UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Unit (RSU) | Â (2) | Â (2) | Common Stock | 15,000 | $ (3) | D | Â |
Restricted Stock Unit (RSU) | Â (4) | Â (4) | Common Stock | 12,000 | $ (3) | D | Â |
Stock Option (Right to Buy) | Â (5) | 04/22/2025 | Common Stock | 25,000 | $ 91.69 | D | Â |
Stock Option (Right to Buy) | Â (5) | 04/27/2025 | Common Stock | 75,000 | $ 90.92 | D | Â |
Stock Option (Right to Buy) | Â (6) | 04/20/2026 | Common Stock | 35,000 | $ 44.52 | D | Â |
Stock Option (Right to Buy) | Â (7) | 06/26/2026 | Common Stock | 20,000 | $ 25.39 | D | Â |
Stock Option (Right to Buy) | Â (8) | 08/28/2027 | Common Stock | 20,000 | $ 45.21 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Stanchak David C/O RH 15 KOCH ROAD, SUITE K CORTE MADERA, CA 94925 |
 |  |  See Remarks |  |
/s/ Edward T. Lee as Attorney-In-Fact | 11/28/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Held by Cynthia Stanchak, as trustee of the Living Water II Trust. |
(2) | This restricted stock unit award vested with respect to 20% of the units on each of April 22, 2016 and April 22, 2017, and the remaining 60% of the units will vest with respect to 20% annually on each of April 22, 2018 through 2020, subject to continuous service. |
(3) | Each restricted stock unit represents a contingent right to receive one share of RH common stock. |
(4) | This restricted stock unit award vested with respect to 20% of the units on June 16, 2017, and the remaining 80% of the units will vest with respect to 20% annually on each of June 16, 2018 through 2021, subject to continuous service. |
(5) | This option award vested and became exercisable with respect to 20% of the options on each of April 22, 2016 and April 22, 2017, and the remaining 60% of the options will vest with respect to 20% annually on each of April 22, 2018 through 2020, subject to continuous service. |
(6) | This option award vested and became exercisable with respect to 20% of the options on April 21, 2017, and the remaining 80% of the options will vest with respect to 20% annually on each of April 21, 2018 through 2021, subject to continuous service.. |
(7) | This option award vested and become exercisable with respect to 20% of the options on June 27, 2017, and the remaining 80% of the options will vest a with respect to 20% annually on each of June 27, 2018 through 2021, subject to continuous service. |
(8) | This option award will vest and become exercisable with respect to 20% of the options annually on t with respect to 20% annually on each of August 29, 2018 through 2022, subject to continuous service. |
 Remarks: President, Chief Real Estate & Development Officer |