tdf_npx-0618.htm - Generated by SEC Publisher for SEC Filing

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-08394   

 

Templeton Dragon Fund, Inc.

(Exact name of registrant as specified in charter)

 

300 S.E. 2nd Street, Fort Lauderdale, Florida 33301-1923

(Address of principal executive offices) (Zip code)

 

Craig S. Tyle, One Franklin Parkway, San Mateo, CA 94403-1906

(Name and address of agent for service)

 

Registrant's telephone number, including area code: (954) 527-7500

 

Date of fiscal year end:      12/31

 

Date of reporting period:   6/30/18

 

Item 1. Proxy Voting Records.

 

 

AIA GROUP LTD.
Meeting Date:  MAY 18, 2018
Record Date:  MAY 14, 2018
Meeting Type:  ANNUAL

Ticker:  1299
Security ID:  Y002A1105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3

Elect Ng Keng Hooi as Director

Management

For

For

4

Elect Cesar Velasquez Purisima as Director

Management

For

For

5

Elect Lawrence Juen-Yee Lau as Director

Management

For

For

6

Elect Chung-Kong Chow as Director

Management

For

For

7

Elect John Barrie Harrison as Director

Management

For

For

8

Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

9A

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

For

9B

Authorize Repurchase of Issued Share Capital

Management

For

For

9C

Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme

Management

For

For
 

 

 

ALIBABA GROUP HOLDING LIMITED
Meeting Date:  OCT 18, 2017
Record Date:  AUG 18, 2017
Meeting Type:  ANNUAL

Ticker:  BABA
Security ID:  01609W102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Jack Yun Ma as Director

Management

For

Against

1.2

Elect Masayoshi Son as Director

Management

For

Against

1.3

Elect Walter Teh Ming Kwauk as Director

Management

For

For

2

Ratify PricewaterhouseCoopers as Auditors

Management

For

For

 

 

ANTA SPORTS PRODUCTS LTD.
Meeting Date:  APR 10, 2018
Record Date:  APR 03, 2018
Meeting Type:  ANNUAL

Ticker:  2020
Security ID:  G04011105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3

Approve Special Dividend

Management

For

For

4

Elect Ding Shijia as Director

Management

For

For

5

Elect Lai Shixian as Director

Management

For

For

6

Elect Yeung Chi Tat as Director

Management

For

For

7

Authorize Board to Fix Remuneration of Directors

Management

For

For

8

Approve KPMG as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

9

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

10

Authorize Repurchase of Issued Share Capital

Management

For

For

11

Authorize Reissuance of Repurchased Shares

Management

For

Against
 

 

 

ASIA CEMENT (CHINA) HOLDINGS CORPORATION
Meeting Date:  MAY 08, 2018
Record Date:  APR 27, 2018
Meeting Type:  ANNUAL

Ticker:  743
Security ID:  G0539C106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Elect Chang Tsai-hsiung as Director

Management

For

For

3b

Elect Wu Chung-lih as Director

Management

For

For

3c

Elect Wu Ling-ling as Director

Management

For

For

3d

Elect Tsim Tak-lung Dominic as Director

Management

For

For

3e

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Issued Share Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

BEIJING JINGKELONG CO LTD.
Meeting Date:  SEP 28, 2017
Record Date:  SEP 07, 2017
Meeting Type:  SPECIAL

Ticker:  814
Security ID:  Y0771X107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Equity Transfer Agreement and Related Transactions

Management

For

For

 

 

BEIJING JINGKELONG CO LTD.
Meeting Date:  MAY 25, 2018
Record Date:  MAY 04, 2018
Meeting Type:  ANNUAL

Ticker:  814
Security ID:  Y0771X107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Supervisory Committee

Management

For

For

3

Accept Financial Statements and Statutory Reports

Management

For

For

4

Approve Ruihua Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Profit Distribution Plan and Distribution of Final Dividend

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

7

Authorize Repurchase of Issued H Share Capital

Management

For

For

8

Approve Grant of General Mandate to the Board to Issue Short Term Debentures

Management

For

Against

9

Approve Grant of General Mandate to the Board to Issue Corporate Bonds

Management

For

For
 

 

 

BEIJING JINGKELONG CO LTD.
Meeting Date:  MAY 25, 2018
Record Date:  MAY 04, 2018
Meeting Type:  SPECIAL

Ticker:  814
Security ID:  Y0771X107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Authorize Repurchase of Issued Share Capital

Management

For

For

 

 

CHEUNG KONG PROPERTY HOLDINGS LTD.
Meeting Date:  AUG 24, 2017
Record Date:  AUG 18, 2017
Meeting Type:  SPECIAL

Ticker:  1113
Security ID:  G2103F101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Sale and Purchase Agreement and Related Transactions

Management

For

For

2

Approve Change of English Name and Chinese Name of the Company

Management

For

For

 

 

 

CHINA CONSTRUCTION BANK CORPORATION
Meeting Date:  OCT 09, 2017
Record Date:  SEP 08, 2017
Meeting Type:  SPECIAL

Ticker:  939
Security ID:  Y1397N101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Tian Guoli and Authorize the Remuneration Committee to Fix His Remuneration

Management

For

For

 

 

CHINA CONSTRUCTION BANK CORPORATION
Meeting Date:  JUN 29, 2018
Record Date:  MAY 29, 2018
Meeting Type:  ANNUAL

Ticker:  939
Security ID:  Y1397N101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2017 Report of the Board of Directors

Management

For

For

2

Approve 2017 Report of the Board of Supervisors

Management

For

For

3

Approve 2017 Final Financial Accounts

Management

For

For

4

Approve 2017 Profit Distribution Plan

Management

For

For

5

Approve Budget of 2018 Fixed Assets Investment

Management

For

For

6

Approve Remuneration Distribution and Settlement Plan for Directors in 2016

Management

For

For

7

Approve Remuneration Distribution and Settlement Plan for Supervisors in 2016

Management

For

For

8

Elect Wang Zuji as Director

Management

For

For

9

Elect Pang Xiusheng as Director

Management

For

For

10

Elect Zhang Gengsheng as Director

Management

For

For

11

Elect Li Jun as Director

Management

For

For

12

Elect Anita Fung Yuen Mei as Director

Management

For

For

13

Elect Carl Walter as Director

Management

For

For

14

Elect Kenneth Patrick Chung as Director

Management

For

For

15

Elect Wu Jianhang as Supervisor

Management

For

For

16

Elect Fang Qiuyue as Supervisor

Management

For

For

17

Approve Capital Plan for 2018 to 2020

Management

For

For

18

Approve PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditors and PricewaterhouseCoopers as International Auditors and Fix Their Remuneration

Management

For

For

1

Approve Amendments to the Authorization to the Board of Directors by the Shareholders' General Meeting on External Donations

Management

For

For
 

 

 

CHINA EVERBRIGHT LIMITED
Meeting Date:  MAY 17, 2018
Record Date:  MAY 10, 2018
Meeting Type:  ANNUAL

Ticker:  165
Security ID:  Y1421G106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Elect Tang Chi Chun, Richard as Director

Management

For

Against

3b

Elect Zhang Mingao as Director

Management

For

Against

3c

Elect Yin Lianchen as Director

Management

For

Against

3d

Elect Chung Shui Ming, Timpson as Director

Management

For

Against

3e

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Issued Share Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

CHINA LIFE INSURANCE CO. LIMITED
Meeting Date:  DEC 20, 2017
Record Date:  NOV 17, 2017
Meeting Type:  SPECIAL

Ticker:  2628
Security ID:  Y1477R204

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Yuan Changqing as Non-independent Director

Shareholder

For

For

2

Elect Luo Zhaohui as Supervisor

Shareholder

For

For

 

 

CHINA LIFE INSURANCE CO. LIMITED
Meeting Date:  JUN 06, 2018
Record Date:  MAY 04, 2018
Meeting Type:  ANNUAL

Ticker:  2628
Security ID:  Y1477R204

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2017 Report of the Board of Directors

Management

For

For

2

Approve 2017 Report of the Supervisory Committee

Management

For

For

3

Approve 2017 Financial Report

Management

For

For

4

Approve 2017 Profit Distribution Plan

Management

For

For

5

Approve Remuneration of Directors and Supervisors

Management

For

For

6

Elect Yang Mingsheng as Director

Shareholder

For

For

7

Elect Lin Dairen as Director

Shareholder

For

For

8

Elect Xu Hengping as Director

Shareholder

For

Against

9

Elect Xu Haifeng as Director

Shareholder

For

For

10

Elect Yuan Changqing as Director

Shareholder

For

For

11

Elect Liu Huimin as Director

Shareholder

For

For

12

Elect Yin Zhaojun as Director

Shareholder

For

For

13

Elect Su Hengxuan as Director

Shareholder

For

For

14

Elect Chang Tso Tung Stephen as Director

Management

For

For

15

Elect Robinson Drake Pike as Director

Management

For

For

16

Elect Tang Xin as Director

Management

For

For

17

Elect Leung Oi-Sie Elsie as Director

Management

For

For

18

Elect Jia Yuzeng as Supervisor

Shareholder

For

For

19

Elect Shi Xiangming as Supervisor

Shareholder

For

For

20

Elect Luo Zhaohui as Supervisor

Shareholder

For

For

21

Approve Ernst & Young Hua Ming LLP as the PRC Auditor and the Auditor for US Form 20-F and Ernst & Young as the Hong Kong Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

22

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares

Management

For

Against

23

Approve Entrusted Investment and Management Agreement for Alternative Investments with Insurance Funds and the Annual Caps for the Three Years Ending 31 December 2021

Shareholder

For

For
 

 

 

CHINA MOBILE LIMITED
Meeting Date:  MAY 17, 2018
Record Date:  MAY 10, 2018
Meeting Type:  ANNUAL

Ticker:  941
Security ID:  Y14965100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3.1

Elect Shang Bing as Director

Management

For

For

3.2

Elect Li Yue as Director

Management

For

For

3.3

Elect Sha Yuejia as Director

Management

For

For

4

Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors of the Group for Hong Kong Financial Reporting and U.S. Financial Reporting Purposes, Respectively and Authorize Board to Fix Their Remuneration

Management

For

For

5

Authorize Repurchase of Issued Share Capital

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

CHINA OVERSEAS LAND & INVESTMENT LTD.
Meeting Date:  JUN 11, 2018
Record Date:  JUN 05, 2018
Meeting Type:  ANNUAL

Ticker:  688
Security ID:  Y15004107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Elect Luo Liang as Director

Management

For

For

3b

Elect Fan Hsu Lai Tai, Rita as Director

Management

For

For

3c

Elect Li Man Bun, Brian David as Director

Management

For

For

4

Authorize Board to Fix Remuneration of Directors

Management

For

For

5

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

6

Authorize Repurchase of Issued Share Capital

Management

For

For

7

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

8

Authorize Reissuance of Repurchased Shares

Management

For

Against

9

Adopt Share Option Scheme

Management

For

Against
 

 

 

CHINA PETROLEUM & CHEMICAL CORP.
Meeting Date:  MAY 15, 2018
Record Date:  APR 13, 2018
Meeting Type:  ANNUAL

Ticker:  386
Security ID:  Y15010104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Board of Supervisors

Management

For

For

3

Approve 2017 Financial Reports

Management

For

For

4

Approve 2017 Profit Distribution Plan

Management

For

For

5

Approve Interim Profit Distribution Plan

Management

For

For

6

Approve PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as External Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

7

Approve Service Contracts Between the Company and Directors and Supervisors

Management

For

For

8

Amend Articles of Association

Management

For

For

9

Amend Rules of Procedure Regarding Meetings of Board of Directors

Management

For

For

10

Approve the Establishment of the Board Committee

Management

For

For

11

Authorize Board to Determine the Proposed Plan for the Issuance of Debt Financing Instruments

Management

For

Against

12

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

13.01

Elect Dai Houliang as Director

Management

For

For

13.02

Elect Li Yunpeng as Director

Management

For

For

13.03

Elect Jiao Fangzheng as Director

Management

For

For

13.04

Elect Ma Yongsheng as Director

Management

For

For

13.05

Elect Ling Yiqun as Director

Management

For

For

13.06

Elect Liu Zhongyun as Director

Management

For

For

13.07

Elect Li Yong as Director

Management

For

For

14.01

Elect Tang Min as Director

Management

For

For

14.02

Elect Fan Gang as Director

Management

For

For

14.03

Elect Cai Hongbin as Director

Management

For

For

14.04

Elect Ng, Kar Ling Johnny as Director

Management

For

For

15.01

Elect Zhao Dong as Supervisor

Management

For

For

15.02

Elect Jiang Zhenying as Supervisor

Management

For

For

15.03

Elect Yang Changjiang as Supervisor

Management

For

For

15.04

Elect Zhang Baolong as Supervisor

Management

For

For

15.05

Elect Zou Huiping as Supervisor

Management

For

For
 

 

 

CHINA TELECOM CORPORATION LTD
Meeting Date:  NOV 28, 2017
Record Date:  OCT 27, 2017
Meeting Type:  SPECIAL

Ticker:  728
Security ID:  Y1505D102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Liu Aili as Director, Approve His Service Contract, and Authorize Board to Fix His Remuneration

Management

For

For

 

 

CHINA TELECOM CORPORATION LTD
Meeting Date:  JAN 04, 2018
Record Date:  DEC 01, 2017
Meeting Type:  SPECIAL

Ticker:  728
Security ID:  Y1505D102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Articles of Association

Management

For

Against

 

 

CHINA TELECOM CORPORATION LTD
Meeting Date:  MAY 28, 2018
Record Date:  APR 27, 2018
Meeting Type:  ANNUAL

Ticker:  728
Security ID:  Y1505D102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve 2017 Profit Distribution Plan and Final Dividend Payment

Management

For

For

3

Approve Deloitte Touche Tohmatsu and Deloitte Touche Tohmatsu Certified Public Accountants LLP as the International Auditor and Domestic Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

4.1

Amend Articles of Association

Management

For

For

4.2

Approve Authorization of Directors to Complete Registration or Filing of the Amendments to the Articles of Association

Management

For

For

5.1

Approve Issuance of Debentures

Management

For

Against

5.2

Authorize Board to Issue Debentures and Determine Specific Terms, Conditions and Other Matters of the Debentures

Management

For

Against

5.3

Approve Centralised Registration of Debentures

Management

For

Against

6.1

Approve Issuance of Company Bonds in the People's Republic of China

Management

For

For

6.2

Authorize Board to Issue Company Bonds and Determine Specific Terms, Conditions and Other Matters of the Company Bonds in the People's Republic of China

Management

For

For

7

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares

Management

For

Against

8

Approve Amendments to Articles of Association to Reflect Changes in the Registered Capital of the Company

Management

For

Against
 

 

 

CHONGQING CHANGAN AUTOMOBILE CO., LTD.
Meeting Date:  SEP 19, 2017
Record Date:  SEP 12, 2017
Meeting Type:  SPECIAL

Ticker:  200625
Security ID:  Y1583S104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve De-registration of Subsidiary

Management

For

For

2

Approve 2017 Appointment of Financial Auditor and Internal Control Auditor

Management

For

For

3.01

Elect Ren Xiaochang as Independent Director

Management

For

For

3.0

Elect Wei Xinjiang as Independent Director

Management

For

For
 

 

 

CHONGQING CHANGAN AUTOMOBILE CO., LTD.
Meeting Date:  DEC 15, 2017
Record Date:  DEC 08, 2017
Meeting Type:  SPECIAL

Ticker:  200625
Security ID:  Y1583S104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Amendments to Articles of Association

Management

For

Against

2

Approve Adjustment in Upgrade Project of Hefei Changan Automobile Co., Ltd.

Management

For

For

3

Elect Dong Qihong as Supervisor

Management

For

For

 

 

CHONGQING CHANGAN AUTOMOBILE CO., LTD.
Meeting Date:  JAN 30, 2018
Record Date:  JAN 23, 2018
Meeting Type:  SPECIAL

Ticker:  200625
Security ID:  Y1583S104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Capital Injection

Management

For

For

 

 

CHONGQING CHANGAN AUTOMOBILE CO., LTD.
Meeting Date:  MAY 18, 2018
Record Date:  MAY 11, 2018
Meeting Type:  ANNUAL

Ticker:  200625
Security ID:  Y1583S104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Board of Supervisors

Management

For

For

3

Approve Annual Report and Summary

Management

For

For

4

Approve Financial Statements and 2018 Financial Budget Report

Management

For

For

5

Approve Profit Distribution

Management

For

For

6

Approve 2018 Daily Related-party Transactions

Management

For

For

7

Approve 2018 Investment Plan

Management

For

For

8

Approve 2018 Financing Plan

Management

For

For

9

Approve Continued Signing of Daily Related-party Transaction Framework Agreement, Property Lease Framework Agreement and Comprehensive Services Agreement

Management

For

For

10

Amend Management Method for Authorizing Non-Daily Operating Business Classification

Management

For

For

11

Elect Cao Xingquan as Independent Director

Management

For

For

12

Approve Appointment of Financial Auditor and Internal Control Auditor

Management

For

For

13

Approve Financial Service Agreement with China South Industries Group Finance Co., Ltd.

Shareholder

For

Against

14

Approve Financial Service Agreement with Changan Auto Finance Co., Ltd.

Shareholder

For

Against

15.1

Elect Zhang Deyong as Non-Independent Director

Shareholder

For

For

15.2

Elect Zhang Dongjun as Non-Independent Director

Shareholder

For

For
 

 

 

CK ASSET HOLDINGS LIMITED
Meeting Date:  OCT 11, 2017
Record Date:  OCT 04, 2017
Meeting Type:  SPECIAL

Ticker:  1113
Security ID:  ADPV39812

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Joint Venture Transaction

Management

For

For

 

 

CK ASSET HOLDINGS LIMITED
Meeting Date:  MAY 10, 2018
Record Date:  MAY 04, 2018
Meeting Type:  ANNUAL

Ticker:  1113
Security ID:  G2177B101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3.1

Elect Ip Tak Chuen, Edmond as Director

Management

For

Against

3.2

Elect Chiu Kwok Hung, Justin as Director

Management

For

Against

3.3

Elect Chow Wai Kam as Director

Management

For

Against

3.4

Elect Chow Nin Mow, Albert as Director

Management

For

For

3.5

Elect Hung Siu-lin, Katherine as Director

Management

For

For

4

Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

5.1

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5.2

Authorize Repurchase of Issued Share Capital

Management

For

For

5.3

Authorize Reissuance of Repurchased Shares

Management

For

Against
 

 

 

CK HUTCHISON HOLDINGS LIMITED
Meeting Date:  MAY 10, 2018
Record Date:  MAY 04, 2018
Meeting Type:  ANNUAL

Ticker:  1
Security ID:  G21765105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Elect Fok Kin Ning, Canning as Director

Management

For

For

3b

Elect Ip Tak Chuen, Edmond as Director

Management

For

Against

3c

Elect Lai Kai Ming, Dominic as Director

Management

For

Against

3d

Elect Lee Yeh Kwong, Charles as Director

Management

For

For

3e

Elect Leung Siu Hon as Director

Management

For

For

3f

Elect Kwok Tun-li, Stanley as Director

Management

For

For

3g

Elect Wong Yick-ming, Rosanna as Director

Management

For

For

4

Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5.1

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5.2

Authorize Repurchase of Issued Share Capital

Management

For

For

5.3

Authorize Reissuance of Repurchased Shares

Management

For

Against
 

 

 

CK INFRASTRUCTURE HOLDINGS LIMITED
Meeting Date:  OCT 11, 2017
Record Date:  OCT 04, 2017
Meeting Type:  SPECIAL

Ticker:  1038
Security ID:  G2178K100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve the Joint Venture Formation Agreement and Related Transactions

Management

For

For

 

 

CK INFRASTRUCTURE HOLDINGS LIMITED
Meeting Date:  MAY 09, 2018
Record Date:  MAY 03, 2018
Meeting Type:  ANNUAL

Ticker:  1038
Security ID:  G2178K100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3.1

Elect Li Tzar Kuoi, Victor as Director

Management

For

For

3.2

Elect Fok Kin Ning, Canning as Director

Management

For

Against

3.3

Elect Andrew John Hunter as Director

Management

For

Against

3.4

Elect Cheong Ying Chew, Henry as Director

Management

For

Against

3.5

Elect Barrie Cook as Director

Management

For

For

3.6

Elect Lee Pui Ling, Angelina as Director

Management

For

For

4

Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration

Management

For

Against

5.1

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5.2

Authorize Repurchase of Issued Share Capital

Management

For

For

5.3

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

CNOOC LTD.
Meeting Date:  MAY 31, 2018
Record Date:  MAY 25, 2018
Meeting Type:  ANNUAL

Ticker:  883
Security ID:  Y1662W117

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

A1

Accept Financial Statements and Statutory Reports

Management

For

For

A2

Approve Final Dividend

Management

For

For

A3

Elect Yuan Guangyu as Director

Management

For

For

A4

Elect Yang Hua as Director

Management

For

For

A5

Elect Wang Dongjin as Director

Management

For

For

A6

Elect Tse Hau Yin, Aloysius as Director

Management

For

For

A7

Authorize Board to Fix the Remuneration of Directors

Management

For

For

A8

Approve Deloitte Touche Tohmatsu as Independent Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

B1

Authorize Repurchase of Issued Share Capital

Management

For

For

B2

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

B3

Authorize Reissuance of Repurchased Shares

Management

For

Against
 

 

 

COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD.
Meeting Date:  OCT 10, 2017
Record Date:  SEP 08, 2017
Meeting Type:  SPECIAL

Ticker:  1138
Security ID:  Y1765K101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Huang Xiaowen as Director and Approve His Service Contract

Shareholder

For

For

 

 

COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD.
Meeting Date:  DEC 18, 2017
Record Date:  NOV 17, 2017
Meeting Type:  SPECIAL

Ticker:  1138
Security ID:  Y1765K101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Approve Class and Par Value of Shares to be Issued in Relation to the Non-Public Issuance of A Shares

Management

For

For

1.2

Approve Method and Time of Issuance in Relation to the Non-Public Issuance of A Shares

Management

For

For

1.3

Approve Target Subscribers and Method of Subscription in Relation to the Non-Public Issuance of A Shares

Management

For

For

1.4

Approve Price Determination Date, Issue Price and Pricing Principles in Relation to the Non-Public Issuance of A Shares

Management

For

For

1.5

Approve Number of A Shares to be Issued in Relation to the Non-Public Issuance of A Shares

Management

For

For

1.6

Approve Lock-Up Period in Relation to the Non-Public Issuance of A Shares

Management

For

For

1.7

Approve Place of Listing of the A Shares to be Issued in Relation to the Non-Public Issuance of A Shares

Management

For

For

1.8

Approve Amount of Proceeds Raised and Use of Proceeds in Relation to the Non-Public Issuance of A Shares

Management

For

For

1.9

Approve Prior Arrangement for the Accumulated Profits in Relation to the Non-Public Issuance of A Shares

Management

For

For

1.10

Approve Validity Period of Resolution in Relation to the Non-Public Issuance of A Shares

Management

For

For

2

Approve Proposal in Respect of the Non-Public Issuance of A Shares

Management

For

For

3

Approve Feasibility Report on the Use of Proceeds from the Non-Public Issuance of A Shares

Management

For

For

4

Approve Subscription Agreement between the Company and COSCO Shipping

Management

For

For

5

Approve Subscription Constituting a Connected Transaction Under the Relevant Laws and Regulations of the PRC

Management

For

For

6

Approve Waiver of COSCO Shipping's Obligation to Make a General Offer of the Securities of the Company as a Result of the Subscription

Management

For

For

7

Approve Specific Mandate in Relation to the Non-Public Issuance of A Shares

Management

For

For

8

Authorize Board to Handle All Matters in Relation to the Non-Public Issuance of A Shares

Management

For

For

9

Approve Satisfaction by the Company of the Criteria for the Non-Public Issuance of A Shares

Management

For

For

10

Approve Exemption from the Reporting on the Use of Proceeds from the Previous Fund Raising Activity by the Company

Management

For

For

11

Approve Shareholders' Return Plan

Management

For

For

12

Approve Remedial Measures Regarding Dilution on Current Returns by the Non-Public Issuance of A Shares

Management

For

For

13

Approve Undertakings by the Relevant Persons with Regards to the Remedial Measures Regarding Dilution on Current Returns by the Proposed Non-Public Issuance of A Shares

Management

For

For

14

Approve White Wash Waiver

Management

For

For

15

Approve Non-public Issuance of A Shares

Shareholder

For

For

16

Amend Articles of Association

Shareholder

For

For

17

Approve Vessel Agreements and Related Transactions

Shareholder

For

For
 

 

 

COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD.
Meeting Date:  DEC 18, 2017
Record Date:  NOV 17, 2017
Meeting Type:  SPECIAL

Ticker:  1138
Security ID:  Y1765K101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Approve Class and Par Value of Shares to be Issued in Relation to the Non-Public Issuance of A Shares

Management

For

For

1.2

Approve Method and Time of Issuance in Relation to the Non-Public Issuance of A Shares

Management

For

For

1.3

Approve Target Subscribers and Method of Subscription in Relation to the Non-Public Issuance of A Shares

Management

For

For

1.4

Approve Price Determination Date, Issue Price and Pricing Principles in Relation to the Non-Public Issuance of A Shares

Management

For

For

1.5

Approve Number of A Shares to be Issued in Relation to the Non-Public Issuance of A Shares

Management

For

For

1.6

Approve Lock-Up Period in Relation to the Non-Public Issuance of A Shares

Management

For

For

1.7

Approve Place of Listing of the A Shares to be Issued in Relation to the Non-Public Issuance of A Shares

Management

For

For

1.8

Approve Amount of Proceeds Raised and Use of Proceeds in Relation to the Non-Public Issuance of A Shares

Management

For

For

1.9

Approve Prior Arrangement for the Accumulated Profits in Relation to the Non-Public Issuance of A Shares

Management

For

For

1.10

Approve Validity Period of Resolution in Relation to the Non-Public Issuance of A Shares

Management

For

For

2

Approve Proposal in Respect of the Non-Public Issuance of A Shares

Management

For

For

3

Approve Subscription Agreement between the Company and COSCO Shipping

Management

For

For

4

Approve Specific Mandate in Relation to the Non-Public Issuance of A Shares

Management

For

For

5

Authorize Board to Handle All Matters in Relation to the Non-Public Issuance of A Shares

Management

For

For

6

Approve Non-public Issuance of A Shares

Shareholder

For

For
 

 

 

COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD.
Meeting Date:  FEB 26, 2018
Record Date:  JAN 26, 2018
Meeting Type:  SPECIAL

Ticker:  1138
Security ID:  Y1765K101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve the Two Agreements Entered Into by China Shipping Development (Hong Kong) Marine Co., Limited in Relation to the Construction of Two Motor Oil Tankers and Related Transactions

Management

For

For

 

 

COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD.
Meeting Date:  JUN 28, 2018
Record Date:  MAY 28, 2018
Meeting Type:  ANNUAL

Ticker:  1138
Security ID:  Y1765K101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2017 Annual Report

Management

For

For

2

Approve 2017 Audited Financial Statements

Management

For

For

3

Approve 2017 Final Dividend

Management

For

For

4

Approve 2017 Report of the Board of Directors

Management

For

For

5

Approve 2017 Report of the Supervisory Committee

Management

For

For

6

Approve Remuneration of Directors and Supervisors

Management

For

For

7

Approve Provision of Guarantees for China Shipping Development (Hong Kong) Marine Co., Limited, COSCO SHIPPING Tanker (Singapore) PTE LTD., Pan Cosmos Shipping & Enterprises Co., Limited, and the JV Companies

Management

For

For

8.1

Elect Huang Xiaowen as Director and Approve Terms of His Appointment

Shareholder

For

For

8.2

Elect Liu Hanbo as Director and Approve Terms of His Appointment

Shareholder

For

For

8.3

Elect Lu Junshan as Director and Approve Terms of His Appointment

Shareholder

For

For

8.4

Elect Feng Boming as Director and Approve Terms of His Appointment

Shareholder

For

For

8.5

Elect Zhang Wei as Director and Approve Terms of His Appointment

Shareholder

For

For

8.6

Elect Lin Honghua as Director and Approve Terms of Her Appointment

Shareholder

For

For

9.1

Elect Ruan Yongping as Director and Approve Terms of His Appointment

Management

For

For

9.2

Elect Ip Sing Chi as Director and Approve Terms of His Appointment

Management

For

For

9.3

Elect Rui Meng as Director and Approve Terms of His Appointment

Management

For

For

9.4

Elect Teo Siong Seng as Director and Approve Terms of His Appointment

Management

For

For

10.1

Elect Weng Yi as Supervisor and Approve Terms of His Appointment

Shareholder

For

For

10.2

Elect Yang Lei as Supervisor and Approve Terms of His Appointment

Shareholder

For

For

11

Approve PricewaterhouseCoopers as International Auditors and Shinewing Certified Public Accountants as Domestic auditors and Authorize Board to Detemine Aduit fees

Shareholder

For

For

12

Approve Management System of External Guarantees

Shareholder

For

For

13

Approve Administrative Measure of External Investments

Shareholder

For

For

14

Approve the Adoption of the Implementation Rules for the Cumulative Voting System

Shareholder

For

For
 

 

 

COSCO SHIPPING PORTS LIMITED
Meeting Date:  JUL 27, 2017
Record Date:  JUL 21, 2017
Meeting Type:  SPECIAL

Ticker:  1199
Security ID:  G2442N104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Sale and Purchase Agreement, Shareholders' Agreement and Related Transactions

Management

For

Against
 

 

 

COSCO SHIPPING PORTS LIMITED
Meeting Date:  MAY 17, 2018
Record Date:  MAY 11, 2018
Meeting Type:  ANNUAL

Ticker:  1199
Security ID:  G2442N104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3.1a

Elect Zhang Wei as Director

Management

For

For

3.1b

Elect Fang Meng as Director

Management

For

For

3.1c

Elect Wang Haimin as Director

Management

For

For

3.1d

Elect Fan Ergang as Director

Management

For

For

3.1e

Elect Lam Yiu Kin as Director

Management

For

Against

3.2

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

5A

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5B

Authorize Repurchase of Issued Share Capital

Management

For

For

5C

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

COSCO SHIPPING PORTS LIMITED
Meeting Date:  JUN 08, 2018
Record Date:  JUN 04, 2018
Meeting Type:  SPECIAL

Ticker:  1199
Security ID:  G2442N104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Adopt Share Option Scheme and Related Matters

Management

For

Against
 

 

 

DAH CHONG HONG HOLDINGS LTD
Meeting Date:  MAY 23, 2018
Record Date:  MAY 16, 2018
Meeting Type:  ANNUAL

Ticker:  1828
Security ID:  Y19197105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Elect Kwok Man Leung as Director

Management

For

For

3b

Elect Fei Yiping as Director

Management

For

For

3c

Elect Chan Kay Cheung as Director

Management

For

For

3d

Elect Chan Hui Dor Lam, Doreen as Director

Management

For

For

3e

Elect Zhang Lijun as Director

Management

For

For

3f

Elect Cheng Jinglei as Director

Management

For

For

4

Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Issued Share Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

DAIRY FARM INTERNATIONAL HOLDINGS LTD.
Meeting Date:  MAY 09, 2018
Record Date:  
Meeting Type:  ANNUAL

Ticker:  D01
Security ID:  G2624N153

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements and Statutory Reports and Declare Final Dividend

Management

For

For

2

Re-elect Mark Greenberg as Director

Management

For

Against

3

Elect Ian McLeod as Director

Management

For

Abstain

4

Re-elect Anthony Nightingale as Director

Management

For

Against

5

Re-elect Percy Weatherall as Director

Management

For

Against

6

Ratify Auditors and Authorise Their Remuneration

Management

For

For

7

Authorise Issue of Equity with and without Pre-emptive Rights

Management

For

For
 

 

 

DONGFENG MOTOR GROUP COMPANY LTD
Meeting Date:  JUN 15, 2018
Record Date:  MAY 15, 2018
Meeting Type:  ANNUAL

Ticker:  489
Security ID:  Y21042109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2017 Report of the Board of Directors

Management

For

For

2

Approve 2017 Report of the Supervisory Committee

Management

For

For

3

Approve 2017 International Auditors' Report and Audited Financial Statements

Management

For

For

4

Approve 2017 Profit Distribution Plan and Authorize Board to Deal With Issues in Relation to the Distribution of Final Dividend

Management

For

For

5

Authorize Board to Deal With All Issues in Relation to the Distribution of Interim Dividend for 2018

Management

For

For

6

Approve PricewaterhouseCoopers as International Auditors and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

7

Authorize Board to Fix Remuneration of Directors and Supervisors

Management

For

For

8

Amend Articles of Association Regarding Party Committee

Management

For

Against

9

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares

Management

For

Against

10

Approve Resignation of Liu Weidong

Shareholder

None

For

 

 

FLYTECH TECHNOLOGY CO., LTD.
Meeting Date:  JUN 08, 2018
Record Date:  APR 09, 2018
Meeting Type:  ANNUAL

Ticker:  6206
Security ID:  Y2572Z109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements

Management

For

For

2

Approve Plan on Profit Distribution

Management

For

For

3

Approve Amendments to Articles of Association

Management

For

For

4

Approve Amendments to Rules and Procedures Regarding Shareholder's General Meeting

Management

For

For

5

Approve Amendment to Rules and Procedures for Election of Directors and Supervisors

Management

For

For

6

Approve Amendments to Lending Procedures and Caps

Management

For

For

7

Amend Procedures for Endorsement and Guarantees

Management

For

For

8

Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets

Management

For

For

9.1

Elect LAM TAI SENG, with SHAREHOLDER NO.1 as Non-independent Director

Management

For

For

9.2

Elect WANG WEI WEI, with SHAREHOLDER NO.2 as Non-independent director

Management

For

For

9.3

Elect LIU CHIU TSAO, with SHAREHOLDER NO.3570 as Non-independent director

Management

For

For

9.4

Elect LIAW JUI TSUNG, a Representative of YI HUA INVESTMENT COMPANY,SHAREHOLDER NO.8465, as Non-independent Director

Management

For

For

9.5

Elect CHEN KUO HONG, with SHAREHOLDER NO.26 as Independent Director

Management

For

Against

9.6

Elect HSIEH HAN CHANG, with ID NO.G101816XXX as Independent Director

Management

For

For

9.7

Elect TSENG MING JEN, with ID NO.A110005XXX as Independent Director

Management

For

For

10

Approve Release of Restrictions of Competitive Activities of Appointed Directors and Representatives

Management

For

For
 

 

 

GINKO INTERNATIONAL CO., LTD.
Meeting Date:  JUN 21, 2018
Record Date:  APR 20, 2018
Meeting Type:  ANNUAL

Ticker:  8406
Security ID:  G39010106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Business Operations Report and Financial Statements

Management

For

For

2

Approve Profit Distribution

Management

For

For

3

Amend Articles of Association

Management

For

For

4

Amend Procedures for Lending Funds to Other Parties

Management

For

For

5

Amend Procedures for Endorsement and Guarantees

Management

For

Against

6.1

Elect Cai Guo Zhou, Representative of New Path International Co., Ltd., with Shareholder No. 1 as Non-Independent Director

Management

For

For

6.2

Elect Cai Guo Yuan, Representative of Ocean Heart International Co., Ltd., with Shareholder No. 5 as Non-Independent Director

Management

For

For

6.3

Elect Chen Jian Xiu, Representative of Hydron International Co., Ltd., with Shareholder No. 2 as Non-Independent Director

Management

For

For

6.4

Elect Qian Jing with ID No. NB00038XXX as Non-Independent Director

Management

For

For

6.5

Elect Lai Ming Tang with ID No. N103599XXX as Independent Director

Management

For

Against

6.6

Elect Li Cheng with ID No. A120640XXX as Independent Director

Management

For

Against

6.7

Elect Wang Kai Li with ID No. B120732XXX as Independent Director

Management

For

For

6.8

Elect Hu Zhi Jai with ID No. N120399XXX as Supervisor

Management

For

For

6.9

Elect Luo Wei Lun with Shareholder No. 30 as Supervisor

Management

For

For

6.10

Elect Qiu Bo Sen with ID No. N120203XXX as Supervisor

Management

For

For

7

Approve Release of Restrictions on Competitive Activities of Newly Appointed Directors and Representatives

Management

For

For
 

 

 

HOPEWELL HOLDINGS LTD.
Meeting Date:  OCT 26, 2017
Record Date:  OCT 18, 2017
Meeting Type:  ANNUAL

Ticker:  54
Security ID:  Y37129163

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2a

Approve Final Dividend

Management

For

For

2b

Approve Special Final Dividend

Management

For

For

3a1

Elect Josiah Chin Lai Kwok as Director

Management

For

Against

3a2

Elect Wu Ivy Sau Ping Kwok as Director

Management

For

For

3a3

Elect Guy Man Guy Wu as Director

Management

For

For

3a4

Elect Linda Lai Chuen Loke Director

Management

For

For

3a5

Elect Sunny Tan as Director

Management

For

For

3b

Approve Directors' Fees

Management

For

For

4

Approve Deloitte Touche Tohmatsu asas Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5a

Authorize Repurchase of Issued Share Capital

Management

For

For

5b

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5c

Authorize Reissuance of Repurchased Shares

Management

For

Against

5d

Approve Grant of Options Under the Share Option Scheme

Management

For

Against
 

 

 

HOPEWELL HOLDINGS LTD.
Meeting Date:  FEB 08, 2018
Record Date:  FEB 02, 2018
Meeting Type:  SPECIAL

Ticker:  54
Security ID:  Y37129163

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Sale and Purchase Agreements and Related Transactions

Management

For

For

 

 

HUANENG RENEWABLES CORPORATION LTD.
Meeting Date:  JUN 21, 2018
Record Date:  MAY 21, 2018
Meeting Type:  ANNUAL

Ticker:  958
Security ID:  Y3739S103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2017 Report of the Board of Directors

Management

For

For

2

Approve 2017 Report of the Supervisory Committee

Management

For

For

3

Approve 2017 Audited Financial Statements

Management

For

For

4

Approve 2017 Profit Distribution Plan

Management

For

For

5

Approve KPMG as International Auditor and KPMG Huazhen LLP as Domestic Auditor

Management

For

For

6

Elect Wen Minggang as Director

Management

For

For

7

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares

Management

For

Against

8

Approve Issuance of Debt Financing Instruments

Management

For

Against
 

 

 

INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Meeting Date:  NOV 29, 2017
Record Date:  OCT 27, 2017
Meeting Type:  SPECIAL

Ticker:  1398
Security ID:  Y3990B112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Remuneration of Directors and Supervisors for 2016

Management

For

For

2

Elect Anthony Francis Neoh as Director

Management

For

For

3

Amend Rules and Procedures Regarding General Meetings of Shareholders

Management

For

For

4

Amend Rules and Procedures Regarding Meetings of Board of Directors

Management

For

Against

5

Amend Rules and Procedures Regarding Meetings of Board of Supervisors

Management

For

For

 

 

INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Meeting Date:  JUN 26, 2018
Record Date:  MAY 25, 2018
Meeting Type:  ANNUAL

Ticker:  1398
Security ID:  Y3990B112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2017 Work Report of the Board of Directors

Management

For

For

2

Approve 2017 Work Report of the Board of Supervisors

Management

For

For

3

Approve 2017 Audited Accounts

Management

For

For

4

Approve 2017 Profit Distribution Plan

Management

For

For

5

Approve 2018 Fixed Asset Investment Budget

Management

For

For

6

Approve 2018-2020 Capital Planning

Management

For

For

7

Approve KPMG Huazhen LLP and KPMG as External Auditors and KPMG Huazhen LLP as Internal Control Auditors

Management

For

For

8

Elect Cheng Fengchao Director

Management

For

For

9

Amend Plan on Authorization of the Shareholders' General Meeting to the Board of Directors

Management

For

For
 

 

 

INSTITUTIONAL FIDUCIARY TRUST
Meeting Date:  OCT 30, 2017
Record Date:  AUG 21, 2017
Meeting Type:  SPECIAL

Ticker:  
Security ID:  457756500

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Director Harris J. Ashton

Management

For

For

1.2

Elect Director Terrence J. Checki

Management

For

For

1.3

Elect Director Mary C. Choksi

Management

For

For

1.4

Elect Director Edith E. Holiday

Management

For

For

1.5

Elect Director Gregory E. Johnson

Management

For

For

1.6

Elect Director Rupert H. Johnson, Jr.

Management

For

For

1.7

Elect Director J. Michael Luttig

Management

For

For

1.8

Elect Director Larry D. Thompson

Management

For

For

1.9

Elect Director John B. Wilson

Management

For

For

3

Amend Fundamental Investment Restriction Regarding Investments in Commodities

Management

For

For

 

 

JIANGLING MOTORS CORP. LTD
Meeting Date:  DEC 01, 2017
Record Date:  NOV 24, 2017
Meeting Type:  SPECIAL

Ticker:  000550
Security ID:  Y4442C112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve New Factory Investment Project

Management

For

For

 

 

 

JIANGLING MOTORS CORP. LTD
Meeting Date:  FEB 06, 2018
Record Date:  JAN 30, 2018
Meeting Type:  SPECIAL

Ticker:  000550
Security ID:  Y4442C112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2017 Mid-year Special Dividends

Management

For

For

 

 

JIANGLING MOTORS CORP. LTD
Meeting Date:  JUN 26, 2018
Record Date:  JUN 19, 2018
Meeting Type:  ANNUAL

Ticker:  000550
Security ID:  Y4442C112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Board of Supervisors

Management

For

For

3

Approve Financial Statements

Management

For

For

4

Approve Profit Distribution

Management

For

For

5

Approve Appointment of Auditor

Management

For

For

6

Approve Appointment of Internal Control Auditor

Management

For

For

7

Approve Daily Related-party Transaction Framework Plan with Jiangling Motors Group Finance Co., Ltd.

Management

For

Against

8

Approve Daily Related-party Transaction Framework Plan with Ford Motor Company and Its Subsidiaries

Management

For

For

9

Approve Daily Related-party Transaction Framework Plan with Jiangxi Jiangling Import and Export Co., Ltd.

Management

For

For

10

Approve Daily Related-party Transaction Framework Plan with Jiangxi Jiangling Chassis Co., Ltd.

Management

For

For

11

Approve Daily Related-party Transaction Framework Plan with Nanchang Baojiang Steel Processing and Distribution Co., Ltd.

Management

For

For

12

Approve Daily Related-party Transaction Framework Plan with GETRAG (Jiangxi) Transmission System Co., Ltd.

Management

For

For

13

Approve Daily Related-party Transaction Framework Plan with Jiangling Automobile Special Vehicle Factory Co., Ltd.

Management

For

For

14

Approve Daily Related-party Transaction Framework Plan with Jiangxi Jiangling Lear Interior System Co., Ltd.

Management

For

For

15

Approve Daily Related-party Transaction Framework Plan with Nanchang Jiangling Huaxiang Automobile Parts Co., Ltd.

Management

For

For

16

Approve Daily Related-party Transaction Framework Plan with Nanchang Jiangling Group Liancheng Automobile Parts Co., Ltd.

Management

For

For

17

Approve Daily Related-party Transaction Framework Plan with Jiangxi Jiangling Motors Group Modified Vehicle Co., Ltd.

Management

For

For

18

Approve Daily Related-party Transaction Framework Plan with Han Ang Auto Parts (Nanchang) Co., Ltd.

Management

For

For

19

Approve Daily Related-party Transaction Framework Plan with Nanchang Youxing Electronic Appliance Co., Ltd.

Management

For

For

20

Approve Daily Related-party Transaction Framework Plan with Nanchang Fujiya Exhaust Control Technology Co., Ltd.

Management

For

For
 

 

 

MERIDA INDUSTRY CO., LTD.
Meeting Date:  JUN 26, 2018
Record Date:  APR 27, 2018
Meeting Type:  ANNUAL

Ticker:  9914
Security ID:  Y6020B101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Business Operations Report, Financial Statements and Consolidated Financial Statements

Management

For

For

2

Approve Profit Distribution

Management

For

For

3

Amend Articles of Association

Management

For

For

4

Amend Rules and Procedures for Election of Directors and Supervisors

Management

For

For

5

Amend Procedures Governing the Acquisition or Disposal of Assets

Management

For

For

6

Amend Procedures for Lending Funds to Other Parties and Procedures for Endorsement and Guarantees

Management

For

For

7.1

Elect Chen Shui Jin with ID No. P120606XXX as Independent Director

Management

For

For

7.2

Elect Chen Jian Nan with ID No. E121399XXX as Independent Director

Management

For

For

7.3

Elect Lee Zong Yin with ID No. M121522XXX as Independent Director

Management

For

For

7.4

Elect Zhuang Wen Jin with ID No. N222631XXX as Independent Director

Management

For

For

7.5

Elect Zeng Song Zhu with Shareholder No. 15 as Non-independent Director

Shareholder

None

Against

7.6

Elect Zeng Lv Min Hua with Shareholder No. 18 as Non-independent Director

Shareholder

None

Against

7.7

Elect Zeng Song Ling with Shareholder No. 16 as Non-independent Director

Shareholder

None

Against

7.8

Elect Qiu Li Qing with Shareholder No. 518 as Non-independent Director

Shareholder

None

Against

7.9

Elect Zheng Wen Xiang, Representative of Dinghong Investment Co., Ltd. with Shareholder No. 115936, as Non-independent Director

Shareholder

None

Against

7.10

Elect Cai Xue Liang, Representative of Dinghong Investment Co., Ltd. with Shareholder No. 115936, as Non-independent Director

Shareholder

None

Against

7.11

Elect Yuan Qi Bin, Representative of Dinghong Investment Co., Ltd. with Shareholder No. 115936, as Non-independent Director

Shareholder

None

Against

7.12

Elect Lai Ru Ding, Representative of Dinghong Investment Co., Ltd. with Shareholder No. 115936, as Non-independent Director

Shareholder

None

Against

7.13

Elect Zeng Hui Juan, Representative of Dingcheng Investment Co., Ltd. with Shareholder No. 24746, as Non-independent Director

Shareholder

None

Against

8

Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors

Management

For

Against
 

 

 

NINE DRAGONS PAPER (HOLDINGS) LTD.
Meeting Date:  DEC 18, 2017
Record Date:  DEC 11, 2017
Meeting Type:  ANNUAL

Ticker:  2689
Security ID:  G65318100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a1

Elect Zhang Cheng Fei as Director

Management

For

Against

3a2

Elect Lau Chun Shun as Director

Management

For

Against

3a3

Elect Zhang Lianpeng as Director

Management

For

Against

3a4

Elect Tam Wai Chu, Maria as Director

Management

For

Against

3b

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

5a

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5b

Authorize Repurchase of Issued Share Capital

Management

For

For

5c

Authorize Reissuance of Repurchased Shares

Management

For

Against

6

Approve Share Premium Reduction and the Credit Arising be Transferred to the Contributed Surplus

Management

For

For
 

 

 

PETROCHINA COMPANY LIMITED
Meeting Date:  OCT 26, 2017
Record Date:  SEP 25, 2017
Meeting Type:  SPECIAL

Ticker:  857
Security ID:  Y6883Q104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve New Comprehensive Agreement and Related Transactions

Management

For

Against

2

Elect Wang Liang as Supervisor

Management

For

For

3

Amend Articles of Association, Rules of Procedures for the Shareholders' Meeting, Rules of Procedures for the Board Meeting and Amendments to the Rules of Procedures and Organization of Supervisory Committee

Management

For

Against

 

 

PETROCHINA COMPANY LIMITED
Meeting Date:  JUN 05, 2018
Record Date:  MAY 04, 2018
Meeting Type:  ANNUAL

Ticker:  857
Security ID:  Y6883Q104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2017 Report of the Board of Directors

Management

For

For

2

Approve 2017 Report of the Supervisory Committee

Management

For

For

3

Approve 2017 Financial Report

Management

For

For

4

Approve Final Dividend

Management

For

For

5

Authorize Board to Determine the Distribution of Interim Dividends

Management

For

For

6

Approve KPMG Huazhen as Domestic Auditors and KPMG as International Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

7

Approve Provision of Guarantee and Relevant Authorizations

Management

For

Against

8

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for A Shares and/or H shares

Management

For

Against
 

 

 

POLY CULTURE GROUP CORPORATION LTD.
Meeting Date:  DEC 11, 2017
Record Date:  NOV 10, 2017
Meeting Type:  SPECIAL

Ticker:  3636
Security ID:  Y6S9B3102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Deposit Services Under the New Financial Services Agreement and Proposed Annual Caps

Management

For

Against

2

Amend Articles of Association

Management

For

Against

 

 

POLY CULTURE GROUP CORPORATION LTD.
Meeting Date:  JUN 28, 2018
Record Date:  MAY 28, 2018
Meeting Type:  ANNUAL

Ticker:  3636
Security ID:  Y6S9B3102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Huang Geming as Director

Management

For

For

2

Elect Hou Hongxiang as Shareholder Supervisor

Management

For

For

3

Approve 2017 Annual Report

Management

For

For

4

Approve 2017 Report of the Board of Directors

Management

For

For

5

Approve 2017 Report of the Board of Supervisors

Management

For

For

6

Approve 2017 Financial Report

Management

For

For

7

Approve 2017 Dividend Distribution Plan

Management

For

For

8

Approve 2018 Financial Budget

Management

For

For

9

Approve 2018 Financing Loans

Management

For

For

10

Approve 2018 Provision of Guarantee for Subsidiaries

Management

For

Against

11

Approve BDO China Shu Lun Pan Certified Public Accountants LLP as PRC Auditor and KPMG as International Auditor and to Fix Their Remuneration

Management

For

For

12

Approve Deposit Services Under the New Financial Services Agreement and Proposed Annual Caps for 2018, 2019 and 2020

Management

For

Against

13

Approve Issuance of Domestic Super and Short-Term Commercial Paper

Management

For

For

14

Approve General Mandate to the Board of Directors to Issue Overseas Bonds

Management

For

For

15

Approve Extension of Validity Period of Specific Mandate to the Board to Deal with New Issues

Management

For

For
 

 

 

POLY CULTURE GROUP CORPORATION LTD.
Meeting Date:  JUN 28, 2018
Record Date:  MAY 28, 2018
Meeting Type:  SPECIAL

Ticker:  3636
Security ID:  Y6S9B3102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Extension of Validity Period of Specific Mandate to the Board to Deal with New Issues

Management

For

For

 

 

SINOPHARM GROUP CO., LTD.
Meeting Date:  DEC 18, 2017
Record Date:  NOV 17, 2017
Meeting Type:  SPECIAL

Ticker:  1099
Security ID:  Y8008N107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Procurement Framework Agreement and Related Transactions

Management

For

For

2

Elect Liu Yong as Director

Shareholder

None

For
 

 

 

SINOPHARM GROUP CO., LTD.
Meeting Date:  MAR 09, 2018
Record Date:  FEB 06, 2018
Meeting Type:  SPECIAL

Ticker:  1099
Security ID:  Y8008N107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Rong Yan as Director, Authorize Board to Fix Her Remuneration and Authorize Board to Enter Into a Service Contract with Her

Management

For

For

2

Elect Wu Yijian as Director, Authorize Board to Fix His Remuneration and Authorize Board to Enter Into a Service Contract with Him

Management

For

For

3

Approve Issuance of Corporate Bonds and Authorize the Board to Deal With All Matters in Relation to Issuance of Corporate Bonds

Management

For

For

 

 

SINOPHARM GROUP CO., LTD.
Meeting Date:  JUN 28, 2018
Record Date:  MAY 28, 2018
Meeting Type:  ANNUAL

Ticker:  1099
Security ID:  Y8008N107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2017 Report of the Board of Directors

Management

For

For

2

Approve 2017 Report of the Supervisory Committee

Management

For

For

3

Approve 2017 Audited Financial Statements of the Company and Its Subsidiaries and the Auditors' Report

Management

For

For

4

Approve Profit Distribution Plan and Payment of Final Dividend

Management

For

For

5

Authorize Board to Fix Remuneration of Directors

Management

For

For

6

Authorize Supervisory Committee to Fix Remuneration of Supervisors

Management

For

For

7

Approve Ernst & Young Hua Ming LLP as the Domestic Auditor and Ernst & Young as the International Auditor and Authorize Audit Committee of the Board to Fix Their Remuneration

Management

For

For

8

Approve Provision of Guarantees in Favor of Third Parties

Management

For

Against

9

Approve Amendments to the Rules of Procedures of the Board of Directors

Management

For

For

10

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or H Shares

Management

For

Against

11

Approve Amendments to Articles of Association

Management

For

For

12

Approve Issuance of Debt Financing Instruments

Management

For

For
 

 

 

SINOTRANS SHIPPING LTD
Meeting Date:  JUN 14, 2018
Record Date:  JUN 08, 2018
Meeting Type:  ANNUAL

Ticker:  368
Security ID:  Y8014Y105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a1

Elect Li Hua as Director

Management

For

For

3a2

Elect Su Xingang as Director

Management

For

For

3a3

Elect Liu Weiwu as Director

Management

For

For

3a4

Elect Wu Tak Lung as Director

Management

For

Against

3b

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve ShineWing (HK) CPA Limited as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

5.1

Authorize Repurchase of Issued Share Capital

Management

For

For

5.2

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5.3

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

STANDARD CHARTERED PLC
Meeting Date:  MAY 09, 2018
Record Date:  MAY 04, 2018
Meeting Type:  ANNUAL

Ticker:  STAN
Security ID:  G84228157

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3

Approve Remuneration Report

Management

For

For

4

Elect Dr Ngozi Okonjo-Iweala as Director

Management

For

For

5

Re-elect Om Bhatt as Director

Management

For

For

6

Re-elect Dr Louis Cheung as Director

Management

For

For

7

Re-elect David Conner as Director

Management

For

For

8

Re-elect Dr Byron Grote as Director

Management

For

For

9

Re-elect Andy Halford as Director

Management

For

For

10

Re-elect Dr Han Seung-soo as Director

Management

For

For

11

Re-elect Christine Hodgson as Director

Management

For

For

12

Re-elect Gay Huey Evans as Director

Management

For

For

13

Re-elect Naguib Kheraj as Director

Management

For

For

14

Re-elect Jose Vinals as Director

Management

For

For

15

Re-elect Jasmine Whitbread as Director

Management

For

For

16

Re-elect Bill Winters as Director

Management

For

For

17

Reappoint KPMG LLP as Auditors

Management

For

For

18

Authorise the Audit Committee to Fix Remuneration of Auditors

Management

For

For

19

Authorise EU Political Donations and Expenditure

Management

For

For

20

Authorise Issue of Equity with Pre-emptive Rights

Management

For

For

21

Extend the Authority to Allot Shares by Such Number of Shares Repurchased by the Company under the Authority Granted Pursuant to Resolution 26

Management

For

For

22

Authorise Issue of Equity in Relation to Equity Convertible Additional Tier 1 Securities

Management

For

For

23

Authorise Issue of Equity without Pre-emptive Rights

Management

For

For

24

Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment

Management

For

For

25

Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities

Management

For

For

26

Authorise Market Purchase of Ordinary Shares

Management

For

For

27

Authorise Market Purchase of Preference Shares

Management

For

For

28

Authorise the Company to Call General Meeting with Two Weeks' Notice

Management

For

For
 

 

 

TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Meeting Date:  JUN 05, 2018
Record Date:  APR 03, 2018
Meeting Type:  ANNUAL

Ticker:  2330
Security ID:  Y84629107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Business Operations Report and Financial Statements

Management

For

For

2

Approve Profit Distribution

Management

For

For

3

Approve Amendments to Articles of Association

Management

For

For

4.1

Elect F.C. Tseng with Shareholder No. 104 as Non-Independent Director

Management

For

For

4.2

Elect Mei-ling Chen , a Representative of National Development Fund, Executive Yuan with Shareholder No. 1, as Non-Independent Director

Management

For

For

4.3

Elect Mark Liu with Shareholder No. 10758 as Non-Independent Director

Management

For

For

4.4

Elect C.C. Wei with Shareholder No. 370885 as Non-Independent Director

Management

For

For

4.5

Elect Sir Peter L. Bonfield with ID No. 504512XXX as Independent Director

Management

For

For

4.6

Elect Stan Shih with Shareholder No. 534770 as Independent Director

Management

For

For

4.7

Elect Thomas J. Engibous with ID No. 515274XXX as Independent Director

Management

For

For

4.8

Elect Kok-Choo Chen with ID No. A210358XXX as Independent Director

Management

For

For

4.9

Elect Michael R. Splinter with ID No. 488601XXX as Independent Director

Management

For

For

 

 

TEN REN TEA CO., LTD.
Meeting Date:  JUN 11, 2018
Record Date:  APR 12, 2018
Meeting Type:  ANNUAL

Ticker:  1233
Security ID:  Y8585L102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements

Management

For

For

2

Approve Profit Distribution

Management

For

For
 

 

 

TENCENT HOLDINGS LTD.
Meeting Date:  MAY 16, 2018
Record Date:  MAY 10, 2018
Meeting Type:  ANNUAL

Ticker:  700
Security ID:  G87572163

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Elect Li Dong Sheng as Director

Management

For

Against

3b

Elect Iain Ferguson Bruce as Director

Management

For

For

3c

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Issued Share Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

TONG REN TANG TECHNOLOGIES CO., LTD.
Meeting Date:  JUN 12, 2018
Record Date:  MAY 11, 2018
Meeting Type:  ANNUAL

Ticker:  1666
Security ID:  Y8884M108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2017 Audited Consolidated Financial Statements

Management

For

For

2

Approve 2017 Report of the Board of Directors

Management

For

For

3

Approve 2017 Report of the Supervisory Committee

Management

For

For

4

Approve Final Dividend

Management

For

For

5

Approve PricewaterhouseCoopers as Overseas Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

6

Approve PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

7

Elect Gao Zhen Kun as Director, Authorize Board to Fix His Remuneration and Authorize Board to Enter Into a Service Contract with Him

Management

For

For

8

Elect Wang Yu Wei as Director, Authorize Board to Fix His Remuneration and Authorize Board to Enter Into a Service Contract with Him

Management

For

For

9

Elect Fang Jia Zhi as Director, Authorize Board to Fix Her Remuneration and Authorize Board to Enter Into a Service Contract with Her

Management

For

For

10

Elect Huang Ning as Director, Authorize Board to Fix His Remuneration and Authorize Board to Enter Into a Service Contract with Him

Management

For

For

11

Elect Wu Le Jun as Director, Authorize Board to Fix His Remuneration and Authorize Board to Enter Into a Service Contract with Him

Management

For

For

12

Elect Wu Qian as Director, Authorize Board to Fix Her Remuneration and Authorize Board to Enter Into a Service Contract with Her

Management

For

For

13

Elect Chan Ching Har, Eliza as Director, Authorize Board to Fix Her Remuneration and Authorize Board to Enter Into a Service Contract with Her

Management

For

For

14

Elect Ting Leung Huel, Stephen as Director, Authorize Board to Fix His Remuneration and Authorize Board to Enter Into a Service Contract with Him

Management

For

Against

15

Elect Zhan Yuan Jing as Director, Authorize Board to Fix His Remuneration and Authorize Board to Enter Into a Service Contract with Him

Management

For

For

16

Elect Wu Yi Gang as Supervisor, Authorize Board to Fix His Remuneration and Authorize Board to Enter Into a Service Contract with Him

Management

For

For

17

Elect Su Li as Supervisor, Authorize Board to Fix Her Remuneration and Authorize Board to Enter Into a Service Contract with Her

Management

For

For

18

Authorize Board to Fix the Remuneration of Dong Ke Man and To Enter Into a Service Contract with Him

Management

For

For

19

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

20

Amend Articles of Association Regarding Party Committee

Management

For

Against
 

 

 

TRAVELSKY TECHNOLOGY LIMITED
Meeting Date:  JAN 30, 2018
Record Date:  DEC 29, 2017
Meeting Type:  SPECIAL

Ticker:  696
Security ID:  Y8972V101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Grant of Directors to Carry Out the Eastern Airlines Transaction, Proposed Annual Caps and Related Transactions

Management

For

For

2

Amend Articles of Association

Management

For

Against

 

 

TRAVELSKY TECHNOLOGY LIMITED
Meeting Date:  JUN 28, 2018
Record Date:  MAY 28, 2018
Meeting Type:  ANNUAL

Ticker:  696
Security ID:  Y8972V101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2017 Report of the Board of Directors

Management

For

For

2

Approve 2017 Report of the Supervisory Committee

Management

For

For

3

Approve 2017 Audited Financial Statements

Management

For

For

4

Approve 2017 Allocation of Profit and Distribution of Final Dividend

Management

For

For

5

Approve BDO Limited as International Auditors and BDO China Shu Lun Pan Certified Public Accountants LLP as PRC Auditors and to Authorize Board to Fix Their Remuneration

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares and Domestic Shares

Management

For

Against

7

Authorize Repurchase of Issued H Share Capital

Management

For

For

8

Approve Amendments to Articles of Association

Management

For

For
 

 

 

TRAVELSKY TECHNOLOGY LIMITED
Meeting Date:  JUN 28, 2018
Record Date:  MAY 28, 2018
Meeting Type:  SPECIAL

Ticker:  696
Security ID:  Y8972V101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Authorize Repurchase of Issued H Share Capital

Management

For

For

 

 

UNI-PRESIDENT CHINA HOLDINGS LTD.
Meeting Date:  MAY 18, 2018
Record Date:  MAY 11, 2018
Meeting Type:  ANNUAL

Ticker:  220
Security ID:  G9222R106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Elect Su Tsung-Ming as Director

Management

For

For

3b

Elect Chen Johnny as Director

Management

For

Against

3c

Elect Chen Sun-Te as Director

Management

For

For

4

Authorize Board to Fix the Remuneration of Directors

Management

For

For

5

Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

7

Authorize Repurchase of Issued Share Capital

Management

For

For

8

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

 

UNI-PRESIDENT ENTERPRISES CORP.
Meeting Date:  JUN 20, 2018
Record Date:  APR 20, 2018
Meeting Type:  ANNUAL

Ticker:  1216
Security ID:  Y91475106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements

Management

For

For

2

Approve Plan on Profit Distribution

Management

For

For

3

Amend Procedures for Lending Funds to Other Parties

Management

For

Against

4

Approve Release of Restrictions of Competitive Activities of Appointed Directors

Management

For

For

 

 

WEIFU HIGH-TECHNOLOGY GROUP CO., LTD.
Meeting Date:  JUL 25, 2017
Record Date:  JUL 18, 2017
Meeting Type:  SPECIAL

Ticker:  200581
Security ID:  Y95338102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Merger by Absorption of Wholly-owned Subsidiary

Management

For

For

 

 

WEIFU HIGH-TECHNOLOGY GROUP CO., LTD.
Meeting Date:  JUN 27, 2018
Record Date:  JUN 19, 2018
Meeting Type:  ANNUAL

Ticker:  200581
Security ID:  Y95338102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Board of Supervisors

Management

For

For

3

Approve Annual Report and Summary

Management

For

For

4

Approve Financial Statements

Management

For

For

5

Approve Profit Distribution

Management

For

For

6

Approve Daily Related-party Transactions

Management

For

For

7

Approve to Appoint Financial Auditor

Management

For

For

8

Approve to Appoint Internal Control Auditor

Management

For

For

9

Amend Articles of Association

Management

For

Against

10

Elect Dai Lizhong as Supervisor

Management

For

For

11.1

Elect Chen Xuejun as Non-Independent Director

Management

For

For

11.2

Elect Rudolf Maier as Non-Independent Director

Management

For

For

11.3

Elect Wang Xiaodong as Non-Independent Director

Management

For

For

11.4

Elect Ou Jianbin as Non-Independent Director

Management

For

For

11.5

Elect Zhang Xiaogeng as Non-Independent Director

Management

For

For

11.6

Elect Chen Yudong as Non-Independent Director

Management

For

For

11.7

Elect Hua Wanrong as Non-Independent Director

Management

For

For

12.1

Elect Yu Xiaoli as Independent Director

Management

For

For

12.2

Elect Lou Diming as Independent Director

Management

For

For

12.3

Elect Jin Zhangluo as Independent Director

Management

For

For

12.4

Elect Xu Xiaofang as Independent Director

Management

For

For
 

 

 

XINCHEN CHINA POWER HOLDINGS LTD.
Meeting Date:  JUN 21, 2018
Record Date:  JUN 14, 2018
Meeting Type:  ANNUAL

Ticker:  1148
Security ID:  G9830E109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2A

Elect Wu Xiao An as Director

Management

For

For

2B

Elect Wang Yunxian as Director

Management

For

For

2C

Elect Chi Guohua as Director

Management

For

Against

2D

Authorize Board to Fix Remuneration of Directors

Management

For

For

3

Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

Management

For

Against

4A

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

4B

Authorize Repurchase of Issued Share Capital

Management

For

For

4C

Authorize Reissuance of Repurchased Shares

Management

For

Against
 

 

 

YANG MING MARINE TRANSPORT CORP.
Meeting Date:  JUN 22, 2018
Record Date:  APR 23, 2018
Meeting Type:  ANNUAL

Ticker:  2609
Security ID:  Y9729D105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Business Operations Report and Financial Statements

Management

For

For

2

Approve Statement of Profit and Loss Appropriation

Management

For

For

3

Approve Retroactive Recognition of the Private Placement

Management

For

For

4.1

Elect Chih-Chien Hsieh, a Representative of MOTC, with Shareholder No. 1, as Non-Independent Director

Management

For

For

4.2

Elect Kun-Ching Liao, a Representative of MOTC, with Shareholder No. 1, as Non-Independent Director

Management

For

For

4.3

Elect Ping-Jen Tseng, a Representative of MOTC, with Shareholder No. 1, as Non-Independent Director

Management

For

For

4.4

Elect Chien-Yi Chang, a Representative of National Development Fund, Executive Yuan, with Shareholder No. 626257, as Non-Independent Director

Management

For

For

4.5

Elect Jiunn-Rong Chiou, a Representative of National Development Fund, Executive Yuan, with Shareholder No. 626257, as Non-Independent Director

Management

For

For

4.6

Elect Chuan-Te Ho, a Representative of National Development Fund, Executive Yuan, with Shareholder No. 626257, as Non-Independent Director

Management

For

For

4.7

Elect Shao-Liang Chen, a Representative of Taiwan International Ports Corporation, Ltd., with Shareholder No. 585382, as Non-Independent Director

Management

For

For

4.8

Elect Wen-Ching Liu, a Representative of Taiwan Navigation Co., Ltd., with Shareholder No. 585383, as Non-Independent Director

Management

For

For

4.9

Elect I-Hsiang Wang, a Representative of United Logistics International Co., with Shareholder No. 641243, as Non-Independent Director

Management

For

Did Not Vote

4.10

Elect Ming-Sheu Tsai, with Shareholder No. 127, as Independent Director

Management

For

For

4.11

Elect Tar-Shing Tang, with ID No. C101032XXX, as Independent Director

Management

For

For

4.12

Elect Tze-Chun Wang, with ID No. J120369XXX, as Independent Director

Management

For

For

5

Approve Release of Restrictions of Competitive Activities of Director Chih-Chien Hsieh, a Representative of MOTC

Management

For

For

6

Approve Release of Restrictions of Competitive Activities of Director Shao-Liang Chen, a Representative of Taiwan International Ports Corporation, Ltd.

Management

For

For

7

Approve Release of Restrictions of Competitive Activities of Director Wen-Ching Liu, a Representative of Taiwan Navigation Co., Ltd.

Management

For

For

8

Approve Release of Restrictions of Competitive Activities of Director Ming-Sheu Tsai

Management

For

For

9

Approve Release of Restrictions of Competitive Activities of a Representative of MOTC

Management

For

For

10

Approve Release of Restrictions of Competitive Activities of a Representative of Taiwan International Ports Corporation, Ltd.

Management

For

For

11

Approve Release of Restrictions of Competitive Activities of a Representative of Taiwan Navigation Co., Ltd.

Management

For

For

12

Approve Release of Restrictions of Competitive Activities of a Representative of United Logistics International Co.

Management

For

Against

13

Amend Articles of Association

Management

For

For
 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant) Templeton Dragon Fund, Inc.                         

 

 

 

 

By (Signature and Title)* /s/MATTHEW T. HINKLE_____

Matthew T. Hinkle,

Chief Executive Officer – Finance and Administration

 

 

Date August 28, 2018   

 

 

* Print the name and title of each signing officer under his or her signature.