UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (Right to Buy) | Â (1) | 09/28/2025 | Common Shares | 50,000 | $ 9.05 | D | Â |
Restricted Stock Units (Right to Acquire) | Â (2) | Â (2) | Common Shares | 22,500 | $ (3) | D | Â |
Restricted Stock Units (Right to Acquire) | Â (4) | Â (4) | Common Shares | 20,000 | $ (3) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ALEXOPOULOS PANTELIS S 5488 MARVELL LANE SANTA CLARA, CA 95054 |
 |  |  Interim Co-CEO and EVP Storage |  |
/s/ Pantelis S. Alexopoulos | 04/11/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Option vests in two equal annual installments beginning on the third anniversary of August 3, 2015, the vesting commencement date. |
(2) | The original grant was for 30,000 restricted stock units on December 11, 2015. Restricted stock units vest in four equal annual installments beginning on April 1, 2016. |
(3) | Each restricted stock unit, granted at zero cost, represents a contingent right to receive one Marvell common share. |
(4) | The original grant was for 40,000 restricted stock units on December 11, 2015. Restricted stock units vest in two equal annual installments beginning on April 1, 2016. |