As
filed with the Securities and Exchange Commission on July 13, 2009
Registration No. 333-148325
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Post-Effective Amendment No. 1
to
Form S-3
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
GTx, INC.
(Exact name of registrant as specified in its charter)
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Delaware
(State or other jurisdiction
of incorporation or organization)
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62-1715807
(I.R.S. Employer
Identification Number) |
175 Toyota Plaza, Suite 700
Memphis, Tennessee 38103
(901) 523-9700
(Address, including zip code, and telephone number, including area code,
of registrants principal executive offices)
Mitchell S. Steiner, M.D., F.A.C.S.
Chief Executive Officer
GTx, Inc.
175 Toyota Plaza, Suite 700
Memphis, Tennessee 38103
(901) 523-9700
(Name, address, including zip code, and telephone number,
including area code, of agent for service)
Copy to:
Suzanne Sawochka Hooper, Esq.
Chadwick L. Mills, Esq.
Cooley Godward Kronish LLP
Five Palo Alto Square
3000 El Camino Real
Palo Alto, CA 94306-2155
(650) 843-5000
Approximate date of commencement of proposed sale to the public:
Not Applicable
If the only securities being registered on this Form are being offered pursuant to dividend or
interest reinvestment plans, please check the following box: o
If any of the securities being registered on this Form are to be offered on a delayed or
continuous basis pursuant to Rule 415 under the Securities Act of 1933, as amended, other than
securities offered only in connection with dividend or interest reinvestment plans, check the
following box: o
If this Form is filed to register additional securities for an offering pursuant to Rule
462(b) under the Securities Act, please check the following box and list the Securities Act
registration statement number of the earlier effective registration statement for the same
offering. o
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities
Act, check the following box and list the Securities Act registration statement number of the
earlier effective registration statement for the same offering. o
If this Form is a registration statement pursuant to General Instruction I.D. or a
post-effective amendment thereto that shall become effective upon filing with the Commission
pursuant to Rule 462(e) under the Securities Act, check the following box. o
If this Form is a post-effective amendment to a registration statement filed pursuant to
General Instruction I.D. filed to register additional securities or additional classes of
securities pursuant to Rule 413(b) under the Securities Act, check the following box. o
Indicate by check mark whether the Registrant is a large accelerated filer, an accelerated
filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large
accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the
Exchange Act.
Large accelerated filer o |
Accelerated filer þ |
Non-accelerated filer o (Do not check if a smaller reporting company) |
Smaller reporting company o |
DEREGISTRATION OF SECURITIES
GTx, Inc. (the Registrant) is filing this Post-Effective Amendment No. 1
to its Registration
Statement on Form S-3 (File No. 333-148325) (the Registration Statement) to deregister the shares
of the Registrants common stock, par value $0.001 per share (the Shares), registered with the Securities and Exchange Commission on the
Registration Statement.
The Registrant is filing this Post-Effective Amendment No. 1 to the Registration Statement to
deregister the Shares because the Registrants obligation to keep the Registration Statement
effective pursuant to the terms of the Registrants registration
rights agreement with the selling
stockholder indentified in the prospectus included in the Registration Statement has expired. The
Registrant hereby terminates the effectiveness of the Registration Statement and deregisters all of
the Shares registered on the Registration Statement that were not resold thereunder as of the
date hereof.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it
has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and
has duly caused this Post-Effective Amendment No. 1 to the Registration Statement to be signed on
its behalf by the undersigned, thereunto duly authorized, in the City of Memphis, State of
Tennessee, on this 13th day of July, 2009.
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GTx, Inc.
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By: |
/s/ Mitchell S. Steiner
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Mitchell S. Steiner, M.D., F.A.C.S. |
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Chief Executive Officer |
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Pursuant to the requirements of the Securities Act of 1933, this Post Effective Amendment No.
1 to the Registration Statement has been signed by the following persons in the capacities and on
the dates indicated.
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Signature |
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Date |
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/s/ Mitchell S. Steiner
Mitchell S. Steiner, M.D., F.A.C.S.
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Chief Executive Officer,
Vice-Chairman and Director (Principal
Executive Officer)
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July 13, 2009 |
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/s/ Mark E. Mosteller
Mark E. Mosteller
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Chief Financial Officer (Principal Accounting and Financial
Officer)
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July 13, 2009 |
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Chairman of the Board of Directors
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July 13, 2009 |
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Director
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July 13, 2009 |
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*
Michael G. Carter, M.D.
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Director
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July 13, 2009 |
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Director
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July 13, 2009 |
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Director
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July 13, 2009 |
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Director
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July 13, 2009 |
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Rosemary Mazanet, M.D., Ph.D.
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Director
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July 13, 2009 |
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Director
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July 13, 2009 |
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Director
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July 13, 2009 |
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*By: |
/s/ Mark E. Mosteller
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Mark E. Mosteller |
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Attorney-in-Fact |
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