13G | Page 10 of 10 Pages | |
CUSIP NO. 925811101 |
HENRY PARTNERS, L.P., by its General Partner, HENRY INVESTMENT TRUST, L.P., by its General Partner, CANINE PARTNERS, LLC |
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By: | /s/ David W. Wright | |||
David W. Wright, | ||||
President | ||||
MATTHEW PARTNERS, L.P., by its General Partner, HENRY INVESTMENT TRUST, L.P., by its General Partner, CANINE PARTNERS, LLC |
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By: | /s/ David W. Wright | |||
David W. Wright, | ||||
President | ||||
HENRY INVESTMENT TRUST, L.P., by its General Partner, CANINE PARTNERS, LLC |
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By: | /s/ David W. Wright | |||
David W. Wright, | ||||
President | ||||