tdf_npx-0617.htm - Generated by SEC Publisher for SEC Filing

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-08394   

 

Templeton Dragon Fund, Inc.

(Exact name of registrant as specified in charter)

 

300 S.E. 2nd Street, Fort Lauderdale, Florida 33301-1923

(Address of principal executive offices) (Zip code)

 

Craig S. Tyle, One Franklin Parkway, San Mateo, CA 94403-1906

(Name and address of agent for service)

 

Registrant's telephone number, including area code: (954) 527-7500

 

Date of fiscal year end:      12/31

 

Date of reporting period:   6/30/17

 

Item 1. Proxy Voting Records.

 

 

AIA GROUP LTD.
Meeting Date:  MAY 12, 2017
Record Date:  MAY 09, 2017
Meeting Type:  ANNUAL

Ticker:  1299
Security ID:  Y002A1105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3

Elect Mohamed Azman Yahya as Director

Management

For

For

4

Elect Edmund Sze-Wing Tse as Director

Management

For

For

5

Elect Jack Chak-Kwong So as Director

Management

For

For

6

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

7A

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

For

7B

Authorize Repurchase of Issued Share Capital

Management

For

For

7C

Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme

Management

For

For
 

 

 

ALIBABA GROUP HOLDING LIMITED
Meeting Date:  OCT 13, 2016
Record Date:  AUG 19, 2016
Meeting Type:  ANNUAL

Ticker:  BABA
Security ID:  01609W102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Daniel Yong Zhang as Director

Management

For

Against

1.2

Elect Chee Hwa Tung as Director

Management

For

For

1.3

Elect Jerry Yang as Director

Management

For

For

1.4

Elect Wan Ling Martello as Director

Management

For

For

1.5

Elect Eric Xiandong Jing as Director

Management

For

Against

2

Ratify PricewaterhouseCoopers as Auditors

Management

For

For

 

 

ANHUI CONCH CEMENT COMPANY LTD
Meeting Date:  MAY 31, 2017
Record Date:  APR 28, 2017
Meeting Type:  ANNUAL

Ticker:  914
Security ID:  Y01373102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2016 Report of the Board of Directors

Management

For

For

2

Approve 2016 Report of the Supervisory Committee

Management

For

For

3

Approve 2016 Audited Financial Reports Prepared Under the PRC Accounting Standards and International Financial Reporting Standards Respectively

Management

For

For

4

Approve KPMG Huazhen LLP as PRC and Internal Control Auditor, KPMG as International Financial Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve 2016 Profit Appropriation Proposal and Declaration of Final Dividend

Management

For

For

6

Approve Provision of Guarantee to Subsidiaries and Joint Venture Entities

Management

For

For

7

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

 

 

ANTA SPORTS PRODUCTS LTD.
Meeting Date:  APR 06, 2017
Record Date:  MAR 31, 2017
Meeting Type:  ANNUAL

Ticker:  2020
Security ID:  G04011105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3

Approve Special Dividend

Management

For

For

4

Elect Wang Wenmo as Director

Management

For

For

5

Elect Wu Yonghua as Director

Management

For

For

6

Elect Lu Hong Te as Director

Management

For

Against

7

Authorize Board to Fix Remuneration of Directors

Management

For

For

8

Approve KPMG as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

9

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

10

Authorize Repurchase of Issued Share Capital

Management

For

For

11

Authorize Reissuance of Repurchased Shares

Management

For

Against

12

Adopt New Share Option Scheme and Terminate Existing Share Option Scheme

Management

For

Against
 

 

 

ASIA CEMENT (CHINA) HOLDINGS CORPORATION
Meeting Date:  MAY 26, 2017
Record Date:  MAY 17, 2017
Meeting Type:  ANNUAL

Ticker:  743
Security ID:  G0539C106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Elect Chang Chen-kuen as Director

Management

For

For

3b

Elect Lin Seng-chang as Director

Management

For

For

3c

Elect Lee Kao-chao as Director

Management

For

For

3d

Elect Wang Wei as Director

Management

For

For

3e

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Issued Share Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against
 

 

 

BEIJING JINGKELONG CO LTD.
Meeting Date:  MAY 26, 2017
Record Date:  MAY 05, 2017
Meeting Type:  ANNUAL

Ticker:  814
Security ID:  Y0771X107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2016 Report of the Board of Directors

Management

For

For

2

Approve 2016 Report of the Supervisory Committee

Management

For

For

3

Approve 2016 Consolidated Audited Financial Statements and Auditor's Report

Management

For

For

4

Approve Ruihua Certified Public Accountants LLP as Auditors and Authorize the Audit Committee of the Board to Fix Their Remuneration

Management

For

For

5

Approve 2016 Profit Distribution and Payment of Final Dividend

Management

For

For

6

Elect Fu Yanjun as Superviser

Management

For

For

7

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

8

Authorize Repurchase of Issued Share Capital

Management

For

For

9

Approve Issuance of Short Term Debentures in the PRC

Management

For

Against

10

Approve Amendments to the Articles of Association

Management

For

Against

 

 

BEIJING JINGKELONG CO LTD.
Meeting Date:  MAY 26, 2017
Record Date:  MAY 05, 2017
Meeting Type:  SPECIAL

Ticker:  814
Security ID:  Y0771X107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Authorize Repurchase of Issued Share Capital

Management

For

For
 

 

 

BOC HONG KONG (HOLDINGS) LTD.
Meeting Date:  JUN 28, 2017
Record Date:  JUN 21, 2017
Meeting Type:  ANNUAL

Ticker:  2388
Security ID:  Y0920U103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Elect Tian Guoli as Director

Management

For

Against

3b

Elect Chen Siqing as Director

Management

For

Against

3c

Elect Li Jiuzhong as Director

Management

For

For

3d

Elect Cheng Eva as Director

Management

For

For

3e

Elect Choi Koon Shum as Director

Management

For

For

4

Authorize Board to Fix Remuneration of Directors

Management

For

For

5

Approve Ernst & Young as Auditor and Authorize Board or Duly Authorized Committee of the Board to Fix Their Remuneration

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

7

Authorize Repurchase of Issued Share Capital

Management

For

For

8

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

BOC HONG KONG (HOLDINGS) LTD.
Meeting Date:  JUN 28, 2017
Record Date:  JUN 21, 2017
Meeting Type:  SPECIAL

Ticker:  2388
Security ID:  Y0920U103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Continuing Connected Transactions and the New Caps

Management

For

For

 

 

CHEUNG KONG INFRASTRUCTURE HOLDINGS LTD
Meeting Date:  MAR 14, 2017
Record Date:  MAR 09, 2017
Meeting Type:  SPECIAL

Ticker:  1038
Security ID:  G2098R102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Consortium Formation Agreement and Related Transactions

Management

For

For
 

 

 

CHEUNG KONG INFRASTRUCTURE HOLDINGS LTD
Meeting Date:  MAY 10, 2017
Record Date:  MAY 04, 2017
Meeting Type:  ANNUAL

Ticker:  1038
Security ID:  G2098R102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3.1

Elect Chan Loi Shun as Director

Management

For

Against

3.2

Elect Chen Tsien Hua as Director

Management

For

Against

3.3

Elect Sng Sow-mei (Poon Sow Mei) as Director

Management

For

Against

3.4

Elect Colin Stevens Russel as Director

Management

For

Against

3.5

Elect Lan Hong Tsung as Director

Management

For

Against

3.6

Elect George Colin Magnus as Director

Management

For

For

3.7

Elect Paul Joseph Tighe as Director

Management

For

For

4

Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

Management

For

Against

5.1

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5.2

Authorize Repurchase of Issued Share Capital

Management

For

For

5.3

Authorize Reissuance of Repurchased Shares

Management

For

Against

6

Change English Name and Adopt Chinese Name as Dual Foreign Name

Management

For

For

 

 

CHEUNG KONG PROPERTY HOLDINGS LTD.
Meeting Date:  MAR 14, 2017
Record Date:  MAR 09, 2017
Meeting Type:  SPECIAL

Ticker:  1113
Security ID:  G2103F101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Connected Transaction Between the Company and Cheung Kong Infrastructure Holdings Limited Pursuant to the Consortium Formation Agreement

Management

For

For
 

 

 

CHEUNG KONG PROPERTY HOLDINGS LTD.
Meeting Date:  MAY 11, 2017
Record Date:  MAY 05, 2017
Meeting Type:  ANNUAL

Ticker:  1113
Security ID:  G2103F101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3.1

Elect Li Tzar Kuoi, Victor as Director

Management

For

For

3.2

Elect Kam Hing Lam as Director

Management

For

Against

3.3

Elect Chung Sun Keung, Davy as Director

Management

For

Against

3.4

Elect Cheong Ying Chew, Henry as Director

Management

For

Against

3.5

Elect Colin Stevens Russel as Director

Management

For

For

3.6

Elect Donald Jeffrey Roberts as Director

Management

For

For

4

Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

5.1

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5.2

Authorize Repurchase of Issued Share Capital

Management

For

For

5.3

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

CHINA CONSTRUCTION BANK CORPORATION
Meeting Date:  JUN 15, 2017
Record Date:  MAY 15, 2017
Meeting Type:  ANNUAL

Ticker:  939
Security ID:  Y1397N101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2016 Report of the Board of Directors

Management

For

For

2

Approve 2016 Report of Supervisors

Management

For

For

3

Approve 2016 Final Financial Accounts

Management

For

For

4

Approve 2016 Profit Distribution Plan

Management

For

For

5

Approve Budget of 2017 Fixed Assets Investment

Management

For

For

6

Approve Remuneration Distribution and Settlement Plan for Directors in 2015

Management

For

For

7

Approve Remuneration Distribution and Settlement Plan for Supervisors in 2015

Management

For

For

8

Elect Malcolm Christopher McCarthy as Director

Management

For

For

9

Elect Feng Bing as Director

Management

For

For

10

Elect Zhu Hailin as Director

Management

For

For

11

Elect Wu Min as Director

Management

For

For

12

Elect Zhang Qi as Director

Management

For

For

13

Elect Guo You as Supervisor

Management

For

For

14

Approve PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

1

Approve Issuance of Eligible Tier-2 Capital Instruments

Management

For

For

2

Approve Amendments to Articles of Association

Management

For

Against

3

Amend Rules of Procedures Regarding General Meetings of Shareholders' General Meetings

Management

For

For

4

Amend Rules of Procedures for the Board of Directors

Management

For

For

5

Amend Rules of Procedures for the Board of Supervisors

Management

For

For
 

 

 

CHINA LIFE INSURANCE CO. LIMITED
Meeting Date:  DEC 27, 2016
Record Date:  NOV 25, 2016
Meeting Type:  SPECIAL

Ticker:  2628
Security ID:  Y1477R204

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 13th Five-Year Developmental Plan Outline

Management

For

For

2

Approve Ernst & Young Hua Ming as US Form 20-F Auditor for 2016

Management

For

For

3

Approve Company Framework Agreement, 2017-2019 Annual Caps and Related Transactions

Management

For

For

4

Approve CLIC Framework Agreement and CLP&C Framework Agreement, 2017-2019 Annual Caps and Related Transactions

Management

For

For

5

Approve Renewal of Framework Agreement for Daily Connected Transactions Between the Company and China Guangfa Bank Co., Ltd.

Management

For

For
 

 

 

CHINA LIFE INSURANCE CO. LIMITED
Meeting Date:  MAY 31, 2017
Record Date:  APR 28, 2017
Meeting Type:  ANNUAL

Ticker:  2628
Security ID:  Y1477R204

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Supervisory Committee

Management

For

For

3

Approve Financial Report

Management

For

For

4

Approve Profit Distribution Plan

Management

For

For

5

Approve Remuneration of Directors and Supervisors

Management

For

For

6

Elect Liu Huimin as Director

Management

For

For

7

Elect Yin Zhaojun as Director

Management

For

For

8

Approve Ernst & Young Hua Ming LLP as the PRC Auditor and the Auditor for US Form 20-F and Ernst & Young as the Hong Kong Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

9

Approve Framework Agreement and Related Annual Caps for the Three Years Ending December 31, 2019

Management

For

For

10

Approve Entrusted Investment and Management Agreement and Related Annual Caps for the Two Years Ending December 31, 2018

Management

For

For

11

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

 

 

CHINA MOBILE LIMITED
Meeting Date:  MAY 25, 2017
Record Date:  MAY 18, 2017
Meeting Type:  ANNUAL

Ticker:  941
Security ID:  Y14965100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3

Elect Dong Xin as Director

Management

For

For

4.1

Elect Frank Wong Kwong Shing as Director

Management

For

For

4.2

Elect Moses Cheng Mo Chi as Director

Management

For

Against

4.3

Elect Paul Chow Man Yiu as Director

Management

For

For

4.4

Elect Stephen Yiu Kin Wah as Director

Management

For

For

5

Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors for Hong Kong Financial Reporting and U.S. Financial Reporting Purposes, Respectively and Authorize Board to Fix Their Remuneration

Management

For

For

6

Authorize Repurchase of Issued Share Capital

Management

For

For

7

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

8

Authorize Reissuance of Repurchased Shares

Management

For

Against
 

 

 

CHINA OVERSEAS LAND & INVESTMENT LTD.
Meeting Date:  JUN 12, 2017
Record Date:  JUN 06, 2017
Meeting Type:  ANNUAL

Ticker:  688
Security ID:  Y15004107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Elect Yan Jianguo as Director

Management

For

For

3b

Elect Nip Yun Wing as Director

Management

For

For

3c

Elect Chang Ying as Director

Management

For

For

3d

Elect Lam Kwong Siu as Director

Management

For

For

3e

Elect Fan Hsu Lai Tai, Rita as Director

Management

For

For

4

Authorize Board to Fix Remuneration of Directors

Management

For

For

5

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

6

Authorize Repurchase of Issued Share Capital

Management

For

For

7

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

8

Authorize Reissuance of Repurchased Shares

Management

For

Against
 

 

 

CHINA PETROLEUM & CHEMICAL CORP.
Meeting Date:  JUN 28, 2017
Record Date:  MAY 26, 2017
Meeting Type:  ANNUAL

Ticker:  386
Security ID:  Y15010104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2016 Report of the Board of Directors

Management

For

For

2

Approve 2016 Report of the Board of Supervisors

Management

For

For

3

Approve 2016 Financial Reports

Management

For

For

4

Approve 2016 Profit Distribution Plan

Management

For

For

5

Approve PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as External Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

6

Authorize Board to Determine the 2017 Interim Profit Distribution

Management

For

For

7

Authorize Board to Determine the Proposed Plan for the Issuance of Debt Financing Instruments

Management

For

Against

8

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

9

Elect Li Yunpeng as Director

Management

For

For

10

Elect Zhao Dong as Supervisor

Shareholder

For

For

11

Amend Articles of Association and Rules of Procedures of Board Meetings

Management

For

For

12

Approve Overseas Listing Plan of Sinopec Marketing Co., Ltd.

Management

For

For

13

Approve Compliance of Overseas Listing of Sinopec Marketing Co., Ltd. with the Circular on Issues in Relation to Regulating Overseas Listing of Subsidiaries of Domestic-Listed Companies

Management

For

For

14

Approve Undertaking of the Company to Maintain its Independent Listing Status

Management

For

For

15

Approve Description of the Sustainable Profitability and Prospects of the Company

Management

For

For

16

Authorize Board to Deal with Overseas Listing Matters of Sinopec Marketing Co., Ltd.

Management

For

For

17

Approve Provision of Assured Entitlement to H-Share Shareholders of the Company Only for Overseas Listing of Sinopec Marketing Co., Ltd.

Management

For

For
 

 

 

CHINA PETROLEUM & CHEMICAL CORP.
Meeting Date:  JUN 28, 2017
Record Date:  MAY 26, 2017
Meeting Type:  SPECIAL

Ticker:  386
Security ID:  Y15010104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Provision of Assured Entitlement to H-Share Shareholders of the Company Only for Overseas Listing of Sinopec Marketing Co., Ltd.

Management

For

For

 

 

CHINA SHIPPING DEVELOPMENT CO., LTD.
Meeting Date:  SEP 19, 2016
Record Date:  AUG 19, 2016
Meeting Type:  SPECIAL

Ticker:  1138
Security ID:  Y1503Y108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Change English Name and Chinese Name

Management

For

For

2

Approve Amendments to Articles of Association

Management

For

For

3

Approve Provision of Guarantees to Subsidiaries

Management

For

For

4.1

Elect Liu Hanbo as Director

Shareholder

For

For

4.2

Elect Lu Junshan as Director

Shareholder

For

For

4.3

Elect Feng Boming as Director

Shareholder

For

For

4.4

Elect Zhang Wei as Director

Shareholder

For

For

4.5

Elect Lin Honghua as Director

Shareholder

For

For

5

Elect Weng Yi as Supervisor

Shareholder

For

For

 

 

CHINA SHIPPING DEVELOPMENT CO., LTD.
Meeting Date:  MAR 16, 2017
Record Date:  FEB 13, 2017
Meeting Type:  SPECIAL

Ticker:  1138
Security ID:  Y1503Y108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Provision for Liabilities in Respect of Estimated Losses on Chartering Contracts

Management

For

For

 

 

CHINA TELECOM CORPORATION LTD
Meeting Date:  MAY 23, 2017
Record Date:  APR 21, 2017
Meeting Type:  ANNUAL

Ticker:  728
Security ID:  Y1505D102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Profit Distribution Plan and Final Dividend

Management

For

For

3

Approve Deloitte Touche Tohmatsu as International Auditor and Deloitte Touche Tohmatsu Certified Public Accountants LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

4.1

Elect Yang Jie as Director, Approve His Service Contract and Authorize Board to Fix His Remuneration

Management

For

For

4.2

Elect Yang Xiaowei as Director, Approve His Service Contract and Authorize Board to Fix His Remuneration

Management

For

For

4.3

Elect Ke Ruiwen as Director, Approve His Service Contract and Authorize Board to Fix His Remuneration

Management

For

For

4.4

Elect Sun Kangmin as Director, Approve His Service Contract and Authorize Board to Fix His Remuneration

Management

For

For

4.5

Elect Zhen Caiji as Director, Approve His Service Contract and Authorize Board to Fix His Remuneration

Management

For

For

4.6

Elect Gao Tongqing as Director, Approve His Service Contract and Authorize Board to Fix His Remuneration

Management

For

For

4.7

Elect Chen Zhongyue as Director, Approve His Service Contract and Authorize Board to Fix His Remuneration

Management

For

For

4.8

Elect Chen Shengguang as Director, Approve His Service Contract and Authorize Board to Fix His Remuneration

Management

For

For

4.9

Elect Tse Hau Yin, Aloysius as Director, Approve His Service Contract and Authorize Board to Fix His Remuneration

Management

For

For

4.10

Elect Cha May Lung, Laura as Director, Approve Her Service Contract and Authorize Board to Fix Her Remuneration

Management

For

For

4.11

Elect Xu Erming as Director, Approve His Service Contract and Authorize Board to Fix His Remuneration

Management

For

Against

4.12

Elect Wang Hsuehming as Director, Approve Her Service Contract and Authorize Board to Fix Her Remuneration

Management

For

For

5.1

Elect Sui Yixun as Supervisor, Approve His Service Contract and Authorize Board to Fix His Remuneration

Management

For

For

5.2

Elect Hu Jing as Supervisor, Approve His Service Contract and Authorize Board to Fix His Remuneration

Management

For

For

5.3

Elect Ye Zhong as Supervisor, Approve His Service Contract and Authorize Board to Fix His Remuneration

Management

For

For

6.1

Amend Article 1 of the Articles of Association

Management

For

For

6.2

Amend Article 13 of the Articles of Association

Management

For

For

6.3

Authorize Board to Handle All Matters in Relation to the Amendments to the Articles of Association

Management

For

For

7.1

Approve Issuance of Debentures

Management

For

Against

7.2

Authorize Board to Handle All Matters in Relation to the Issuance of Debentures

Management

For

Against

7.3

Approve Centralized Registration of Debentures by the Company

Management

For

Against

8.1

Approve Issuance of Company Bonds in the People's Republic of China

Management

For

For

8.2

Authorize Board to Handle All Matters in Relation to the Issuance of Company Bonds in the People's Republic of China

Management

For

For

9

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

10

Approve Amendments to Articles of Association to Reflect Changes in the Registered Capital of the Company

Management

For

Against
 

 

 

CHONGQING CHANGAN AUTOMOBILE CO., LTD.
Meeting Date:  AUG 02, 2016
Record Date:  JUL 26, 2016
Meeting Type:  SPECIAL

Ticker:  200625
Security ID:  Y1583S104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve External Donations

Management

For

For
 

 

 

CHONGQING CHANGAN AUTOMOBILE CO., LTD.
Meeting Date:  AUG 31, 2016
Record Date:  AUG 24, 2016
Meeting Type:  SPECIAL

Ticker:  200625
Security ID:  Y1583S104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Approve Purpose for Implementing Stock Option Incentive Plan

Management

For

For

1.2

Approve Management Institution for Stock Option Incentive Plan

Management

For

For

1.3

Approve Criteria to Select Plan Participants

Management

For

For

1.4

Approve Source, Number and Allocation of Underlying Stocks

Management

For

For

1.5

Approve Validity Period, Granting Date, Waiting Period, Vesting Date and Lock-up Period of Stock Option Incentive Plan

Management

For

For

1.6

Approve Exercise Price and Price-setting Basis

Management

For

For

1.7

Approve Granting Conditions and Vesting Conditions of Stock Option

Management

For

For

1.8

Approve Adjustment Methods and Procedures for Stock Option Incentive Plan

Management

For

For

1.9

Approve Accounting Treatment

Management

For

For

1.10

Approve Procedures for Granting Stock Option and Incentive Rights

Management

For

For

1.11

Approve Respective Rights and Obligations of Company and Incentive Targets

Management

For

For

1.12

Approve How to Implement the Restricted Stock Incentive Plan When There Are Changes for the Company and Incentive Objects

Management

For

For

1.13

Approve Other Significant Matters

Management

For

For

2

Approve Methods to Assess the Performance of Plan Participants (Revised)

Management

For

For

3

Approve Authorization of the Board to Handle All Related Matters

Management

For

For

4

Approve Related Party Transaction in Connection with Stock Option Incentive Plan

Management

For

For
 

 

 

CHONGQING CHANGAN AUTOMOBILE CO., LTD.
Meeting Date:  NOV 15, 2016
Record Date:  NOV 08, 2016
Meeting Type:  SPECIAL

Ticker:  200625
Security ID:  Y1583S104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Yuzui Motor City Own-brand Multi-purpose Vehicle Capability Project

Management

For

For

2

Approve Appointment of 2016 Financial Auditor

Management

For

For

3

Approve Appointment of 2016 Internal Control Auditor

Management

For

For

4

Approve Merger by Absorption

Management

For

For

5

Approve Amendments to Articles of Association

Management

For

For

6

Amend Related-Party Transaction Management System

Management

For

Against

 

 

CHONGQING CHANGAN AUTOMOBILE CO., LTD.
Meeting Date:  MAY 25, 2017
Record Date:  MAY 18, 2017
Meeting Type:  ANNUAL

Ticker:  200625
Security ID:  Y1583S104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Board of Supervisors

Management

For

For

3

Approve Annual Report and Summary

Management

For

For

4

Approve Financial Statements and 2017 Financial Budget Report

Management

For

For

5

Approve Profit Distribution

Management

For

For

6

Approve 2017 Daily Related-party Transactions

Management

For

For

7

Approve 2017 Investment Plan

Management

For

For

8

Approve 2017 Financing Plan

Management

For

For

9

Approve to Adjust the Allowance of Independent Directors

Management

For

For

10

Approve Signing of Financial Service Agreement with China South Industries Group Finance Co., Ltd.

Management

For

Against

11

Approve Signing of Financial Service Agreement with Changan Automobile Finance Co., Ltd.

Management

For

Against

12

Approve Energy Construction Project

Management

For

For

13

Approve Liquidation of Wholly-owned Subsidiary

Management

For

For
 

 

 

CK HUTCHISON HOLDINGS LIMITED
Meeting Date:  MAY 11, 2017
Record Date:  MAY 05, 2017
Meeting Type:  ANNUAL

Ticker:  1
Security ID:  G21765105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Elect Kam Hing Lam as Director

Management

For

Against

3b

Elect Edith Shih as Director

Management

For

Against

3c

Elect Chow Kun Chee, Roland as Director

Management

For

Against

3d

Elect Chow Woo Mo Fong, Susan as Director

Management

For

Against

3e

Elect Cheng Hoi Chuen, Vincent as Director

Management

For

Against

3f

Elect Lee Wai Mun, Rose as Director

Management

For

Against

3g

Elect William Shurniak as Director

Management

For

For

3h

Elect Wong Chung Hin as Director

Management

For

For

4

Approve Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

5.1

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5.2

Authorize Repurchase of Issued Share Capital

Management

For

For

5.3

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

CNOOC LTD.
Meeting Date:  DEC 01, 2016
Record Date:  NOV 23, 2016
Meeting Type:  SPECIAL

Ticker:  883
Security ID:  Y1662W117

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Non-exempt Continuing Connected Transactions

Management

For

For

2

Approve Proposed Caps for Each Category of the Non-exempt Continuing Connected Transactions

Management

For

For
 

 

 

CNOOC LTD.
Meeting Date:  MAY 26, 2017
Record Date:  MAY 22, 2017
Meeting Type:  ANNUAL

Ticker:  883
Security ID:  Y1662W117

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

A1

Accept Financial Statements and Statutory Reports

Management

For

For

A2

Approve Final Dividend

Management

For

For

A3

Elect Yuan Guangyu as Director

Management

For

For

A4

Elect Xu Keqiang as Director

Management

For

For

A5

Elect Liu Jian as Director

Management

For

For

A6

Elect Lawrence J. Lau as Director

Management

For

For

A7

Elect Kevin G. Lynch as Director

Management

For

For

A8

Authorize Board to Fix the Remuneration of Directors

Management

For

For

A9

Approve Deloitte Touche Tohmatsu as Independent Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

B1

Authorize Repurchase of Issued Share Capital

Management

For

For

B2

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

B3

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

COSCO PACIFIC LIMITED
Meeting Date:  JUL 18, 2016
Record Date:  JUL 12, 2016
Meeting Type:  SPECIAL

Ticker:  1199
Security ID:  G2442N104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Change English Name and Adopt Chinese Name

Management

For

For

 

 

COSCO SHIPPING ENERGY TRANSPORTATION CO., LTD.
Meeting Date:  JUN 08, 2017
Record Date:  MAY 08, 2017
Meeting Type:  ANNUAL

Ticker:  1138
Security ID:  Y1503Y108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2016 Annual Report

Management

For

For

2

Approve 2016 Audited Financial Statements

Management

For

For

3

Approve 2016 Final Dividend

Management

For

For

4

Approve 2016 Report of the Board of Directors

Management

For

For

5

Approve 2016 Report of the Supervisory Committee

Management

For

For

6

Approve Remuneration of Directors and Supervisors

Management

For

For

7A

Approve Baker Tilly China Certified Public Accountants as Domestic Auditor

Management

For

For

7B

Approve Baker Tilly Hong Kong Limited Certified Public Accountants as International Auditor

Management

For

For

7C

Approve Baker Tilly China as Internal Control Auditor

Management

For

For

8

Approve Guarantee for China Shipping Development (Hong Kong) Marine Co., Limited and Related Transactions

Management

For

For
 

 

 

COSCO SHIPPING PORTS LIMITED
Meeting Date:  OCT 12, 2016
Record Date:  OCT 07, 2016
Meeting Type:  SPECIAL

Ticker:  1199
Security ID:  G2442N104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve New Financial Services Master Agreement and Deposit Transactions, Relevant Annual Caps and Related Transactions

Management

For

Against

 

 

COSCO SHIPPING PORTS LIMITED
Meeting Date:  MAR 10, 2017
Record Date:  MAR 06, 2017
Meeting Type:  SPECIAL

Ticker:  1199
Security ID:  G2442N104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Transaction Agreement and the Strategic Co-operation Agreement and Related Transactions

Management

For

For

2

Elect Feng Boming as Director

Management

For

Against

3

Elect Zhang Wei as Director

Management

For

Against

4

Elect Chen Dong as Director

Management

For

Against

5

Elect Chan Ka Lok as Director

Management

For

For
 

 

 

COSCO SHIPPING PORTS LIMITED
Meeting Date:  MAY 18, 2017
Record Date:  MAY 12, 2017
Meeting Type:  ANNUAL

Ticker:  1199
Security ID:  G2442N104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3.1a

Elect Deng Huangjun as Director

Management

For

For

3.1b

Elect Xu Zunwu as Director

Management

For

For

3.1c

Elect Wong Tin Yau, Kelvin as Director

Management

For

For

3.1d

Elect Fan Hsu Lai Tai, Rita as Director

Management

For

Against

3.1e

Elect Adrian David Li Man Kiu as Director

Management

For

Against

3.2

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

Management

For

Against

5A

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5B

Authorize Repurchase of Issued Share Capital

Management

For

For

5C

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

DAH CHONG HONG HOLDINGS LTD
Meeting Date:  MAY 22, 2017
Record Date:  MAY 16, 2017
Meeting Type:  ANNUAL

Ticker:  1828
Security ID:  Y19197105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Elect Zhang Jijing as Director

Management

For

For

3b

Elect Lai Ni Hium as Director

Management

For

For

3c

Elect Hsu Hsung, Adolf as Director

Management

For

For

3d

Elect Yeung Yue Man as Director

Management

For

For

3e

Elect Woo Chin Wan, Raymond as Director

Management

For

For

3f

Elect Lee Tak Wah as Director

Management

For

For

3g

Elect Fung Kit Yi, Kitty as Director

Management

For

For

4

Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Issued Share Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against
 

 

 

DAIRY FARM INTERNATIONAL HOLDINGS LTD.
Meeting Date:  MAY 03, 2017
Record Date:  
Meeting Type:  ANNUAL

Ticker:  D01
Security ID:  G2624N153

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements and Statutory Reports and Declare Final Dividend

Management

For

For

2

Re-elect Neil Galloway as Director

Management

For

Abstain

3

Re-elect Sir Henry Keswick as Director

Management

For

Against

4

Re-elect Simon Keswick as Director

Management

For

Against

5

Re-elect Dr George Koo as Director

Management

For

Against

6

Elect Yiu Kai Pang as Director

Management

For

Against

7

Approve Directors' Fees

Management

For

For

8

Ratify Auditors and Authorise Their Remuneration

Management

For

For

9

Authorise Issue of Equity with and without Pre-emptive Rights

Management

For

For

 

 

DONGFENG MOTOR GROUP COMPANY LTD
Meeting Date:  JUN 16, 2017
Record Date:  MAY 16, 2017
Meeting Type:  ANNUAL

Ticker:  489
Security ID:  Y21042109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Supervisory Committee

Management

For

For

3

Approve International Auditors' Report and Audited Financial Statements

Management

For

For

4

Approve Profit Distribution Plan and Authorize Board to Handle All Matters in Relation to the Company's Distribution of Final Dividend

Management

For

For

5

Authorize Board to Handle All Matters in Relation to the Company's Distribution of Interim Dividend

Management

For

For

6

Approve PricewaterhouseCoopers as International Auditors and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

7

Authorize Board to Fix Remuneration of Directors and Supervisors

Management

For

For

8

Approve Adjustment of the Cap of Continuing Connected Transaction

Management

For

Against

9

Approve Removal of Ma Liangjie as Supervisor

Management

For

For

10

Elect Wen Shuzhong as Supervisor

Management

For

For

11

Approve Resignation of Tong Dongcheng as Director

Management

For

For

12

Approve Resignation of Ouyang Jie as Director

Management

For

For

13

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against
 

 

 

FLYTECH TECHNOLOGY CO., LTD.
Meeting Date:  JUN 08, 2017
Record Date:  APR 07, 2017
Meeting Type:  ANNUAL

Ticker:  6206
Security ID:  Y2572Z109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Financial Statements

Management

For

For

2

Approve Plan on Profit Distribution

Management

For

For

3

Approve Amendments to Articles of Association

Management

For

For

4

Amend Procedures Governing the Acquisition or Disposal of Assets

Management

For

For
 

 

 

GINKO INTERNATIONAL CO., LTD.
Meeting Date:  JUN 22, 2017
Record Date:  APR 21, 2017
Meeting Type:  ANNUAL

Ticker:  8406
Security ID:  G39010106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Business Operations Report and Consolidated Financial Statements

Management

For

For

2

Approve Plan on Profit Distribution

Management

For

For

3

Amend Articles of Association

Management

For

For

4

Amend Rules and Procedures Regarding Shareholder's General Meeting

Management

For

For

5

Amend Rules and Procedures for Election of Directors and Supervisors

Management

For

For

6

Amend Procedures for Endorsement and Guarantees

Management

For

For

7

Amend Procedures Governing the Acquisition or Disposal of Assets

Management

For

For

 

 

GREEN SEAL HOLDING LIMITED
Meeting Date:  JUN 16, 2017
Record Date:  APR 17, 2017
Meeting Type:  ANNUAL

Ticker:  1262
Security ID:  G40971106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Business Operations Report and Financial Statements

Management

For

For

2

Approve Profit Distribution

Management

For

For

3

Approve Cash Capital Increase by Issuance of Ordinary Shares

Management

For

For

4

Amend Procedures Governing the Acquisition or Disposal of Assets

Management

For

For

5

Amend Articles of Association

Management

For

For

 

 

HOPEWELL HOLDINGS LTD.
Meeting Date:  OCT 26, 2016
Record Date:  OCT 18, 2016
Meeting Type:  ANNUAL

Ticker:  54
Security ID:  Y37129163

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a1

Elect Gordon Ying Sheung Wu as Director

Management

For

For

3a2

Elect Thomas Jefferson Wu as Director

Management

For

For

3a3

Elect William Wing Lam Wong as Director

Management

For

Against

3a4

Elect Carmelo Ka Sze Lee as Director

Management

For

Against

3a5

Elect Ahito Nakamura as Director

Management

For

For

3b

Approve Directors' Fees

Management

For

For

4

Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

5a

Authorize Repurchase of Issued Share Capital

Management

For

For

5b

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5c

Authorize Reissuance of Repurchased Shares

Management

For

Against

5d

Approve Grant of Options Under the Share Option Scheme

Management

For

Against
 

 

 

HUANENG RENEWABLES CORPORATION LTD.
Meeting Date:  DEC 08, 2016
Record Date:  NOV 08, 2016
Meeting Type:  SPECIAL

Ticker:  958
Security ID:  Y3739S103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve the Conduct of the Deposit Transactions Including the Relevant Proposed Annual Caps Under the Deposit and Loan Services Framework Agreement

Management

For

Against

 

 

HUANENG RENEWABLES CORPORATION LTD.
Meeting Date:  JUN 22, 2017
Record Date:  MAY 22, 2017
Meeting Type:  ANNUAL

Ticker:  00958
Security ID:  Y3739S103

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2016 Report of the Board of Directors

Management

For

For

2

Approve 2016 Report of the Supervisory Committee

Management

For

For

3

Approve 2016 Audited Financial Statements

Management

For

For

4

Approve 2016 Profit Distribution Plan

Management

For

For

5

Approve External Auditor's Fees

Management

For

For

6

Approve KPMG and KPMG Huazhen LLP as International and Domestic Auditors Respectively

Management

For

For

7a

Elect Cao Shiguang as Director

Management

For

For

7b

Elect Lu Fei as Director

Management

For

For

7c

Elect Sun Deqiang as Director

Management

For

For

7d

Elect Dai Xinmin as Director

Management

For

For

8

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

9

Approve Issue of Debt Financing Instruments for the Years 2017 and 2018

Management

For

Against

10

Approve Amendments to Articles of Association

Shareholder

For

For
 

 

 

INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Meeting Date:  NOV 29, 2016
Record Date:  OCT 28, 2016
Meeting Type:  SPECIAL

Ticker:  1398
Security ID:  Y3990B112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Gu Shu as Director

Management

For

For

2

Elect Sheila Colleen Bair as Director

Management

For

For

3

Approve 2015 Remuneration Plan to Directors and Supervisors

Management

For

For

4

Elect Wang Jingdong as Director

Shareholder

For

For

 

 

INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Meeting Date:  JUN 27, 2017
Record Date:  MAY 26, 2017
Meeting Type:  ANNUAL

Ticker:  1398
Security ID:  Y3990B112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2016 Work Report of the Board of Directors

Management

For

For

2

Approve 2016 Work Report of the Board of Supervisors

Management

For

For

3

Approve 2016 Audited Accounts

Management

For

For

4

Approve 2016 Profit Distribution Plan

Management

For

For

5

Approve 2017 Fixed Asset Investment Budget

Management

For

For

6

Approve KPMG Huazhen LLP as the Domestic External Auditor and KPMG as the International External Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

7

Elect Ye Donghai as Director

Shareholder

For

For

8

Elect Mei Yingchun as Director

Shareholder

For

For

9

Elect Dong Shi as Director

Shareholder

For

For

10

Amend Articles of Association

Shareholder

For

Against
 

 

 

JIANGLING MOTORS CORP. LTD
Meeting Date:  AUG 12, 2016
Record Date:  AUG 05, 2016
Meeting Type:  SPECIAL

Ticker:  000550
Security ID:  Y4442C112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Xiao Dawei as Non-independent Director

Shareholder

None

For

 

 

JIANGLING MOTORS CORP. LTD
Meeting Date:  MAY 18, 2017
Record Date:  MAY 05, 2017
Meeting Type:  SPECIAL

Ticker:  000550
Security ID:  Y4442C112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Amend Articles of Association

Management

For

For

2

Amend Rules and Procedures Regarding General Meetings of Shareholders

Management

For

For

 

 

JIANGLING MOTORS CORP. LTD
Meeting Date:  JUN 29, 2017
Record Date:  JUN 21, 2017
Meeting Type:  ANNUAL

Ticker:  000550
Security ID:  Y4442C112

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Board of Supervisors

Management

For

For

3

Approve Financial Statements

Management

For

For

4

Approve Profit Distribution

Management

For

For

5

Approve Shareholder Return Plan in the Next Three Years

Management

For

For

6.01

Elect Qiu Tiangao as Independent Director

Shareholder

None

For

6.02

Elect Peter Fleet as Independent Director

Shareholder

None

For

6.03

Elect David Johnson as Independent Director

Shareholder

None

For

6.04

Elect Fan Xin as Independent Director

Shareholder

None

For

6.05

Elect Xiong Chunying as Independent Director

Shareholder

None

For

6.06

Elect Yuan Mingxue as Independent Director

Shareholder

None

For

7.01

Elect Li Xianjun as Independent Director

Shareholder

None

For

7.02

Elect Lu Song as Independent Director

Shareholder

None

For

7.03

Elect Wang Kun as Independent Director

Shareholder

None

For

8.01

Elect Zhu Yi as Supervisor

Shareholder

None

For

8.02

Elect Liu Qing as Supervisor

Shareholder

None

For

8.03

Elect Zhang Jian as Supervisor

Shareholder

None

For
 

 

 

MERIDA INDUSTRY CO., LTD.
Meeting Date:  JUN 26, 2017
Record Date:  APR 27, 2017
Meeting Type:  ANNUAL

Ticker:  9914
Security ID:  Y6020B101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Business Operations Report, Financial Statements and Consolidated Financial Statements

Management

For

For

2

Approve Plan on Profit Distribution

Management

For

For

3

Amend Procedures Governing the Acquisition or Disposal of Assets

Management

For

For

4

Approve Amendments to Articles of Association

Management

For

For

 

 

NINE DRAGONS PAPER (HOLDINGS) LTD.
Meeting Date:  DEC 07, 2016
Record Date:  DEC 02, 2016
Meeting Type:  ANNUAL

Ticker:  2689
Security ID:  G65318100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend and Special Dividend

Management

For

For

3a1

Elect Cheung Yan as Director

Management

For

For

3a2

Elect Liu Ming Chung as Director

Management

For

For

3a3

Elect Zhang Yuanfu as Director

Management

For

Against

3a4

Elect Tam Wai Chu, Maria as Director

Management

For

Against

3a5

Elect Ng Leung Sing as Director

Management

For

Against

3a6

Elect Lam Yiu Kin as Director

Management

For

Against

3b

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

5a

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5b

Authorize Repurchase of Issued Share Capital

Management

For

For

5c

Authorize Reissuance of Repurchased Shares

Management

For

Against
 

 

 

NINE DRAGONS PAPER (HOLDINGS) LTD.
Meeting Date:  JUN 29, 2017
Record Date:  JUN 27, 2017
Meeting Type:  SPECIAL

Ticker:  2689
Security ID:  G65318100

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Longteng Packaging Materials and Chemicals Purchase Agreement, Proposed Annual Caps and Related Transactions

Management

For

For

2

Approve Hong Kong International Paper Chemicals Purchase Agreement, Proposed Annual Caps and Related Transactions

Management

For

For

3

Approve Longteng Packaging Paperboard Supply Agreement, Proposed Annual Caps and Related Transactions

Management

For

For

4

Approve Taicang Packaging Paperboard Supply Agreement, Proposed Annual Caps and Related Transactions

Management

For

For

5

Approve Honglong Packaging Paperboard Supply Agreement, Proposed Annual Caps and Related Transactions

Management

For

For

6

Approve ACN Recovered Paper Purchase Agreement, Proposed Annual Caps and Related Transactions

Management

For

For

7

Approve Tianjin ACN Wastepaper Purchase Agreement, Proposed Annual Caps and Related Transactions

Management

For

For
 

 

 

PETROCHINA COMPANY LIMITED
Meeting Date:  OCT 20, 2016
Record Date:  SEP 19, 2016
Meeting Type:  SPECIAL

Ticker:  857
Security ID:  Y6883Q104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Zhang Jianhua as Director

Management

For

Against

 

 

PETROCHINA COMPANY LIMITED
Meeting Date:  JUN 08, 2017
Record Date:  MAY 05, 2017
Meeting Type:  ANNUAL

Ticker:  857
Security ID:  Y6883Q104

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2016 Report of the Board of Directors

Management

For

For

2

Approve 2016 Report of the Supervisory Committee

Management

For

For

3

Approve 2016 Audited Financial Statements

Management

For

For

4

Approve Final Dividend

Management

For

For

5

Authorize Board to Determine the Distribution of Interim Dividends

Management

For

For

6

Approve KPMG Huazhen as Domestic Auditors and KPMG as International Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

7

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

8

Approve Issuance of Debt Financing Instruments

Management

For

For

9.1

Elect Wang Yilin as Director

Shareholder

For

For

9.2

Elect Wang Dongjin as Director

Shareholder

For

For

9.3

Elect Yu Baocai as Director

Shareholder

For

Against

9.4

Elect Liu Yuezhen as Director

Shareholder

For

For

9.5

Elect Liu Hongbin as Director

Shareholder

For

For

9.6

Elect Hou Qijun as Director

Shareholder

For

For

9.7

Elect Duan Liangwei as Director

Shareholder

For

For

9.8

Elect Qin Weizhong as Director

Shareholder

For

For

9.9

Elect Lin Boqiang as Director

Shareholder

For

For

9.10

Elect Zhang Biyi as Director

Shareholder

For

For

9.11

Elect Elsie Leung Oi-sie as Director

Shareholder

For

For

9.12

Elect Tokuchi Tatsuhito as Director

Shareholder

For

For

9.13

Elect Simon Henry as Director

Shareholder

For

For

10.1

Elect Xu Wenrong as Supervisor

Shareholder

For

For

10.2

Elect Zhang Fengshan as Supervisor

Shareholder

For

For

10.3

Elect Jiang Lifu as Supervisor

Shareholder

For

For

10.4

Elect Lu Yaozhong as Supervisor

Shareholder

For

For
 

 

 

POLY CULTURE GROUP CORPORATION LTD.
Meeting Date:  DEC 23, 2016
Record Date:  NOV 22, 2016
Meeting Type:  SPECIAL

Ticker:  3636
Security ID:  Y6S9B3102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Renewal of Continuing Connected Transactions Under the New Cinema Box Office Income Sharing Framework Agreement and the Proposed 2017-2019 Annual Caps

Management

For

For

2.1

Elect Xu Niansha as Director

Shareholder

For

For

2.2

Elect Zhang Xi as Director

Shareholder

For

For

2.3

Elect Jiang Yingchun as Director

Shareholder

For

For

2.4

Elect Hu Jiaquan as Director

Shareholder

For

For

2.5

Elect Wang Lin as Director

Shareholder

For

For

2.6

Elect Wang Keling as Director

Shareholder

For

For

2.7

Elect Li Boqian as Director

Shareholder

For

For

2.8

Elect Li Xiaohui as Director

Shareholder

For

For

2.9

Elect Yip Wai Ming as Director

Shareholder

For

For

3.1

Elect Chen Yuwen as Supervisor

Shareholder

For

For

3.2

Elect Huang Geming as Supervisor

Shareholder

For

For
 

 

 

POLY CULTURE GROUP CORPORATION LTD.
Meeting Date:  JUN 29, 2017
Record Date:  MAY 22, 2017
Meeting Type:  ANNUAL

Ticker:  3636
Security ID:  Y6S9B3102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2016 Annual Report

Management

For

For

2

Approve 2016 Report of the Board of Directors

Management

For

For

3

Approve 2016 Report of the Board of Supervisors

Management

For

For

4

Approve 2016 Financial Report

Management

For

For

5

Approve 2016 Dividend Distribution Plan

Management

For

For

6

Approve 2017 Financial Budget

Management

For

For

7

Approve 2017 Financing Loans

Management

For

For

8

Approve 2017 Provision of Guarantee for Subsidiaries

Management

For

Against

9

Approve BDO China Shu Lun Pan Certified Public Accountants LLP as PRC Auditor and KPMG as International Auditor and to Fix Their Remuneration

Management

For

For

10.1

Approve Acquisition of Subject Equity Interest of Beijing Auction

Management

For

For

10.2

Approve Acquisition of Subject Equity Interest of Hong Kong Auction

Management

For

For

11

Approve General Mandate to the Board of Directors to Issue Overseas Bonds

Management

For

For

12.1

Approve Private Offering of H Shares to Poly Group's Subsidiary

Management

For

For

12.2

Approve Private Offering of H Shares to Other Eligible Market Investors

Management

For

For

12.3

Approve Specific Mandate to the Board to Deal with Matters in Relation to the Issuance of the New Issues

Management

For

For

13

Approve Amendments to the Articles of Association

Management

For

For

 

 

POLY CULTURE GROUP CORPORATION LTD.
Meeting Date:  JUN 29, 2017
Record Date:  MAY 22, 2017
Meeting Type:  SPECIAL

Ticker:  3636
Security ID:  Y6S9B3102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Approve Private Offering of H Shares to Poly Group's Subsidiary

Management

For

For

1.2

Approve Private Offering of H Shares to Other Eligible Market Investors

Management

For

For

1.3

Approve Specific Mandate to the Board to Deal with Matters in Relation to the Issuance of the New Issues

Management

For

For
 

 

 

SINOTRANS SHIPPING LTD
Meeting Date:  MAY 25, 2017
Record Date:  MAY 19, 2017
Meeting Type:  ANNUAL

Ticker:  368
Security ID:  Y8014Y105

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a1

Elect Li Zhen as Director

Management

For

For

3a2

Elect Tsang Hing Lun as Director

Management

For

For

3a3

Elect Lee Yip Wah, Peter as Director

Management

For

For

3a4

Elect Zhou Qifang as Director

Management

For

For

3a5

Elect Xu Zhengjun as Director

Management

For

For

3b

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

5.1

Authorize Repurchase of Issued Share Capital

Management

For

For

5.2

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

5.3

Authorize Reissuance of Repurchased Shares

Management

For

Against

 

 

TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Meeting Date:  JUN 08, 2017
Record Date:  APR 07, 2017
Meeting Type:  ANNUAL

Ticker:  2330
Security ID:  Y84629107

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Approve Business Operations Report and Financial Statements

Management

For

For

1.2

Approve Profit Distribution

Management

For

For

1.3

Amend Articles of Association

Management

For

For

1.4

Amend Procedures Governing the Acquisition or Disposal of Assets

Management

For

For

2.1

Elect Mark Liu with Shareholder No. 10758 as Non-Independent Director

Management

For

For

2.2

Elect C.C. Wei with Shareholder No. 370885 as Non-Independent Director

Management

For

For

3

Other Business

Management

None

Against
 

 

 

TENCENT HOLDINGS LTD.
Meeting Date:  MAY 17, 2017
Record Date:  MAY 12, 2017
Meeting Type:  ANNUAL

Ticker:  700
Security ID:  G87572163

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Elect Lau Chi Ping Martin as Director

Management

For

For

3b

Elect Charles St Leger Searle as Director

Management

For

For

3c

Elect Yang Siu Shun as Director

Management

For

Against

3d

Authorize Board to Fix Remuneration of Directors

Management

For

For

4

Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

5

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

6

Authorize Repurchase of Issued Share Capital

Management

For

For

7

Authorize Reissuance of Repurchased Shares

Management

For

Against

8

Adopt 2017 Share Option Scheme

Management

For

Against

 

 

TENCENT HOLDINGS LTD.
Meeting Date:  MAY 17, 2017
Record Date:  MAY 12, 2017
Meeting Type:  SPECIAL

Ticker:  700
Security ID:  G87572163

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Adopt Share Option Plan of Tencent Music Entertainment Group

Management

For

Against
 

 

 

TONG REN TANG TECHNOLOGIES CO., LTD.
Meeting Date:  DEC 16, 2016
Record Date:  NOV 15, 2016
Meeting Type:  SPECIAL

Ticker:  1666
Security ID:  Y8884M108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Elect Rao Zu Hai as Director, Authorize Board to Fix His Remuneration and Enter Into a Service Contract with Rao Zu Hai

Management

For

For

2

Approve the Distribution Framework Agreement and Related Annual Caps for January 1, 2017 to December 31, 2019

Management

For

For

3

Approve the Master Procurement Agreement and Related Annual Caps for January 1, 2017 to December 31, 2019

Management

For

For

 

 

TONG REN TANG TECHNOLOGIES CO., LTD.
Meeting Date:  JUN 12, 2017
Record Date:  MAY 12, 2017
Meeting Type:  ANNUAL

Ticker:  1666
Security ID:  Y8884M108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Audited Consolidated Financial Statements

Management

For

For

2

Approve Report of the Board of Directors

Management

For

For

3

Approve Report of the Supervisory Committee

Management

For

For

4

Approve Final Dividend

Management

For

For

5

Approve PricewaterhouseCoopers as Overseas Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

6

Approve PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration

Management

For

For

7

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against
 

 

 

TRAVELSKY TECHNOLOGY LIMITED
Meeting Date:  OCT 18, 2016
Record Date:  SEP 15, 2016
Meeting Type:  SPECIAL

Ticker:  696
Security ID:  Y8972V101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1.1

Elect Cui Zhixiong as Director

Management

For

For

1.2

Elect Xiao Yinhong as Director

Management

For

For

1.3

Elect Cao Jianxiong as Director

Management

For

For

1.4

Elect Li Yangmin as Director

Management

For

For

1.5

Elect Yuan Xin'an as Director

Management

For

For

1.6

Elect Cao Shiqing as Director

Management

For

For

1.7

Elect Ngai Wai Fung as Director

Management

For

Against

1.8

Elect Liu Xiangqun as Director

Management

For

For

2.1

Elect Zeng Yiwei as Supervisor

Management

For

For

2.2

Elect He Haiyan as Supervisor

Management

For

For

2.3

Elect Rao Geping as Supervisor

Management

For

For

3

Approve Remuneration Standards for Directors

Management

For

For

4

Approve Remuneration Standards for Supervisors

Management

For

For

 

 

TRAVELSKY TECHNOLOGY LIMITED
Meeting Date:  JAN 19, 2017
Record Date:  DEC 19, 2016
Meeting Type:  SPECIAL

Ticker:  696
Security ID:  Y8972V101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Grant of General Mandate to Carry Out the Southern Airlines Transactions and Related Annual Caps for the Three Years Ending December 31, 2019

Management

For

For

 

 

TRAVELSKY TECHNOLOGY LIMITED
Meeting Date:  JUN 27, 2017
Record Date:  MAY 26, 2017
Meeting Type:  ANNUAL

Ticker:  696
Security ID:  Y8972V101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2016 Report of the Board of Directors

Management

For

For

2

Approve 2016 Report of the Supervisory Committee

Management

For

For

3

Approve 2016 Audited Financial Statements

Management

For

For

4

Approve 2016 Allocation of Profit and Distribution of Final Dividend

Management

For

For

5

Approve Baker Tilly Hong Kong Limited as International Auditors and Baker Tilly China as PRC Auditors to Authorize Board to Fix Their Remuneration

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

7

Authorize Repurchase of Issued H Share Capital

Management

For

For
 

 

 

TRAVELSKY TECHNOLOGY LIMITED
Meeting Date:  JUN 27, 2017
Record Date:  MAY 26, 2017
Meeting Type:  SPECIAL

Ticker:  696
Security ID:  Y8972V101

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Authorize Repurchase of Issued H Share Capital

Management

For

For

 

 

UNI-PRESIDENT CHINA HOLDINGS LTD.
Meeting Date:  MAY 19, 2017
Record Date:  MAY 12, 2017
Meeting Type:  ANNUAL

Ticker:  220
Security ID:  G9222R106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2

Approve Final Dividend

Management

For

For

3a

Elect Lo Chih-Hsien as Director

Management

For

For

3b

Elect Liu Xinhua as Director

Management

For

For

3c

Elect Chen Kuo-Hui as Director

Management

For

For

4

Authorize Board to Fix the Remuneration of Directors

Management

For

For

5

Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

6

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

7

Authorize Repurchase of Issued Share Capital

Management

For

For

8

Authorize Reissuance of Repurchased Shares

Management

For

Against
 

 

 

UNI-PRESIDENT CHINA HOLDINGS LTD.
Meeting Date:  MAY 19, 2017
Record Date:  MAY 12, 2017
Meeting Type:  SPECIAL

Ticker:  220
Security ID:  G9222R106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve 2017 Framework Purchase Agreement, Annual Caps and Related Transactions

Management

For

For

 

 

UNI-PRESIDENT ENTERPRISES CORP.
Meeting Date:  JUN 21, 2017
Record Date:  APR 21, 2017
Meeting Type:  ANNUAL

Ticker:  1216
Security ID:  Y91475106

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Business Operations Report and Financial Statements

Management

For

For

2

Approve Plan on Profit Distribution

Management

For

For

3

Amend Rules and Procedures Regarding Shareholder's General Meeting

Management

For

For

4

Amend Procedures Governing the Acquisition or Disposal of Assets

Management

For

For

5

Approve Release of Restrictions of Competitive Activities of Directors and Representatives

Management

For

For

 

 

WEIFU HIGH-TECHNOLOGY GROUP CO., LTD.
Meeting Date:  MAY 19, 2017
Record Date:  MAY 12, 2017
Meeting Type:  ANNUAL

Ticker:  200581
Security ID:  Y95338102

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Report of the Board of Directors

Management

For

For

2

Approve Report of the Board of Supervisors

Management

For

For

3

Approve Annual Report and Annual Report Summary

Management

For

For

4

Approve Financial Statements

Management

For

For

5

Approve Profit Distribution

Management

For

For

6

Approve 2016 Daily Related-party Transactions

Management

For

For

7

Approve Appointment of Financial Report Auditor

Management

For

For

8

Approve Appointment of Internal Control Auditor

Management

For

For

9

Approve Amendments to Articles of Association

Management

For

Against

10

Amend Rules and Procedures Regarding General Meetings of Shareholders

Management

For

Against
 

 

 

XINCHEN CHINA POWER HOLDINGS LTD.
Meeting Date:  JUN 15, 2017
Record Date:  JUN 09, 2017
Meeting Type:  ANNUAL

Ticker:  1148
Security ID:  G9830E109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2A

Elect Yang Ming as Director

Management

For

For

2B

Elect Wang Jun as Director

Management

For

For

2C

Elect Huang Haibo as Director

Management

For

For

2D

Elect Wang Songlin as Director

Management

For

For

2E

Authorize Board to Fix Remuneration of Directors

Management

For

For

3

Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

4A

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

4B

Authorize Repurchase of Issued Share Capital

Management

For

For

4C

Authorize Reissuance of Repurchased Shares

Management

For

Against
 

 

 

XINCHEN CHINA POWER HOLDINGS LTD.
Meeting Date:  JUN 15, 2017
Record Date:  JUN 09, 2017
Meeting Type:  SPECIAL

Ticker:  1148
Security ID:  G9830E109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve C3 Assets Transfer Agreement and Related Transactions

Management

For

For

 

 

XINYI AUTOMOBILE GLASS HONG KONG ENTERPRISES LIMITED
Meeting Date:  MAY 31, 2017
Record Date:  MAY 24, 2017
Meeting Type:  ANNUAL

Ticker:  8328
Security ID:  G9830W109

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Accept Financial Statements and Statutory Reports

Management

For

For

2A1

Elect Li Pik Yung as Director

Management

For

For

2A2

Elect Lee Shing Kan as Director

Management

For

For

2A3

Elect Wang Guisheng as Director

Management

For

For

2B

Authorize Board to Fix Remuneration of Directors

Management

For

For

3

Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration

Management

For

For

4A

Authorize Repurchase of Issued Share Capital

Management

For

For

4B

Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights

Management

For

Against

4C

Authorize Reissuance of Repurchased Shares

Management

For

Against

5

Adopt Share Option Scheme

Management

For

Against

 

 

YANTAI CHANGYU PIONEER WINE CO., LTD.
Meeting Date:  SEP 23, 2016
Record Date:  SEP 14, 2016
Meeting Type:  SPECIAL

Ticker:  200869
Security ID:  Y9739T108

Proposal No

Proposal

Proposed By

Management Recommendation

Vote Cast

1

Approve Expansion of Business Scope and Amend Articles of Association

Management

For

For

2

Approve Increase in Allowance of Independent Directors

Management

For

For

3.1

Elect Luo Fei as Independent Director

Management

For

For

3.2

Elect Liu Yan as Independent Director

Management

For

For
 

 

 

SIGNATURES

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant) Templeton Dragon Fund, Inc.                         

 

 

 

 

By (Signature and Title)* /s/Matthew T. Hinkle       

Matthew T. Hinkle,

Chief Executive Officer – Finance and Administration

 

 

Date August 28, 2017   

 

 

* Print the name and title of each signing officer under his or her signature.