| FORM 4 | UNITED
STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
OMB APPROVAL | |
| o | Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | OMB
Number: 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response.......................0.5 |
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| (Print or Type Responses) | |||
| 1. Name and Address of Reporting Person* Roberts Brian L. |
2. Issuer Name and Ticker or Trading Symbol Comcast Corporation (formerly named AT&T Comcast Corporation): CMCSA and CMCSK |
6. Relationship of Reporting Person(s) to Issuer (Check all applicable) x Director o 10% Owner x Officer o Other (specify below) (give title below) President and Chief Executive Officer |
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| (Last) (First) (Middle) Comcast Corporation 1500 Market Street |
3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) |
4. Statement for Month/Day/Year November 18, 2002 |
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| (Street) Philadelphia PA 19102 |
5. If Amendment, Date of Original (Month/Day/Year) November 20, 2002 |
7. Individual or Joint/Group Filing (Check Applicable Line) x Form filed by One Reporting Person o Form filed by More than One Reporting Person |
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| (City) (State) (Zip) | Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||
| 1. Title of Security (Instr. 3) |
2. Trans- action Date (Month/ Day/ Year) |
2A. Deemed Execution Date, if any (Month/ Day/ Year) |
3. Trans- action Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Owner- ship Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Owner- ship (Instr. 4) |
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| Code | V | Amount | (A) or (D) |
Price | ||||||
| Class A Common Stock | 11/18/02 | A | 1,356 | A | (1) | 1,356 | I | By Wife | ||
| Class B Common Stock | 11/18/02 | A | 9,039,663 | A | (1) | 9,039,663 | I | By LLC (2) | ||
| Class B Common Stock | 11/18/02 | A | 404,712 | A | (1) | 404,712 | I | By Trusts | ||
| Class A Special Common Stock | 11/18/02 | A | 63,184 | A | (1) | 63,184 | D | |||
| Class A Special Common Stock | 11/18/02 | A | 2,712 | A | (1) | 2,712 | I | By Wife | ||
| Class A Special Common Stock | 11/18/02 | A | 41,132.488 | A | (1) | 41,132.488 | I | By 401(k) Plan | ||
| Class A Special Common Stock | 11/18/02 | A | 2,728,638 | A | (1) | 2,728,638 | I | By LLC (2) | ||
| Class A Special Common Stock | 11/18/02 | A | 122,163 | A | (1) | 122,163 | I | By Trusts | ||
| Reminder: | Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). | |
| Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | ||
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FORM 4 (continued)
Table II -- Derivative Securities Acquired,
Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
| 1. Title of Derivative Security (Instr. 3) |
2. Conver- sion or Exercise Price of Deri- vative Security(1) |
3. Trans- action Date (Month/ Day/ Year) |
3A. Deemed Execution Date, if any (Month/ Day/ Year) |
4. Trans- action Code (Instr. 8) |
5. Number of Deriv- ative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Deriv- ative Security (Instr. 5) |
9. Number of Deriv- ative Securities Bene- ficially Owned Following Reported Trans- action(s) (Instr. 4) |
10. Owner- ship Form of Deriv- ative Securities: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Benefi- cial Owner- ship (Instr. 4) |
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| Code | V | (A)(1) | (D) | Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares(1) |
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| Option to Purchase Class A Special Common Stock |
$10.5834 | 11/18/02 | A | 305,632 | (3) | 7/10/2004 | Class A Special Common Stock |
305,632 | 305,632 | D | |||||
| Option to Purchase Class A Special Common Stock |
$9.5625 | 11/18/02 | A | 334,634 | (4) | 7/10/2004 | Class A Special Common Stock |
334,634 | 334,634 | D | |||||
| Option to Purchase Class A Special Common Stock |
$9.5625 | 11/18/02 | A | 97,805 | Immediately | 7/06/2003 | Class A Special Common Stock |
97,805 | 97,805 | D | |||||
| Option to Purchase Class A Special Common Stock |
$7.5000 | 11/18/02 | A | 600,000 | (5) | 7/13/2005 | Class A Special Common Stock |
600,000 | 600,000 | D | |||||
| Option to Purchase Class A Special Common Stock |
$9.1875 | 11/18/02 | A | 140,372 | Immediately | 2/05/2007 | Class A Special Common Stock |
140,372 | 140,372 | D | |||||
| Option to Purchase Class A Special Common Stock |
$14.9375 | 11/18/02 | A | 162,422 | (6) | 1/09/2008 | Class A Special Common Stock |
162,422 | 162,422 | D | |||||
| Option to Purchase Class A Special Common Stock |
$18.6313 | 11/18/02 | A | 576 | Immediately | 6/16/2003 | Class A Special Common Stock |
576 | 576 | D | |||||
| Option to Purchase Class A Special Common Stock |
$16.9375 | 11/18/02 | A | 1,499,712 | (7) | 6/16/2008 | Class A Special Common Stock |
1,499,712 | 1,499,712 | D | |||||
| Option to Purchase Class A Special Common Stock |
$16.9375 | 11/18/02 | A | 1,499,712 | (8) | 6/16/2008 | Class A Special Common Stock |
1,499,712 | 1,499,712 | D | |||||
| Option to Purchase Class A Special Common Stock |
$32.5875 | 11/18/02 | A | 3,094 | (9) | 1/05/2004 | Class A Special Common Stock |
3,094 | 3,094 | D | |||||
| Option to Purchase Class A Special Common Stock |
$29.6250 | 11/18/02 | A | 996,906 | (10) | 1/05/2009 | Class A Special Common Stock |
996,906 | 996,906 | D | |||||
| Option to Purchase Class A Special Common Stock |
$31.6875 | 11/18/02 | A | 1,000,000 | (11) | 4/05/2009 | Class A Special Common Stock |
1,000,000 | 1,000,000 | D | |||||
| Option to Purchase Class A Special Common Stock |
$32.8437 | 11/18/02 | A | 1,000,000 | (12) | 5/03/2009 | Class A Special Common Stock |
1,000,000 | 1,000,000 | D | |||||
| Option to Purchase Class A Special Common Stock |
$42.7625 | 11/18/02 | A | 2,338 | 4/04/2004 | 10/04/2004 | Class A Special Common Stock |
2,338 | 2,338 | D | |||||
| Option to Purchase Class A Special Common Stock |
$38.8750 | 11/18/02 | A | 997,662 | (13) | 10/04/2009 | Class A Special Common Stock |
997,662 | 997,662 | D | |||||
| Option to Purchase Class A Special Common Stock |
$49.7500 | 11/18/02 | A | 1,000,000 | (14) | 1/04/2010 | Class A Special Common Stock |
1,000,000 | 1,000,000 | D | |||||
| Option to Purchase Class A Special Common Stock |
$42.3500 | 11/18/02 | A | 474 | (15) | 3/30/2005 | Class A Special Common Stock |
474 | 474 | D | |||||
| Option to Purchase Class A Special Common Stock |
$38.5000 | 11/18/02 | A | 999,526 | (16) | 3/30/2010 | Class A Special Common Stock |
999,526 | 999,526 | D | |||||
| Option to Purchase Class A Special Common Stock |
$41.0625 | 11/18/02 | A | 997,565 | (17) | 7/05/2010 | Class A Special Common Stock |
997,565 | 997,565 | D | |||||
| Option to Purchase Class A Special Common Stock |
$45.1688 | 11/18/02 | A | 2,435 | 1/05/2005 | 7/05/2005 | Class A Special Common Stock |
2,435 | 2,435 | D | |||||
| Option to Purchase Class A Special Common Stock |
$41.4375 | 11/18/02 | A | 1,000,000 | (18) | 10/05/2010 | Class A Special Common Stock |
1,000,000 | 1,000,000 | D | |||||
| Option to Purchase Class A Special Common Stock |
$40.6670 | 11/18/02 | A | 2,704 | 1/03/2006 | 7/30/2006 | Class A Special Common Stock |
2,704 | 2,704 | D | |||||
| Option to Purchase Class A Special Common Stock |
$36.9700 | 11/18/02 | A | 747,296 | (19) | 7/30/2011 | Class A Special Common Stock |
747,296 | 747,296 | D | |||||
| Option to Purchase Class A Special Common Stock |
$35.4900 | 11/18/02 | A | 750,000 | (20) | 1/24/2012 | Class A Special Common Stock |
750,000 | 750,000 | D | |||||
Explanation of Responses:
| (1) | Shares and options to purchase shares of Issuer common stock were acquired pursuant to the merger of each of Comcast Holdings Corporation (formerly named Comcast Corporation) and Comcast Cable Communications Holdings, Inc. (formerly named AT&T Broadband Corp.) with wholly-owned subsidiaries of the Issuer. |
| (2) | The Reporting Person disclaims beneficial ownership of securities owned by the LLC, except to the extent of his pecuniary interest therein. |
| (3) | 215,632 shares are immediately exercisable; 45,000 shares are exercisable on 1/10/2003; and 45,000 shares are exercisable on 7/10/2003. |
| (4) | 266,280 shares are immediately exercisable; 34,174 shares are exercisable on 1/10/2003; and 34,180 shares are exercisable on 7/10/2003. |
| (5) | 300,000 shares are immediately exercisable; 100,000 shares are exercisable on each of 1/13/2003, 1/13/2004 and 7/13/2004. |
| (6) | 127,422 shares are immediately exercisable and 35,000 shares are exercisable on 1/09/2003. |
| (7) | 1,199,712 shares are immediately exercisable and 300,000 shares are exercisable on 6/16/2003. |
| (8) | 599,712 shares are immediately exercisable; 750,000 shares are exercisable on 6/16/2007; and 150,000 shares are exercisable on 12/16/2007. |
| (9) | 26 shares are immediately exercisable and 3,068 shares are exercisable on 1/05/2003. |
| (10) | 599,974 shares are immediately exercisable; 196,932 shares are exercisable on 1/05/2003; and 200,000 shares are exercisable on 1/05/2004. |
| (11) | 600,000 shares are immediately exercisable and 200,000 shares are exercisable on each of 4/05/2003 and 4/05/2004. |
| (12) | 600,000 shares are immediately exercisable and 200,000 shares are exercisable on each of 5/03/2003 and 5/03/2004. |
| (13) | 600,000 shares are immediately exercisable; 200,000 shares are exercisable on 10/04/2003; and 197,662 shares are exercisable on 10/04/2004. |
| (14) | 400,000 shares are immediately exercisable and 200,000 shares are exercisable on each of 1/04/2003, 1/04/2004 and 1/04/2005. |
| (15) | 2 shares are immediately exercisable and 236 shares are exercisable on each of 3/30/2003 and 3/30/2004. |
| (16) | 199,998 shares are immediately exercisable; 99,764 shares are exercisable on each of 3/30/2003 and 3/30/2004; and 100,000 shares are exercisable on each of 3/30/2005, 3/30/2006, 3/30/2007, 3/30/2008, 3/30/2009 and 9/30/2009. |
| (17) | 200,000 shares are immediately exercisable; 100,000 shares are exercisable on each of 7/05/2003 and 7/05/2004; 97,565 shares are exercisable on 7/05/2005; and 100,000 shares are exercisable on each of 7/05/2006, 7/05/2007, 7/05/2008, 7/05/2009 and 1/05/2010. |
| (18) | 400,000 shares are immediately exercisable and 200,000 shares are exercisable on each of 10/05/2003, 10/05/2004 and 10/05/2005. |
| (19) | 226,000 shares are exercisable on 7/30/2003; 113,000 shares are exercisable on each of 7/30/2004 and 7/30/2005; 110,296 shares are exercisable on 7/30/2006; and 37,000 shares are exercisable on each of 7/30/2007, 7/30/2008, 7/30/2009, 7/30/2010 and 1/30/2011. |
| (20) | 227,500 shares are exercisable on 1/24/2004; 113,750 shares are exercisable on each of 1/24/2005, 1/24/2006 and 1/24/2007; and 36,250 shares are exercisable on each of 1/24/2008, 1/24/2009, 1/24/2010, 1/24/2011 and 7/24/2011. |
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| /s/ Brian L. Roberts | December 5, 2002 | |
| ** Signature of Reporting Person | Date | |
| Brian L. Roberts | ||
| ** | Intentional misstatements or omissions of facts constitute
Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
|
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
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