SC 13D/A
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment
No. 1)
PUGET ENERGY, INC.
(Name of Issuer)
Common Stock, par value $0.01 per share
(Title of Class of Securities)
745310102
(CUSIP Number)
Latham & Watkins LLP
53rd at Third
885 Third Avenue
New York, New York 10022-4834
Attn: Edward Sonnenschein, Esq.
David Kurzweil, Esq.
(212) 906-1200
with copies to:
Sullivan & Cromwell LLP
125 Broad Street
New York, New York 10004
Attn: Joseph Frumkin, Esq.
John OBrien, Esq.
(212) 558-4000
Gowling Lafleur Henderson LLP
Suite 1600, 1 First Canadian Place
100 King Street West
Toronto, Ontario, Canada M5X 1G5
Attn: Nicholas E.J. Dietrich, Esq.
(416) 369-7288
McCullough OConnor Irwin LLP
1100-888 Dunsmuir Street
Vancouver, British Columbia, Canada V6C 3K4
Attn: Jonathan W. McCullough, Esq.
(604) 687-7077
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
October 2, 2008
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition that is the subject of this Schedule 13D, and is filing
this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check
the following box. o
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See §240.13d-7 for other
parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting persons
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be filed for the purpose of Section 18 of the Securities Exchange
Act of 1934 (Act) or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
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1 |
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NAMES OF REPORTING PERSONS
Puget Holdings LLC (f/k/a Padua Holdings LLC) |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) þ |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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OO |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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State of Delaware
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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0 shares |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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0 shares* |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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0 shares |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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0 shares* |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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0 shares* |
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12 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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þ
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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0.0%** |
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14 |
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
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OO *** |
* Puget Holdings LLC (f/k/a Padua Holdings LLC), a Delaware limited liability company (Padua), may be deemed to be a
member of a group, within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934,
as amended (the Exchange Act), that includes Macquarie Infrastructure Partners A, L.P.,
Macquarie Infrastructure Partners International, L.P., Macquarie Infrastructure Partners Canada,
L.P., Macquarie FSS Infrastructure Trust, CPP Investment Board (USRE II)
Inc., 6860141 Canada Inc. as trustee for Padua Investment Trust, PIP2PX (Pad) Ltd. and PIP2GV (Pad) Ltd.
(collectively, the Legacy Padua
Investors) and Macquarie Asset Finance Limited
(MAFL). The Legacy Padua Investors and Padua MG Holdings,
Inc, (the Padua Investors) are the direct or indirect owners of Padua. The Padua
Investors severally acquired an aggregate of 12,500,000 shares of common stock of Puget Energy,
Inc., a Washington corporation (Puget), on December 3, 2007 from Puget pursuant to a
Stock Purchase Agreement, dated October 25, 2007 (the Stock Purchase Agreement), as
described in Items 4 and 5 of this Schedule 13D. Concurrent with the execution of the Stock
Purchase Agreement, Padua, Puget Intermediate Holdings Inc. (f/k/a Padua Intermediate Holdings
Inc.), a Washington corporation and wholly owned subsidiary of Padua (Padua
Intermediate), Puget Merger Sub Inc. (f/k/a Padua Merger Sub Inc.), a Washington corporation
and wholly owned subsidiary of Padua Intermediate (Merger Sub), and Puget entered into an
Agreement and Plan of Merger, dated as of October 25, 2007 (the Merger Agreement), pursuant to which Padua will acquire all
of the outstanding common stock of Puget as described in Item 4 of this Schedule 13D. The Stock
Purchase Agreement and the Merger Agreement are separate transactions that include, among
other
things, different conditions to each partys obligation to close the transaction and different
termination rights. Padua expressly disclaims beneficial ownership of any of the shares of common
stock in Puget that may be beneficially owned by the Legacy Padua
Investors and MAFL and expressly declares that
the filing of this Schedule 13D shall not be construed as an admission that Padua is, for purposes
of Section 13(d) and (e) of the Exchange Act, the beneficial owner of the shares of common stock of
Puget that may be beneficially owned by the Legacy Padua Investors
and MAFL.
**
According to the most recent 10-Q of Puget dated August 1, 2008, there
are 129,678,489 shares
of common stock outstanding (the Declared
Shares Outstanding). Under Section 13(d)(3) of the Exchange Act and based on the number of
Declared Shares Outstanding, Padua may be deemed to have shared power to vote and shared power to
dispose of approximately 9.6% of the outstanding common stock of Puget.
*** Puget Holdings LLC (f/k/a Padua Holdings LLC) is a Delaware limited liability company.
2
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1 |
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NAMES OF REPORTING PERSONS
Macquarie Infrastructure Partners A, L.P. |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) þ |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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WC, OO |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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State of Delaware
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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1,753,788 shares |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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0 shares* |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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1,753,788 shares |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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0 shares* |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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1,753,788 shares |
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12 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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þ
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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1.3%** |
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14 |
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
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PN |
* Macquarie Infrastructure Partners A, L.P., a Delaware limited partnership (MIP A), may
be deemed to be a member of a group, within the meaning of Section 13(d)(3) of the Securities
Exchange Act of 1934, as amended (the Exchange Act), that includes Macquarie
Infrastructure Partners International, L.P., Macquarie Infrastructure Partners Canada, L.P.,
Macquarie FSS Infrastructure Trust, CPP Investment Board (USRE II) Inc.,
6860141 Canada Inc. as trustee for Padua Investment Trust, PIP2PX (Pad) Ltd. and PIP2GV (Pad) Ltd. (collectively, the Other Padua
Investors and, together with MIP A, the Legacy
Padua Investors), Macquarie Asset Finance Limited
(MAFL) and Puget Holdings LLC (f/k/a Padua Holdings LLC), a
Delaware limited liability company (Padua). The
Legacy Padua Investors and Padua MG Holdings, Inc. (the
Padua Investors) are the direct or
indirect owners of Padua. The Padua Investors severally acquired an aggregate of 12,500,000
shares of common stock of Puget Energy, Inc., a Washington corporation (Puget), on
December 3, 2007 from Puget pursuant to a Stock Purchase Agreement, dated October 25, 2007 (the
Stock Purchase Agreement), as described in Items 4 and 5 of this Schedule 13D.
Concurrent with the execution of the Stock Purchase Agreement, Padua, Puget Intermediate Holdings
Inc. (f/k/a Padua Intermediate Holdings Inc.), a Washington corporation and wholly owned subsidiary
of Padua (Padua Intermediate), Puget Merger Sub Inc. (f/k/a Padua Merger Sub Inc.), a
Washington corporation and wholly owned subsidiary of Padua Intermediate (Merger Sub), and Puget have entered into an Agreement and Plan of Merger, dated as of
October 25, 2007 (the Merger Agreement), pursuant to which Padua will acquire all of the
outstanding common stock of Puget as described in Item 4 of this Schedule 13D. The Stock Purchase
Agreement and the Merger Agreement are separate transactions that include, among other things,
different conditions to each partys obligation to close the transaction and different termination
rights. MIP A expressly disclaims beneficial ownership of any of the shares of common stock in
Puget that may be beneficially owned by the Other Padua Investors,
MAFL and Padua and expressly declares
that the filing of this Schedule 13D shall not be construed as an admission that MIP A is, for
purposes of Section 13(d) and (e) of the Exchange Act, the beneficial owner of the shares of common
stock of Puget that may be beneficially owned by the Other Padua Investors and Padua.
**
According to the most recent 10-Q of Puget dated August 1, 2008,
there are 129,678,489 shares
of common stock outstanding (the Declared
Shares Outstanding). Under Section 13(d)(3) of the Exchange Act and based on the number of
Declared Shares Outstanding, MIP A may be deemed to have shared power to vote and shared power to
dispose of approximately 9.6% of the outstanding common stock of Puget.
3
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1 |
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NAMES OF REPORTING PERSONS
Macquarie Infrastructure Partners International, L.P. |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) þ |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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WC, OO |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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State of Delaware
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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1,830,864 shares |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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0 shares* |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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1,830,864 shares |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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0 shares* |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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1,830,864 shares |
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12 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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þ
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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1.4%** |
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14 |
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
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PN |
* Macquarie Infrastructure Partners International, L.P., a Delaware limited partnership (MIP
I), may be deemed to be a member of a group, within the meaning of Section 13(d)(3) of the
Securities Exchange Act of 1934, as amended (the Exchange Act), that includes Macquarie
Infrastructure Partners A, L.P., Macquarie Infrastructure Partners Canada, L.P., Macquarie FSS
Infrastructure Trust, CPP Investment Board (USRE II) Inc., 6860141
Canada Inc. as trustee for Padua Investment
Trust, PIP2PX (Pad) Ltd. and PIP2GV (Pad) Ltd. (collectively, the Other Padua Investors
and, together with MIP I, the Legacy Padua
Investors), Macquarie Asset Finance Limited
(MAFL) and Puget Holdings LLC (f/k/a Padua Holdings LLC), a Delaware limited
liability company (Padua). The Legacy Padua
Investors and Padua MG Holdings, Inc. (the Padua Investors) are the direct or indirect owners of
Padua. The Padua Investors severally acquired an aggregate of 12,500,000 shares of common stock of
Puget Energy, Inc., a Washington corporation (Puget), on December 3, 2007 from Puget
pursuant to a Stock Purchase Agreement, dated October 25, 2007 (the Stock Purchase
Agreement), as described in Items 4 and 5 of this Schedule 13D. Concurrent with the execution
of the Stock Purchase Agreement, Padua, Puget Intermediate Holdings Inc. (f/k/a Padua Intermediate
Holdings Inc.), a Washington corporation and wholly owned subsidiary of Padua (Padua
Intermediate), Puget Merger Sub Inc. (f/k/a Padua Merger Sub Inc.), a Washington corporation
and wholly owned subsidiary of Padua Intermediate (Merger Sub), and Puget have entered into an Agreement and Plan of Merger, dated as of
October 25, 2007 (the Merger Agreement), pursuant to which Padua will acquire all of the
outstanding common stock of Puget as described in Item 4 of this Schedule 13D. The Stock Purchase
Agreement and the Merger Agreement are separate transactions that include, among other things,
different conditions to each partys obligation to close the transaction and different termination
rights. MIP I expressly disclaims beneficial ownership of any of the shares of common stock in
Puget that may be beneficially owned by the Other Padua Investors,
MAFL and Padua and expressly declares
that the filing of this Schedule 13D shall not be construed as an admission that MIP I is, for
purposes of Section 13(d) and (e) of the Exchange Act, the beneficial owner of the shares of common
stock of Puget that may be beneficially owned by the Other Padua
Investors, MAFL and Padua.
**
According to the most recent 10-Q of Puget dated August 1, 2008,
there are 129,678,489 shares
of common stock outstanding (the Declared
Shares Outstanding). Under Section 13(d)(3) of the Exchange Act and based on the number of
Declared Shares Outstanding, MIP I may be deemed to have shared power to vote and shared power to
dispose of approximately 9.6% of the outstanding common stock of Puget.
4
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1 |
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NAMES OF REPORTING PERSONS
Macquarie Infrastructure Partners Canada, L.P. |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) þ |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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WC, OO |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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Ontario
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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393,158 shares |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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0 shares* |
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EACH |
9 |
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SOLE DISPOSITIVE POWER |
REPORTING |
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PERSON |
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393,158 shares |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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0 shares* |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
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393,158 shares |
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12 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
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þ
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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0.3%** |
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14 |
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
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PN |
* Macquarie Infrastructure Partners Canada, L.P., an Ontario limited partnership (MIP C),
may be deemed to be a member of a group, within the meaning of Section 13(d)(3) of the Securities
Exchange Act of 1934, as amended (the Exchange Act), that includes Macquarie
Infrastructure Partners A, L.P., Macquarie Infrastructure Partners International, L.P., Macquarie
FSS Infrastructure Trust, CPP Investment Board (USRE II) Inc.,
6860141 Canada Inc. as trustee for Padua
Investment Trust, PIP2PX (Pad) Ltd. and PIP2GV (Pad) Ltd. (collectively, the Other Padua
Investors and, together with MIP C, the Legacy
Padua Investors), Macquarie Asset Finance Limited (MAFL) and Puget Holdings LLC (f/k/a Padua Holdings LLC), a
Delaware limited liability company (Padua). The
Legacy Padua Investors and Padua MG Holdings, Inc. (the Padua
Investors) are the direct or
indirect owners of Padua. The Padua Investors severally acquired an aggregate of 12,500,000 shares
of common stock of Puget Energy, Inc., a Washington corporation (Puget), on December 3,
2007 from Puget pursuant to a Stock Purchase Agreement, dated October 25, 2007 (the Stock
Purchase Agreement), as described in Items 4 and 5 of this Schedule 13D. Concurrent with the
execution of the Stock Purchase Agreement, Padua, Puget Intermediate Holdings Inc. (f/k/a Padua
Intermediate Holdings Inc.), a Washington corporation and wholly owned subsidiary of Padua
(Padua Intermediate), Puget Merger Sub Inc. (f/k/a Padua Merger Sub Inc.), a Washington
corporation and wholly owned subsidiary of Padua Intermediate (Merger Sub), and Puget have entered into an Agreement and Plan of Merger, dated as of
October 25, 2007 (the Merger Agreement), pursuant to which Padua will acquire all of the
outstanding common stock of Puget as described in Item 4 of this Schedule 13D. The Stock Purchase
Agreement and the Merger Agreement are separate transactions that include, among other things,
different conditions to each partys obligation to close the transaction and different termination
rights. MIP C expressly disclaims beneficial ownership of any of the shares of common stock in
Puget that may be beneficially owned by the Other Padua Investors,
MAFL and Padua and expressly declares
that the filing of this Schedule 13D shall not be construed as an admission that MIP C is, for
purposes of Section 13(d) and (e) of the Exchange Act, the beneficial owner of the shares of common
stock of Puget that may be beneficially owned by the Other Padua
Investors, MAFL and Padua.
**
According to the most recent 10-Q of Puget dated August 1, 2008,
there are 129,678,489 shares
of common stock outstanding (the Declared
Shares Outstanding). Under Section 13(d)(3) of the Exchange Act and based on the number of
Declared Shares Outstanding, MIP C may be deemed to have shared power to vote and shared power to
dispose of approximately 9.6% of the outstanding common stock of Puget.
5
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1 |
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NAMES OF REPORTING PERSONS
Macquarie FSS Infrastructure Trust |
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2 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a) o |
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(b) þ |
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3 |
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SEC USE ONLY |
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4 |
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SOURCE OF FUNDS (SEE INSTRUCTIONS) |
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WC, OO |
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5 |
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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o |
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6 |
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CITIZENSHIP OR PLACE OF ORGANIZATION |
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Australia
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7 |
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SOLE VOTING POWER |
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NUMBER OF |
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465,404 shares |
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SHARES |
8 |
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SHARED VOTING POWER |
BENEFICIALLY |
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OWNED BY |
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0 shares* |
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EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
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|
PERSON |
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465,404 shares |
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WITH |
10 |
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SHARED DISPOSITIVE POWER |
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0 shares* |
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11 |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
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465,404 shares |
|
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12 |
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CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
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|
þ
|
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13 |
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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0.4%** |
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14 |
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
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|
OO *** |
* Macquarie FSS Infrastructure Trust, an Australian trust (MFIT), may be
deemed to be a member of a group, within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended
(the Exchange Act), that includes Macquarie Infrastructure Partners A, L.P., Macquarie Infrastructure Partners International, L.P.,
Macquarie Infrastructure Partners Canada, L.P., CPP Investment Board
(USRE II) Inc., 6860141 Canada Inc. as trustee for Padua Investment Trust, PIP2PX (Pad) Ltd.
and PIP2GV (Pad) Ltd. (collectively, the Other Padua
Investors and, together with MFIT, the Legacy Padua Investors),
Macquarie Asset Finance Limited (MAFL) and Puget Holdings LLC (f/k/a Padua Holdings LLC), a Delaware limited liability company (Padua).
The Legacy Padua Investors and Padua MG Holdings, Inc. (the Padua Investors) are the direct or indirect owners of
Padua. The Padua Investors severally acquired an aggregate of 12,500,000 shares of common stock of Puget Energy, Inc., a Washington corporation
(Puget), on December 3, 2007 from Puget pursuant to a Stock Purchase Agreement, dated October 25, 2007
(the Stock Purchase Agreement), as described in Items 4 and 5 of this Schedule 13D. Concurrent with the execution of
the Stock Purchase Agreement, Padua, Puget Intermediate Holdings Inc. (f/k/a Padua Intermediate Holdings Inc.), a Washington corporation
and wholly owned subsidiary of Padua (Padua Intermediate), Puget Merger Sub Inc. (f/k/a Padua Merger
Sub Inc.), a Washington corporation and wholly owned subsidiary of Padua Intermediate (Merger Sub), and Puget have entered
into an Agreement and Plan of Merger, dated as of October 25, 2007 (the Merger Agreement), pursuant to which Padua will
acquire all of the outstanding common stock of Puget as described in Item 4 of this Schedule 13D. The Stock Purchase Agreement and the
Merger Agreement are separate transactions that include, among other things, different conditions to each partys obligation to close the
transaction and different termination rights. MFIT expressly disclaims beneficial ownership of any of the shares of common stock in Puget that
may be beneficially owned by the Other Padua Investors, MAFL and Padua and expressly declares that the filing of this Schedule 13D shall not be
construed as an admission that MFIT is, for purposes of Section 13(d) and (e) of the Exchange Act, the beneficial owner of the shares of
common stock of Puget that may be beneficially owned by the Other Padua Investors, MAFL and Padua.
** According to the most recent 10-Q of Puget dated August 1, 2008, there are 129,678,489 shares of common stock outstanding
(the Declared Shares Outstanding). Under
Section 13(d)(3) of the Exchange Act and based on the number of Declared Shares Outstanding, MFIT may be deemed to have
shared power to vote and shared power to dispose of approximately 9.6% of the outstanding common stock of Puget.
*** Macquarie FSS Infrastructure Trust is an Australian trust.
6
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
Padua MG Holdings Inc. |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) o |
|
(b) o |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
|
|
|
WC, OO |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
State of Delaware
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
0 shares |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 shares |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
0 shares |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 shares |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
0 shares |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
o
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
0% |
|
|
|
14 |
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
|
|
|
CO |
7
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
Macquarie Asset Finance Limited |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) o |
|
(b) þ |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
|
|
|
OO |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
Australia
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
1,988,905 shares |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 shares* |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
1,988,905 shares |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 shares* |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
1,988,905 shares |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
þ
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
1.5%** |
|
|
|
14 |
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
|
|
|
CO |
*
Macquarie Asset Finance Limited, an Australian corporation
(MAFL),
may be deemed to be a member of a group, within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934,
as amended (the Exchange Act), that includes Macquarie Infrastructure Partners A, L.P., Macquarie Infrastructure
Partners International, L.P., Macquarie Infrastructure Partners Canada, L.P., Macquarie FSS Infrastructure Trust, CPP Investment Board
(USRE II) Inc., 6860141 Canada Inc. as trustee for Padua Investment Trust, PIP2PX (Pad) Ltd. and PIP2GV (Pad) Ltd. (collectively, the Legacy Padua Investors
and, together with Padua MG Holdings, Inc., the Padua Investors) and Puget Holdings LLC (f/k/a Padua Holdings LLC), a Delaware limited liability company
(Padua). The Padua Investors are the direct or indirect owners of Padua. The Padua Investors severally acquired
an aggregate of 12,500,000 shares of common stock of Puget Energy, Inc., a Washington corporation (Puget), on
December 3, 2007 from Puget pursuant to a Stock Purchase Agreement, dated October 25, 2007
(the Stock Purchase Agreement), as described in Items 4 and 5 of this Schedule 13D. Concurrent with the
execution of the Stock Purchase Agreement, Padua, Puget Intermediate Holdings Inc. (f/k/a Padua Intermediate Holdings Inc.), a
Washington corporation and wholly owned subsidiary of Padua (Padua Intermediate), Puget Merger Sub Inc.
(f/k/a Padua Merger Sub Inc.), a Washington corporation and wholly owned subsidiary of Padua Intermediate
(Merger Sub), and Puget have entered into an Agreement and Plan of Merger, dated as of October 25, 2007
(the Merger Agreement), pursuant to which Padua will acquire all of the outstanding common stock of Puget as
described in Item 4 of this Schedule 13D. The Stock Purchase Agreement and the Merger Agreement are separate
transactions that include, among other things, different conditions to each partys obligation to close the
transaction and different termination rights. MAFL expressly disclaims beneficial ownership of any of the shares of
common stock in Puget that may be beneficially owned by the Legacy Padua Investors and Padua and expressly declares that
the filing of this Schedule 13D shall not be construed as an
admission that MAFL is, for purposes of Section 13(d) and
(e) of the Exchange Act, the beneficial owner of the shares of common stock of Puget that may be beneficially
owned by the Legacy Padua Investors and Padua.
** According to the most
recent 10-Q of Puget dated August 1, 2008, there are 129,678,489 shares of common
stock outstanding (the Declared Shares Outstanding). Under
Section 13(d)(3) of the Exchange Act and based on the number of
Declared Shares Outstanding, MAFL may be deemed to have shared power to vote and shared power to dispose of approximately 9.6% of the outstanding common stock of Puget.
7
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
CPP Investment Board (USRE II) Inc. |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) o |
|
(b) þ |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
|
|
|
WC, OO |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
Canada
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
3,517,612 shares |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 shares* |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
3,517,612 shares |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 shares* |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
3,517,612 shares |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
þ
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
2.7%** |
|
|
|
14 |
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
|
|
|
CO |
* CPP Investment Board (USRE II) Inc., a Canadian corporation
(CPP), may be deemed to be a member of a group, within the meaning of Section 13(d)(3)
of the Securities Exchange Act of 1934, as amended (the Exchange Act), that includes Macquarie
Infrastructure Partners A, L.P., Macquarie Infrastructure Partners International, L.P., Macquarie
Infrastructure Partners Canada, L.P., Macquarie FSS Infrastructure
Trust, 6860141 Canada Inc. as trustee for Padua Investment Trust,
PIP2PX (Pad) Ltd. and PIP2GV (Pad) Ltd. (collectively, the Other Padua Investors and,
together with CPP, the Legacy Padua Investors), Macquarie Asset Finance
Limited (MAFL) and
Puget Holdings LLC (f/k/a Padua Holdings LLC), a Delaware limited liability company
(Padua). The Legacy Padua Investors and Padua MG Holdings, Inc. (the Padua Investors) are the direct or indirect owners of Padua. The Padua Investors
severally acquired an aggregate of 12,500,000 shares of common stock of Puget Energy, Inc., a Washington corporation
(Puget), on December 3, 2007 from Puget pursuant to a Stock Purchase Agreement, dated
October 25, 2007 (the Stock Purchase Agreement), as described in Items 4 and 5 of this
Schedule 13D. Concurrent with the execution of the Stock Purchase Agreement, Padua, Puget Intermediate
Holdings Inc. (f/k/a Padua Intermediate Holdings Inc.), a Washington corporation and wholly owned subsidiary of
Padua (Padua Intermediate), Puget Merger Sub Inc. (f/k/a Padua Merger Sub Inc.), a
Washington corporation and wholly owned subsidiary of Padua Intermediate (Merger Sub),
and Puget have entered into an Agreement and Plan of Merger, dated as of October 25, 2007
(the Merger Agreement), pursuant to which Padua will acquire all of the outstanding
common stock of Puget as described in Item 4 of this Schedule 13D. The Stock Purchase Agreement
and the Merger Agreement are separate transactions that include, among other things, different conditions
to each partys obligation to close the transaction and different termination rights. CPP expressly
disclaims beneficial ownership of any of the shares of common stock in Puget that may be beneficially owned
by the Other Padua Investors MAFL, and Padua and expressly declares that the filing of this Schedule 13D
shall not be construed as an admission that CPP is, for purposes of Section 13(d) and (e) of the
Exchange Act, the beneficial owner of the shares of common stock of Puget that may be beneficially owned by the Other Padua Investors MAFL, and Padua.
** According to the most recent 10-Q of Puget dated
August 1, 2008, there are 129,678,489 shares of common stock
outstanding (the Declared Shares Outstanding). Under Section 13(d)(3) of
the Exchange Act and based on the number of Declared Shares Outstanding, CPP may be deemed to have shared power
to vote and shared power to dispose of approximately 9.6% of the outstanding common stock of Puget.
8
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
6860141 Canada Inc. as trustee for Padua Investment Trust |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) o |
|
(b) þ |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
|
|
|
WC, OO |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
British Columbia
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
1,758,806 shares |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 shares* |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
1,758,806 shares |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 shares* |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
1,758,806 shares |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
þ
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
1.4%** |
|
|
|
14 |
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
|
|
|
OO *** |
* 6860141 Canada Inc. as trustee for Padua Investment Trust, a trust governed by the laws of British Columbia
(PIT), may be deemed to be a member of a group, within the meaning of Section 13(d)(3) of the
Securities Exchange Act of 1934, as amended (the Exchange Act), that includes Macquarie Infrastructure
Partners A, L.P., Macquarie Infrastructure Partners International, L.P., Macquarie Infrastructure Partners Canada, L.P.,
Macquarie FSS Infrastructure Trust, CPP Investment Board (USRE II) Inc., PIP2PX (Pad) Ltd. and
PIP2GV (Pad) Ltd. (collectively, the Other Padua Investors and, together with PIT, the
Legacy Padua Investors), Macquarie Asset Finance
Limited (MAFL) and Puget Holdings LLC (f/k/a Padua Holdings LLC), a Delaware limited liability company
(Padua). The Legacy Padua Investors and Padua MG Holdings, Inc. (the Padua Investors) are the direct or indirect owners of Padua. The Padua Investors
severally acquired an aggregate of 12,500,000 shares of common stock of Puget Energy, Inc., a Washington corporation
(Puget), on December 3, 2007 from Puget pursuant to a Stock Purchase Agreement, dated
October 25, 2007 (the Stock Purchase Agreement), as described in Items 4 and 5 of this
Schedule 13D. Concurrent with the execution of the Stock Purchase Agreement, Padua, Puget Intermediate
Holdings Inc. (f/k/a Padua Intermediate Holdings Inc.), a Washington corporation and wholly owned
subsidiary of Padua (Padua Intermediate), Puget Merger Sub Inc.
(f/k/a Padua Merger Sub Inc.), a Washington corporation and wholly owned subsidiary of Padua Intermediate
(Merger Sub), and Puget have entered into an Agreement and Plan of Merger, dated as of
October 25, 2007 (the Merger Agreement), pursuant to which Padua will acquire
all of the outstanding common stock of Puget as described in Item 4 of this Schedule 13D. The
Stock Purchase Agreement and the Merger Agreement are separate transactions that include, among other things,
different conditions to each partys obligation to close the transaction and different termination
rights. PIT expressly disclaims beneficial ownership of any of the shares of common stock in Puget that may
be beneficially owned by the Other Padua Investors, MAFL and Padua and expressly declares that the filing of this
Schedule 13D shall not be construed as an admission that PIT is, for purposes of Section 13(d) and
(e) of the Exchange Act, the beneficial owner of the shares of common stock of Puget that may be
beneficially owned by the Other Padua Investors, MAFL and Padua.
**
According to the most recent 10-Q of Puget dated August 1, 2008, there are 129,678,489 shares of common stock outstanding
(the Declared Shares Outstanding). Under Section 13(d)(3) of the Exchange Act and
based on the number of Declared Shares Outstanding, PIT may be deemed to have shared power to vote and
shared power to dispose of approximately 9.6% of the outstanding common stock of Puget.
*** 6860141 Canada Inc. as trustee for Padua Investment Trust is a trust governed by the laws of British Columbia.
9
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
PIP2PX (Pad) Ltd. |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) o |
|
(b) þ |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
|
|
|
WC, OO |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
Alberta
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
490,707 shares |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 shares* |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
490,707 shares |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 shares* |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
490,707 shares |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
þ
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
0.4%** |
|
|
|
14 |
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
|
|
|
OO *** |
*
PIP2PX (Pad) Ltd., an Alberta corporation (PIP2PX),
may be deemed to be a member of a group, within the meaning of Section 13(d)(3) of the Securities Exchange
Act of 1934, as amended (the Exchange Act), that includes Macquarie Infrastructure Partners A, L.P.,
Macquarie Infrastructure Partners International, L.P., Macquarie Infrastructure Partners Canada, L.P.,
Macquarie FSS Infrastructure Trust,
CPP Investment Board (USRE II) Inc.,
6860141 Canada Inc. as trustee for Padua Investment Trust and PIP2GV (Pad) Ltd. (collectively, the Other Padua Investors and,
together with PIP2PX, the Legacy Padua Investors),
Macquarie Asset Finance Limited (MAFL) and Puget Holdings LLC (f/k/a Padua Holdings LLC), a Delaware limited
liability company (Padua). The Legacy Padua Investors
and Padua MG Holdings, Inc. (the Padua Investors) are the direct or indirect owners of
Padua. The Padua Investors severally acquired an aggregate of 12,500,000 shares of common stock of
Puget Energy, Inc., a Washington corporation (Puget), on December 3, 2007
from Puget pursuant to a Stock Purchase Agreement, dated October 25, 2007
(the Stock Purchase Agreement), as described in Items 4 and 5 of this
Schedule 13D. Concurrent with the execution of the Stock Purchase Agreement, Padua,
Puget Intermediate Holdings Inc. (f/k/a Padua Intermediate Holdings Inc.), a Washington corporation and
wholly owned subsidiary of Padua (Padua Intermediate), Puget Merger Sub Inc.
(f/k/a Padua Merger Sub Inc.), a Washington corporation and wholly owned subsidiary of Padua
Intermediate (Merger Sub), and Puget have entered into an Agreement and
Plan of Merger, dated as of October 25, 2007 (the Merger Agreement), pursuant
to which Padua will acquire all of the outstanding common stock of Puget as described in Item 4
of this Schedule 13D. The Stock Purchase Agreement and the Merger Agreement are separate
transactions that include, among other things, different conditions to each partys obligation
to close the transaction and different termination rights. PIP2PX expressly disclaims beneficial
ownership of any of the shares of common stock in Puget that may be beneficially owned by the
Other Padua Investors, MAFL and Padua and expressly declares that the filing of this Schedule 13D
shall not be construed as an admission that PIP2PX is, for purposes of Section 13(d) and
(e) of the Exchange Act, the beneficial owner of the shares of common stock of Puget
that may be beneficially owned by the Other Padua Investors, MAFL and Padua.
**
According to the most recent 10-Q of Puget dated
August 1, 2008, there are 129,678,489 shares of common stock outstanding
(the Declared Shares Outstanding). Under Section 13(d)(3) of the Exchange Act and based
on the number of Declared Shares Outstanding, PIP2PX may be deemed to have shared power to vote and shared
power to dispose of approximately 9.6% of the outstanding common stock of Puget.
*** PIP2PX (Pad) Ltd. is an Alberta corporation.
10
|
|
|
|
|
|
1 |
|
NAMES OF REPORTING PERSONS
PIP2GV (Pad) Ltd. |
|
|
|
|
|
|
2 |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) o |
|
(b) þ |
|
|
|
3 |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4 |
|
SOURCE OF FUNDS (SEE INSTRUCTIONS) |
|
|
|
WC, OO |
|
|
|
5 |
|
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
|
|
|
o |
|
|
|
6 |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
Alberta
|
|
|
|
|
|
7 |
|
SOLE VOTING POWER |
|
|
|
NUMBER OF |
|
300,756 shares |
|
|
|
|
SHARES |
8 |
|
SHARED VOTING POWER |
BENEFICIALLY |
|
|
OWNED BY |
|
0 shares* |
|
|
|
|
EACH |
9 |
|
SOLE DISPOSITIVE POWER |
REPORTING |
|
|
PERSON |
|
300,756 shares |
|
|
|
|
WITH |
10 |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
0 shares* |
|
|
|
11 |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
300,756 shares |
|
|
|
12 |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
þ
|
|
|
|
13 |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
|
|
|
0.2%** |
|
|
|
14 |
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
|
|
|
OO *** |
*
PIP2GV (Pad) Ltd., an Alberta corporation
(PIP2GV), may be deemed to be a member of a group, within the meaning of
Section 13(d)(3) of the Securities Exchange Act of 1934, as amended
(the Exchange Act), that includes Macquarie Infrastructure Partners A, L.P.,
Macquarie Infrastructure Partners International, L.P., Macquarie Infrastructure Partners Canada, L.P.,
Macquarie FSS Infrastructure Trust, CPP Investment Board (USRE II) Inc.,
6860141 Canada Inc. as trustee for Padua Investment Trust and PIP2PX (Pad) Ltd. (collectively, the Other Padua Investors
and, together with PIP2GV, the Legacy Padua
Investors),
Macquarie Asset Finance Limited (MAFL) and Puget Holdings LLC (f/k/a Padua Holdings LLC), a Delaware
limited liability company (Padua). The Legacy Padua Investors
and Padua MG Holdings, Inc. (the Padua Investors) are the direct or indirect
owners of Padua. The Padua Investors severally acquired an aggregate of 12,500,000 shares of common
stock of Puget Energy, Inc., a Washington corporation (Puget), on
December 3, 2007 from Puget pursuant to a Stock Purchase Agreement, dated October 25, 2007
(the Stock Purchase Agreement), as described in Items 4 and 5 of this
Schedule 13D. Concurrent with the execution of the Stock Purchase Agreement, Padua, Puget
Intermediate Holdings Inc. (f/k/a Padua Intermediate Holdings Inc.), a Washington corporation
and wholly owned subsidiary of Padua (Padua Intermediate), Puget Merger Sub Inc.
(f/k/a Padua Merger Sub Inc.), a Washington corporation and wholly owned subsidiary of Padua
Intermediate (Merger Sub), and Puget have entered into an Agreement and
Plan of Merger, dated as of October 25, 2007 (the Merger Agreement),
pursuant to which Padua will acquire all of the outstanding common stock of Puget as
described in Item 4 of this Schedule 13D. The Stock Purchase Agreement and the
Merger Agreement are separate transactions that include, among other things, different
conditions to each partys obligation to close the transaction and different termination
rights. PIP2GV expressly disclaims beneficial ownership of any of the shares of common stock in
Puget that may be beneficially owned by the Other Padua Investors, MAFL and Padua and expressly
declares that the filing of this Schedule 13D shall not be construed as an admission
that PIP2GV is, for purposes of Section 13(d) and (e) of the Exchange Act, the beneficial
owner of the shares of common stock of Puget that may be beneficially owned by the Other Padua
Investors, MAFL and Padua.
**
According to the most recent 10-Q of Puget dated August 1, 2008, there are 129,678,489 shares of common stock outstanding
(the Declared Shares Outstanding). Under
Section 13(d)(3) of the Exchange Act and based on the number of Declared Shares Outstanding,
PIP2GV may be deemed to have shared power to vote and shared power to dispose of
approximately 9.6% of the outstanding common stock of Puget.
*** PIP2GV (Pad) Ltd. is an Alberta corporation.
11
This Amendment No. 1 to Schedule 13D (Amendment No. 1) relating to Puget Energy, Inc., a
Washington corporation ( Puget), is being filed on behalf of the undersigned to amend the
Schedule 13D filed with the Securities and Exchange Commission on
December 13, 2007 (as amended, the Schedule 13D). The Schedule 13D is filed with respect
to the shares of common stock, $0.01 par value per share (the Common Stock), of Puget.
Capitalized terms used and not defined herein have the same meaning as in the Schedule 13D. Except
as specifically provided herein, this Amendment No. 1 does not modify any of the information
previously reported in the Schedule 13D.
This Amendment No. 1 is being filed to, among other things, report that, as a result of the
Transfer described in Item 4 below, Padua MG Holdings Inc. (PMGH) no longer owns any
shares of Common Stock and therefore after the filing of this Amendment No. 1 will cease to be a
Reporting Person hereunder. The shares of Common Stock previously held by PMGH are now owned by
Macquarie Asset Finance Limited (MAFL), who is now a Reporting Person hereunder. In
addition to the amendments described below, a new Schedule X is hereby added to the Schedule 13D.
In addition, Schedule
VI is replaced in its entirety with a new Schedule VI attached hereto.
Item 2. Identity and Background
The first paragraph of Item 2 is hereby amended and restated to read in its entirety as follows:
This Schedule 13D is being filed jointly by Puget Holdings LLC (f/k/a Padua
Holdings LLC), a Delaware limited liability company (Padua), Macquarie
Infrastructure Partners A, L.P., a Delaware limited partnership (MIP A),
Macquarie Infrastructure Partners International, L.P., a Delaware limited
partnership (MIP I), Macquarie Infrastructure Partners Canada, L.P., an
Ontario limited partnership (MIP C), Macquarie FSS Infrastructure Trust,
an Australian trust (MFIT), Padua MG Holdings Inc., a Delaware corporation
(PMGH), Macquarie Asset Finance Limited, an Australian corporation
(MAFL), CPP Investment Board (USRE II) Inc., a Canadian corporation
(CPP), 6860141 Canada Inc. as trustee for Padua Investment Trust, a trust governed by the laws of British
Columbia (PIT), PIP2PX (Pad) Ltd., an Alberta corporation
(PIP2PX), and PIP2GV (Pad) Ltd., an Alberta corporation (PIP2GV
and collectively with MIP A, MIP I, MIP C, MFIT, PMGH, CPP, PIT and PIP2PX,
the Padua Investors). Padua, MAFL and the Padua Investors are collectively
referred to herein as the Reporting Persons.
The information in Item 2 is hereby amended and supplemented by adding the following thereto:
MAFLs principal business is the holding
of offshore (non-Australian)
investments. The sole shareholder of MAFL is Macquarie Corporate Finance Limited, an
Australian corporation (MCFL). MCFL is wholly owned by Macquarie Corporate
Finance Holdings Pty Limited, an Australian corporation (MCFHPL), which is
wholly owned by Macquarie Capital Group Limited, an Australian corporation
(MCGL), which is wholly owned by Macquarie Financial Holdings Limited, an
Australian corporation (MFHL), which is wholly owned by Macquarie Group
Limited, an Australian corporation (MGL). The address of the principal office of each of MAFL, MCFL, MCFHPL, MCGL, MFHL and
MGL is No. 1 Martin Place, Sydney, NSW 2000 Australia. The name, jurisdiction of
organization or citizenship (as applicable), principal business or employment and
principal office or business address of each executive officer and director of MAFL
and each executive officer and director of such persons ultimately controlling MAFL
is set forth in Schedule X attached hereto, which is incorporated herein by
reference.
12
Item 4. Purpose of the Transaction
The information in Item 4 is hereby amended and supplemented by adding the following thereto:
On October 2, 2008, PMGH transferred all of the shares of Common Stock that it
held to MAFL (the Transfer). As a result of the Transfer, PMGH no longer
holds any shares of Common Stock and therefore after the filing of this Amendment
No. 1 will cease to be a Reporting Person. As noted in Item 2, MCGL is a wholly owned indirect subsidiary
of the Australian-listed MGL. MCGL is the operating company for MGLs non-banking operations. MCGL
often invests alongside Macquarie Group managed funds in investments similar to the acquisition of Puget in an
underwriting capacity. This is the case for the Merger, and MCGL
expects to sell down either the shares of PMGH or PMGHs minority
position to other Macquarie Group-managed funds prior to financial close of the Merger or shortly thereafter.
The reference to Schedules I-IX in the last paragraph of Item 4 shall be replaced with a
reference to Schedules I-X.
Item 5. Interest in Securities of the Issuer
The
information in Item 5(a) is hereby amended and restated in its
entirety as follows:
(a) As
of October 2, 2008:
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|
|
MIP A shall be deemed to beneficially own the 1,753,788 shares of the Common Stock
purchased by MIP A, over all of which shares MIP A has dispositive power and voting power.
Such shares of Common Stock constitute 1.3% of the outstanding shares of the Common Stock
based on the representations of Puget set forth in the most recent
10-Q dated August 1, 2008 that there are 129,678,489
shares of Common Stock outstanding (the Declared Shares Outstanding). |
|
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|
MIP I shall be deemed to beneficially own the 1,830,864 shares of the Common Stock
purchased by MIP I, over all of which shares MIP I has dispositive power and voting power.
Such shares of Common Stock constitute 1.4% of the outstanding shares of the Common Stock
based on the Declared Shares Outstanding. |
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|
MIP C shall be deemed to beneficially own the 393,158 shares of the Common Stock
purchased by MIP C, over all of which shares MIP C has dispositive power and voting power.
Such shares of Common Stock constitute 0.3% of the outstanding shares of the Common Stock
based on the Declared Shares Outstanding. |
|
|
|
|
MFIT shall be deemed to beneficially own the 465,404 shares of the Common Stock
purchased by MFIT, over all of which shares MFIT has dispositive power and voting power.
Such shares of Common Stock constitute 0.4% of the outstanding shares of the Common Stock
based on the Declared Shares Outstanding. |
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|
MAFL shall be deemed to beneficially own the 1,988,905 shares of the Common Stock,
over all of which shares MAFL has dispositive power and voting power.
Such shares of Common Stock constitute 1.5% of the outstanding shares of the Common Stock
based on the Declared Shares Outstanding. |
|
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|
CPP shall be deemed to beneficially own the 3,517,612 shares of the Common Stock
purchased by CPP, over all of which shares CPP has dispositive power and voting power. Such
shares of Common Stock constitute 2.7% of the outstanding shares of the Common Stock based
on the Declared Shares Outstanding. |
|
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|
|
PIT shall be deemed to beneficially own the 1,758,806 shares of the Common Stock
purchased by PIT, over all of which shares PIT has dispositive power and voting power. Such
shares of Common Stock constitute 1.4% of the outstanding shares of the Common Stock based
on the Declared Shares Outstanding. |
|
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|
|
PIP2PX shall be deemed to beneficially own the 490,707 shares of the Common Stock
purchased by PIP2PX, over all of which shares PIP2PX has dispositive power and voting
power. Such shares of Common Stock constitute 0.4% of the outstanding shares of the Common
Stock based on the Declared Shares Outstanding. |
|
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|
|
PIP2GV shall be deemed to beneficially own the 300,756 shares of the Common Stock
purchased by PIP2GV, over all of which shares PIP2GV has dispositive power and voting
power. Such shares of Common Stock constitute 0.2% of the outstanding shares of the Common
Stock based on the Declared Shares Outstanding. |
As a result of the matters described in Item 4 above, the Reporting Persons may be deemed to be a
group, within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended
(the Exchange Act). Accordingly, each of the Reporting Persons may be deemed to
beneficially own the 12,500,000 shares of Common Stock that are
collectively owned by the Legacy Padua
Investors and MAFL. Such shares of Common Stock constitute 9.6% of the issued and outstanding shares of
Common Stock based on the Declared Shares Outstanding. Under Section 13(d)(3) of the Exchange Act
and based on the number of Declared Shares Outstanding, the Reporting Persons may be deemed to have
shared power to vote and shared power to dispose of such shares of Common Stock that may be
beneficially owned by the Legacy Padua Investors and MAFL. However, (i) no Reporting Person is entitled to any
rights as a shareholder of Puget as to those shares of Common Stock not owned by such Reporting
Person and (ii) each of the Reporting Persons expressly disclaims any beneficial ownership of such
shares of Common Stock other than those shares held directly by such Reporting Person, as reported
above.
As a result of the Transfer, PMGH no longer hold any shares of Common Stock and
therefore after the filing of this Amendment No. 1 will cease to be a Reporting
Person.
The reference to Schedules I-IX in clause (c) of Item 5 shall be replaced with a reference to
Schedules I-X.
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
The reference to Schedules I-IX in the second paragraph of Item 5 shall be replaced with a
reference to Schedules I-X.
Item 7. Material to be Filed as Exhibits
13
The information in Item 7 is hereby amended and supplemented by adding the following thereto:
|
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Exhibit |
|
Description |
1
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Joint Filing Agreement, dated as of October 3, 2008, by and
among the Reporting Persons. |
14
SIGNATURES
After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that
the information set forth in this statement is true, complete and correct.
Dated:
October 3, 2008
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PUGET HOLDINGS LLC (f/k/a PADUA HOLDINGS LLC) |
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By:
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/s/ Christopher Leslie |
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Name:
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Christopher Leslie |
Title:
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Manager |
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MACQUARIE INFRASTRUCTURE PARTNERS A, L.P., by its general partner
MACQUARIE INFRASTRUCTURE PARTNERS U.S. GP LLC, by its manager and attorney-in-fact
MACQUARIE INFRASTRUCTURE PARTNERS INC.
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By:
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/s/ Christopher Leslie |
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Name:
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Christopher Leslie |
Title:
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Authorized person |
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By:
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/s/ Mark Wong |
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Name:
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Mark Wong |
Title:
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Authorized person |
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MACQUARIE INFRASTRUCTURE PARTNERS CANADA, L.P., by its general partner
MACQUARIE INFRASTRUCTURE PARTNERS CANADA GP LTD, by its manager and attorney-in-fact
MACQUARIE INFRASTRUCTURE PARTNERS INC.
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By:
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/s/ Christopher Leslie |
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Name:
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Christopher Leslie |
Title:
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Authorized person |
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By:
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/s/ Mark Wong |
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Name:
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Mark Wong |
Title:
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Authorized person |
20
MACQUARIE INFRASTRUCTURE PARTNERS INTERNATIONAL, L.P., by its general partner
MACQUARIE INFRASTRUCTURE PARTNERS U.S. GP LLC, by its manager and attorney-in-fact
MACQUARIE INFRASTRUCTURE PARTNERS INC.
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By:
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/s/ Christopher Leslie |
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Name:
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Christopher Leslie |
Title:
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Authorized person |
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By:
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/s/ Mark Wong |
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Name:
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Mark Wong |
Title:
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Authorized person |
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MACQUARIE FSS INFRASTRUCTURE TRUST
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By: |
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MACQUARIE SPECIALISED ASSET MANAGEMENT LIMITED in its capacity as trustee of MACQUARIE FSS INFRASTRUCTURE TRUST |
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By:
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/s/ Gregory Osborne |
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Name:
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Gregory Osborne |
Title:
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Chief Executive Officer |
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PADUA MG HOLDINGS INC.
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By:
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/s/ Alan James |
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Name:
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Alan James |
Title:
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Director |
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By:
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/s/ Robinson Kupchak |
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Name:
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Robinson Kupchak |
Title:
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Director |
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MACQUARIE
ASSET FINANCE LIMITED
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By:
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/s/ Mark Ferrier |
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Name:
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Mark Ferrier |
Title:
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Director |
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By:
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/s/ Robert Upfold |
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Name:
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Robert Upfold |
Title:
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Director |
CPP INVESTMENT BOARD (USRE II), INC.
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By:
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/s/ Mark D. Wiseman |
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Name:
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Mark D. Wiseman |
Title:
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Authorized Signatory |
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By:
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/s/ Graeme F. Bevans |
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Name:
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Graeme F. Bevans |
Title:
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Authorized Signatory |
21
6860141 CANADA INC. as Trustee for PADUA INVESTMENT TRUST
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By:
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/s/ Lincoln Webb |
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Name:
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Lincoln Webb |
Title:
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President |
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PIP2PX (PAD) LTD
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By:
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/s/ William McKenzie |
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Name:
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William McKenzie |
Title:
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President and Director |
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PIP2GV (PAD) LTD
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By:
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/s/ William McKenzie |
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Name:
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William McKenzie |
Title:
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President and Director |
22
Schedule VI
The name, business address, present principal employment and citizenship of each executive officer
and director, each person controlling CPP and each executive officer and director of such
person ultimately controlling CPP is set forth below.
CPP Investment Board (USRE II) Inc.*
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Jurisdiction of |
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Principal Office or Business |
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Present Principal Business or |
|
Organization/ |
Name |
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Position |
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Address |
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Employment |
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Citizenship |
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David Denison
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Director and
Executive Officer
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One Queen Street East, Suite
2600, Toronto, ON M5C 2W5
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President and CEO of Canada Pension
Plan Investment Board (CPPIB) and
Director and President of CPP
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Canada |
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John Butler
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Director and
Executive Officer
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One Queen Street East, Suite
2600, Toronto, ON M5C 2W5
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Senior Vice President General
Counsel
and Corporate Secretary of CPPIB and
Director and Secretary of CPP
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Canada |
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Myra Libenson
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Director and
Executive Officer
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One Queen Street East, Suite
2600, Toronto, ON M5C 2W5
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Chief Financial Officer of CPPIB and
Director and Treasurer of CPP
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Canada |
|
* All
voting securities of CPP are held by CPPIB.
Canada Pension Plan Investment Board**
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Jurisdiction of |
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Principal Office or Business |
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Present Principal Business or |
|
Organization/ |
Name |
|
Position |
|
Address |
|
Employment |
|
Citizenship |
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Robert Astley
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Director
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c/o One Queen Street East,
Suite 2600, Toronto, ON M5C
2W5
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Director of CPPIB and former
President of Sun Life Financial
Canada
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Canada |
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Gail Cook-Bennett
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Director
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One Queen Street East, Suite
2600, Toronto, ON M5C 2W5
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Chairperson of CPPIB
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Canada |
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Ian Bourne
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Director
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Suite 605
505 3rd Street S.W.
Calgary, AB T2P 3E6
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Director of CPPIB and retired
Executive Vice-President and CFO
of TransAlta Corporation
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Canada |
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Pierre Choquette
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Director
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1800 Waterfront Centre
200 Burrard Street, Vancouver, BC V6C 3M1 |
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Director of CPPIB and current
Chairman of Methanex Corporation
and former President and CEO of
Methanex Corporation
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Canada |
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Germaine Gibara
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Director
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1470 Peel Street, Suite 200
Montréal, Québec H3A 1T1
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President and CEO of Avvio
Management Inc.
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Canada |
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Michael Goldberg
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Director
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c/o One Queen Street East,
Suite 2600, Toronto, ON M5C
2W5
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Director of CPPIB and former
Professor Emeritus, Sauder
School of Business
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Canada |
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Peter Hendrick
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Director
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c/o One Queen Street East,
Suite 2600, Toronto, ON M5C
2W5
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Director of CPPIB and former
Executive Vice-President of
Investments and Chief Investment
Officer of Mackenzie Financial
Corporation
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Canada |
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Nancy Hopkins
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Director
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701 Broadway Avenue
Saskatoon, SK S7K 3L7
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Partner at McDougall Gauley LLP
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Canada |
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Helen Sinclair
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Director
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55 University Avenue, Suite 1800
Toronto, ON M5J 2H7
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CEO of Bankworks Trading Inc.
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Canada |
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Ronald Smith
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Director
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c/o One Queen Street East,
Suite 2600, Toronto, ON M5C
2W5
|
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Director of CPPIB and former
Senior Vice-President and CFO of
Emera, Inc.
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Canada |
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Murray Wallace
|
|
Director
|
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c/o One Queen Street East,
Suite 2600, Toronto, ON M5C
2W5
|
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Chairman and CEO of Park Street
Capital Corporation
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Canada |
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David Denison
|
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Executive Officer
|
|
One Queen Street East, Suite
2600, Toronto, ON M5C 2W5
|
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President and CEO of CPPIB
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|
Canada |
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John Butler
|
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Executive Officer
|
|
One Queen Street East, Suite
2600, Toronto, ON M5C 2W5
|
|
Senior Vice President General
Counsel and Corporate Secretary
of CPPIB
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Canada |
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Ian Dale
|
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Executive Officer
|
|
One Queen Street East, Suite
2600, Toronto, ON M5C 2W5
|
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Senior Vice President -
Communications and Stakeholder
Relations of CPPIB
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Canada |
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Graeme Eadie
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Executive Officer
|
|
One Queen Street East, Suite
2600, Toronto, ON M5C 2W5
|
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Senior Vice President Real
Estate Investments of CPPIB
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Canada |
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John Ilkiw
|
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Executive Officer
|
|
One Queen Street East, Suite
2600, Toronto, ON M5C 2W5
|
|
Senior Vice President -
Portfolio Design and Investment
Research of CPPIB
|
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Canada |
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Myra Libenson
|
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Executive Officer
|
|
One Queen Street East, Suite
2600, Toronto, ON M5C 2W5
|
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Chief Financial Officer of CPPIB
|
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Canada |
|
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Saylor Millitz-Lee
|
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Executive Officer
|
|
One Queen Street East, Suite
2600, Toronto, ON M5C 2W5
|
|
Senior Vice President, Human
Resources of CPPIB
|
|
Canada |
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Donald Raymond
|
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Executive Officer
|
|
One Queen Street East, Suite
2600, Toronto, ON M5C 2W5
|
|
Senior Vice President Public
Market Investments of CPPIB
|
|
Canada |
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Benita Warmbold
|
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Executive Officer
|
|
One Queen Street East, Suite
2600, Toronto, ON M5C 2W5
|
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Chief Operations Officer of CPPIB
|
|
Canada |
|
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Mark Wiseman
|
|
Executive Officer
|
|
One Queen Street East, Suite
2600, Toronto, ON M5C 2W5
|
|
Senior Vice President Private
Investments of CPPIB
|
|
Canada |
** CPPIB
is a crown corporation created by the Canada Pension Plan Investment
Board Act. CPPIBs principal business is as an investment
holding corporation. All voting securities of CPPIB are held by the
Minister of Finance on behalf of Her Majesty the Queen in Right of
Canada. CPPIBs principal business address is One Queen Street
East, Suite 2600, Toronto, ON M5C 2W5.
Schedule X
The name, business address, present principal employment and citizenship of each executive officer
and director of MAFL and each executive officer and director of such person ultimately controlling
MAFL is set forth below.
Macquarie
Asset Finance Limited
|
|
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|
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|
|
|
Principal Office or |
|
Present Principal |
|
Jurisdiction of |
Name |
|
Business Address |
|
Business or Employment |
|
Organization/Citizenship |
Dennis Leong |
|
No. 1 Martin Place,
Sydney, NSW, 2000
Australia
|
|
Public Officer, Secretary
Macquarie Group Limited
|
|
Australia |
|
Stephen D. Allen |
|
No. 1 Martin Place,
Sydney, NSW, 2000
Australia
|
|
Director
Macquarie Capital |
|
Australia |
|
Kyra Bennett |
|
No. 1 Martin Place, Sydney, NSW, 2000 Australia |
|
Director Macquarie Capital |
|
Australia |
|
Michael Carapiet |
|
No. 1 Martin Place,
Sydney, NSW, 2000 Australia |
|
Director Macquarie Capital |
|
Australia |
|
Stephen W. Cook |
|
No. 1 Martin Place,
Sydney, NSW, 2000 Australia |
|
Director Macquarie Capital |
|
Australia |
|
Nigel G. Donnelly |
|
No. 1 Martin Place, Sydney, NSW, 2000 Australia |
|
Secretary Macquarie Group Limited |
|
Australia |
|
Mark Ferrier |
|
No. 1 Martin Place,
Sydney, NSW, 2000
Australia
|
|
Director
Macquarie Capital
|
|
Australia |
|
Michael J. Price
|
|
No. 1 Martin Place,
Sydney, NSW, 2000
Australia
|
|
Director
Macquarie Capital
|
|
Australia |
|
Robert Upfold
|
|
No. 1 Martin Place,
Sydney, NSW, 2000
Australia
|
|
Director
Macquarie Capital
|
|
Australia |
Macquarie
Corporate Finance Limited
|
|
|
|
|
|
|
|
|
Principal Office or |
|
Present Principal |
|
Jurisdiction of |
Name |
|
Business Address |
|
Business or Employment |
|
Organization/Citizenship |
Dennis Leong |
|
No. 1 Martin Place,
Sydney, NSW, 2000
Australia
|
|
Public Officer, Secretary
Macquarie Group Limited
|
|
Australia |
|
Stephen D. Allen
|
|
No. 1 Martin Place,
Sydney, NSW, 2000
Australia
|
|
Director
Macquarie Capital
|
|
Australia |
|
Michael Carapiet
|
|
No. 1 Martin Place,
Sydney, NSW, 2000
Australia
|
|
Director
Macquarie Capital
|
|
Australia |
|
Stephen W. Cook
|
|
No. 1 Martin Place,
Sydney, NSW, 2000
Australia
|
|
Director
Macquarie Capital
|
|
Australia |
|
Laurence G. Cox
|
|
101 Collins Street,
Melbourne, VIC,
3000, Australia
|
|
Director
Macquarie Capital
|
|
Australia |
|
James W. Cutts
|
|
1 Oakdale Road,
Newlands 770, Cape
Town, South Africa
|
|
Director
Macquarie Capital
|
|
Australia |
|
Nigel G. Donnelly
|
|
No. 1 Martin Place,
Sydney, NSW, 2000
Australia
|
|
Secretary
Macquarie Group Limited
|
|
Australia |
|
Robert A. Dunlop
|
|
101 Collins Street,
Melbourne, VIC,
3000, Australia
|
|
Director
Macquarie Capital
|
|
Australia |
|
Garry A. Farrel
|
|
No. 1 Martin Place,
Sydney, NSW, 2000
Australia
|
|
Director
Macquarie Capital
|
|
Australia |
|
Simon V. Mckeon
|
|
101 Collins Street,
Melbourne, VIC,
3000, Australia
|
|
Director
Macquarie Capital
|
|
Australia |
|
Michael J. Price
|
|
No. 1 Martin Place,
Sydney, NSW, 2000
Australia
|
|
Director
Macquarie Capital
|
|
Australia |
|
David G. Roseman
|
|
No. 1 Martin Place,
Sydney, NSW, 2000
Australia
|
|
Director
Macquarie Capital
|
|
Australia |
|
Paula Walsh |
|
No. 1 Martin Place,
Sydney, NSW, 2000
Australia
|
|
Secretary
Macquarie Group Limited
|
|
Australia |
Macquarie
Corporate Finance Holdings Pty Limited
|
|
|
|
|
|
|
|
|
Principal Office or |
|
Present Principal |
|
Jurisdiction of |
Name |
|
Business Address |
|
Business or Employment |
|
Organization/Citizenship |
Dennis Leong
|
|
No. 1 Martin Place,
Sydney, NSW, 2000
Australia
|
|
Public Officer, Secretary
Macquarie Group Limited
|
|
Australia |
|
Nigel G. Donnelly
|
|
No. 1 Martin Place,
Sydney, NSW, 2000
Australia
|
|
Secretary
Macquarie Group Limited
|
|
Australia |
|
Peter B. Lucas
|
|
No. 1 Martin Place,
Sydney, NSW, 2000
Australia
|
|
Director
Macquarie Capital
|
|
Australia |
|
Simon V. Mckeon
|
|
101 Collins Street,
Melbourne, VIC,
3000, Australia
|
|
Director
Macquarie Capital
|
|
Australia |
|
Michael J. Price
|
|
No. 1 Martin Place,
Sydney, NSW, 2000
Australia
|
|
Director
Macquarie Capital
|
|
Australia |
|
Paula Walsh
|
|
No. 1 Martin Place,
Sydney, NSW, 2000
Australia
|
|
Secretary
Macquarie Group Limited
|
|
Australia |
Macquarie Capital Group Limited (f/k/a Macquarie Capital Group Pty Limited)
|
|
|
|
|
|
|
|
|
Principal Office or |
|
Present Principal |
|
Jurisdiction of |
Name |
|
Business Address |
|
Business or Employment |
|
Organization/Citizenship |
Stuart J. Dyson
|
|
No. 1 Martin Place,
|
|
Financial Controller
|
|
Australia |
|
|
Sydney, NSW 2000
|
|
Macquarie Group Limited |
|
|
|
|
Australia |
|
|
|
|
|
|
|
|
|
|
|
Stephen Allen
|
|
No. 1 Martin Place,
|
|
Executive Director
|
|
Australia |
|
|
Sydney, NSW 2000
|
|
Macquarie Group Limited |
|
|
|
|
Australia |
|
|
|
|
|
|
|
|
|
|
|
John Roberts
|
|
No. 1 Martin Place,
|
|
Executive Director
|
|
New Zealand. (Australian |
|
|
Sydney, NSW 2000
|
|
Macquarie Group Limited |
|
Resident) |
|
|
Australia |
|
|
|
|
|
|
|
|
|
|
|
Gregory C. Ward
|
|
No. 1 Martin Place,
|
|
Chief Financial Officer
|
|
Australia |
|
|
Sydney, NSW 2000
|
|
Macquarie Group Limited |
|
|
|
|
Australia |
|
|
|
|
|
|
|
|
|
|
|
Michael Price
|
|
No. 1 Martin Place,
|
|
Executive Director
|
|
Australia |
|
|
Sydney, NSW 2000
|
|
Macquarie Group Limited |
|
|
|
|
Australia |
|
|
|
|
|
Kyra Bennett |
|
No. 1 Martin Place, Sydney, NSW, 2000 Australia |
|
Director Macquarie Capital |
|
Australia |
|
Michael Carapiet |
|
No. 1 Martin Place,
Sydney, NSW, 2000 Australia |
|
Director Macquarie Capital |
|
Australia |
Macquarie Financial Holdings Limited
|
|
|
|
|
|
|
|
|
Principal Office or |
|
Present Principal |
|
Jurisdiction of |
Name |
|
Business Address |
|
Business or Employment |
|
Organization/Citizenship |
W. Richard Sheppard
|
|
No. 1 Martin Place,
|
|
Deputy Managing Director
|
|
Australia |
|
|
Sydney, NSW 2000
|
|
Macquarie Group Limited |
|
|
|
|
Australia |
|
|
|
|
|
|
|
|
|
|
|
Gregory C. Ward
|
|
No. 1 Martin Place,
|
|
Chief Financial Officer
|
|
Australia |
|
|
Sydney, NSW 2000
|
|
Macquarie Group Limited |
|
|
|
|
Australia |
|
|
|
|
|
|
|
|
|
|
|
Stuart J. Dyson
|
|
No. 1 Martin Place,
|
|
Financial Controller
|
|
Australia |
|
|
Sydney, NSW 2000
|
|
Macquarie Group Limited. |
|
|
|
|
Australia |
|
|
|
|
Macquarie Group Limited
|
|
|
|
|
|
|
|
|
Principal Office or |
|
Present Principal |
|
Jurisdiction of |
Name |
|
Business Address |
|
Business or Employment |
|
Organization/Citizenship |
David S. Clarke
|
|
No. 1 Martin Place,
|
|
Non-executive Chairman
|
|
Australia |
Non-executive Chairman
|
|
Sydney, New South
|
|
Macquarie Group Limited |
|
|
|
|
Wales 2000, |
|
|
|
|
|
|
Australia |
|
|
|
|
|
|
|
|
|
|
|
Laurence G. Cox
|
|
No. 1 Martin Place,
|
|
Executive Director
|
|
Australia |
Executive Director
|
|
Sydney, New South
|
|
Macquarie Group Limited |
|
|
|
|
Wales 2000, |
|
|
|
|
|
|
Australia |
|
|
|
|
|
|
|
|
|
|
|
Peter M. Kirby
|
|
No. 1 Martin Place,
|
|
Non-executive Director
|
|
Australia |
Non-executive Director
|
|
Sydney, New South
|
|
Macquarie Group Limited |
|
|
|
|
Wales 2000, |
|
|
|
|
|
|
Australia |
|
|
|
|
|
|
|
|
|
|
|
Catherine B.
Livingstone
|
|
No. 1 Martin Place,
|
|
Non-executive Director
|
|
Australia |
Non-executive
|
|
Sydney, New South
|
|
Macquarie Group Limited |
|
|
Director
|
|
Wales 2000, |
|
|
|
|
|
|
Australia |
|
|
|
|
|
|
|
|
|
|
|
H. Kevin McCann
|
|
No. 1 Martin Place,
|
|
Non-executive Director
|
|
Australia |
Non-executive Director
|
|
Sydney, New South
|
|
Macquarie Group Limited |
|
|
|
|
Wales 2000, |
|
|
|
|
|
|
Australia |
|
|
|
|
|
|
|
|
|
|
|
John R. Niland
|
|
No. 1 Martin Place,
|
|
Non-executive Director
|
|
Australia |
Non-executive Director
|
|
Sydney, New South
|
|
Macquarie Group Limited |
|
|
|
|
Wales 2000, |
|
|
|
|
|
|
Australia |
|
|
|
|
|
|
|
|
|
|
|
Helen M. Nugent
|
|
No. 1 Martin Place,
|
|
Non-executive Director
|
|
Australia |
Non-executive Director
|
|
Sydney, New South
|
|
Macquarie Group Limited |
|
|
|
|
Wales 2000, |
|
|
|
|
|
|
Australia |
|
|
|
|
|
|
|
|
|
|
|
Peter H. Warne
|
|
No. 1 Martin Place,
|
|
Non-executive Director
|
|
Australia |
Non-executive Director
|
|
Sydney, New South
|
|
Macquarie Group Limited |
|
|
|
|
Wales 2000, |
|
|
|
|
|
|
Australia |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Nicholas W. Moore
Managing Director and
Chief Executive Officer
|
|
No. 1 Martin Place,
Sydney, New South
Wales 2000,
Australia
|
|
Managing Director and
Chief Executive Officer
Macquarie Group Limited
|
|
Australia |
|
|
|
|
|
|
|
Andrew J. Downe
|
|
No. 1 Martin Place,
|
|
Executive Director
|
|
Australia |
Executive Director
|
|
Sydney, New South
|
|
Macquarie Group Limited |
|
|
|
|
Wales 2000, |
|
|
|
|
|
|
Australia |
|
|
|
|
|
|
|
|
|
|
|
Gregory C. Ward
|
|
No. 1 Martin Place,
|
|
Chief Financial Officer
|
|
Australia |
Chief Financial Officer
|
|
Sydney, New South
|
|
Macquarie Group Limited |
|
|
|
|
Wales 2000, |
|
|
|
|
|
|
Australia |
|
|
|
|
|
|
|
|
|
|
|
J. Kimberley Burke
|
|
No. 1 Martin Place,
|
|
Executive Director
|
|
Australia |
Executive Director
|
|
Sydney, New South
|
|
Macquarie Group Limited |
|
|
|
|
Wales 2000, |
|
|
|
|
|
|
Australia |
|
|
|
|
|
|
|
|
|
|
|
Michael Carapiet
|
|
No. 1 Martin Place,
|
|
Executive Director
|
|
Australia |
Executive Director
|
|
Sydney, New South
|
|
Macquarie Group Limited |
|
|
|
|
Wales 2000, |
|
|
|
|
|
|
Australia |
|
|
|
|
|
|
|
|
|
|
|
Nicholas R. Minogue
|
|
No. 1 Martin Place,
|
|
Executive Director
|
|
Australia |
Executive Director
|
|
Sydney, New South
|
|
Macquarie Group Limited |
|
|
|
|
Wales 2000, |
|
|
|
|
|
|
Australia |
|
|
|
|
|
|
|
|
|
|
|
Peter J. Maher
|
|
No. 1 Martin Place,
|
|
Executive Director
|
|
Australia |
Executive Director
|
|
Sydney, New South
|
|
Macquarie Group Limited |
|
|
|
|
Wales 2000, |
|
|
|
|
|
|
Australia |
|
|
|
|
|
|
|
|
|
|
|
W. Richard Sheppard
|
|
No. 1 Martin Place,
|
|
Deputy Managing Director
|
|
Australia |
Deputy Managing
|
|
Sydney, New South
|
|
Macquarie Group Limited |
|
|
Director
|
|
Wales 2000, |
|
|
|
|
|
|
Australia |
|
|
|
|
|
|
|
|
|
|
|