==============================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D/A
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 1)
TAUBMAN CENTERS, INC.
-------------------------------------------
(Name of Issuer)
COMMON STOCK, PAR VALUE $.001 PER SHARE
(Title of Class of Securities)
82966U-10-3
---------------
(CUSIP Number)
-----------------------------------------------------------
KENNETH H. GOLD, ESQ.
MIRO WEINER & KRAMER
500 N. WOODWARD AVENUE
BLOOMFIELD HILLS, MICHIGAN 48304
(248) 258-1205
-----------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
NOVEMBER 14, 2002
----------------------------------------------------------
(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is filing
this schedule because of 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the
following box [_]
Page 1 of 38 Pages
==============================================================================
SCHEDULE 13D/A
CUSIP No. 876664103 Page 2 of 38 Pages
==============================================================================
-------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
ROBERT S. TAUBMAN
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_]
(b) [_]
--------------------------------------------------------------------------------
3 SEC USE ONLY [_]
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)
[_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE ORGANIZATION
UNITED STATES
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
2,841,814
NUMBER OF
------------------------------------------------------------
8
SHARES SHARED VOTING POWER
547,984*
BENEFICIALLY
------------------------------------------------------------
9
OWNED BY SOLE DISPOSITIVE POWER
400,941
EACH
------------------------------------------------------------
10
REPORTING SHARED DISPOSITIVE POWER
547,984**
PERSON WITH
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,389,798**
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES [X]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.5%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
--------------------------------------------------------------------------------
------------------------
* Includes A) 2,440,873 Shares (as defined herein) and Units (as defined
herein) subject to the following voting agreements: (1) Voting Agreement
among Robert S. Taubman, Max M. Fisher, as Trustee of The Max M. Fisher
Revocable Trust, and Martinique Hotel, Inc.; (2) Voting Agreement between
Robert S. Taubman and John Rakolta Jr., Terry Rakolta, the Eileen Heather
Vanderkloot Irrevocable Trust, U/A dated 12/22/92, the Lauren Rakolta
Irrevocable Trust, U/A dated 12/22/92, the Paige Alexandra Rakolta
Irrevocable Trust, U/A dated 12/22/92 and the John Rakolta, III Irrevocable
Trust, U/A dated 12/22/92; and (3) Voting Agreement between Robert S.
Taubman and Robert C. Larson as Trustee of the Robert C. Larson Revocable
Trust u/a/d 11/24/86, as amended; B) 245,016 presently vested options
granted to Robert S. Taubman. Does not include 8,500 Shares owned by Mr.
Taubman's spouse and Mr. Taubman's child or 942,188 Shares (including Units
and shares of Series B Preferred Stock on an as converted basis) owned by
The A. Alfred Taubman Restated Revocable Trust, William S. Taubman, TRA
Partners, Taub Co. Management Holdings, LLC, Taubman Realty Ventures LLC or
TG Partners Limited Partnership of which Mr. Taubman disclaims beneficial
ownership to the extent beyond his pecuniary interest in such entities.
** Includes, on an as converted basis, 547,984 shares of Series B Preferred
Stock and Units held by R&W-TRG, LLC, a company owned by Mr. Robert S.
Taubman and Mr. William S. Taubman.
SCHEDULE 13D/A
CUSIP No. 876664103 Page 3 of 38 Pages
==============================================================================
-------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
The A. Alfred Taubman Restated Revocable Trust
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
-------------------------------------------------------------------------------
3 SEC USE ONLY [ ]
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
-------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)
[ ]
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
-------------------------------------------------------------------------------
NUMBER OF 7
SOLE VOTING POWER
SHARES 100**
----------------------------------------------------------------
BENEFICIALLY 8
SHARED VOTING POWER
OWNED BY 188,599
----------------------------------------------------------------
EACH
9
REPORTING SOLE DISPOSITIVE POWER
100**
PERSON WITH ----------------------------------------------------------------
10
SHARED DISPOSITIVE POWER
188,599
-------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
188,699***
-------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES [X]
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
<1%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
-------------------------------------------------------------------------------
------------------------
** Includes, on an as converted basis, shares of Series B Preferred Stock owned
by The A. Alfred Taubman Restated Revocable Trust, Courtney Lord, Taubman Realty
Ventures LLC, Taub-Co Management, Inc., TRA Partners, Taub Co. Management, Inc.,
or TG Partners Limited Partnership.
*** The A. Alfred Taubman Restated Revocable Trust disclaims beneficial
ownership of all Shares owned by Robert S. Taubman, William S. Taubman, R&W-TRG,
LLC and any beneficial ownership in the Units or Shares held beyond his
pecuniary interest by TRA Partners, Taubman Realty Ventures LLC, Taub-Co
Management, Inc., or TG Partners, Limited Partnership.
SCHEDULE 13D/A
CUSIP No. 876664103 Page 4 of 38 Pages
-------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
TRA Partners
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
-------------------------------------------------------------------------------
3 SEC USE ONLY [ ]
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
-------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Michigan
-------------------------------------------------------------------------------
NUMBER OF 7
SOLE VOTING POWER
SHARES 188,101*
----------------------------------------------------------------
BENEFICIALLY 8
SHARED VOTING POWER
OWNED BY 0
----------------------------------------------------------------
EACH 9
SOLE DISPOSITIVE POWER
REPORTING 188,101*
----------------------------------------------------------------
PERSON WITH 10
SHARED DISPOSITIVE POWER
0
-------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
188,101*
-------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES [ ]
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
<1%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
-------------------------------------------------------------------------------
--------------------------
* Includes 186,837 shares of Common Stock and 17,699,879 Units on an as
converted basis.
SCHEDULE 13D/A
CUSIP No. 876664103 Page 5 of 38 Pages
-------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS (ENTITIES ONLY)
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Taub-Co Holdings, LLC
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
-------------------------------------------------------------------------------
3 SEC USE ONLY [ ]
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
-------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-------------------------------------------------------------------------------
NUMBER OF 7
SOLE VOTING POWER
SHARES 0*
-----------------------------------------------------------------
BENEFICIALLY 8
SHARED VOTING POWER
OWNED BY 0*
-----------------------------------------------------------------
EACH 9
SOLE DISPOSITIVE POWER
REPORTING 0*
-----------------------------------------------------------------
PERSON WITH 10
SHARED DISPOSITIVE POWER
0*
-------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0*
-------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES [ ]
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
<1%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
-------------------------------------------------------------------------------
------------------------
*Includes 1,975 shares of Series B Preferred Stock on an as converted basis.
SCHEDULE 13D/A
CUSIP No. 876664103 Page 6 of 38 Pages
-------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS (ENTITIES ONLY)
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
TG Partners Limited Partnership
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
-------------------------------------------------------------------------------
3 SEC USE ONLY [ ]
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
-------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Michigan
-------------------------------------------------------------------------------
NUMBER OF 7
SOLE VOTING POWER
SHARES 451**
-----------------------------------------------------------------
BENEFICIALLY 8
SHARED VOTING POWER
OWNED BY 0
-----------------------------------------------------------------
EACH 9
SOLE DISPOSITIVE POWER
REPORTING 451**
-----------------------------------------------------------------
PERSON WITH 10
SHARED DISPOSITIVE POWER
0
-------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
451**
-------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES [ ]
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
<1%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
-------------------------------------------------------------------------------
-------------------------
** Includes, on an as converted basis, shares of Series B Preferred Stock owned
by TG Partners Limited Partnership.
SCHEDULE 13D/A
CUSIP No. 876664103 Page 7 of 38 Pages
-------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS (ENTITIES ONLY)
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
TG Acquisitions
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
-------------------------------------------------------------------------------
3 SEC USE ONLY [ ]
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
-------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Michigan
-------------------------------------------------------------------------------
NUMBER OF 7
SOLE VOTING POWER
SHARES 31**
-----------------------------------------------------------------
BENEFICIALLY 8
SHARED VOTING POWER
OWNED BY 0
-----------------------------------------------------------------
EACH 9
SOLE DISPOSITIVE POWER
REPORTING 31**
-----------------------------------------------------------------
PERSON WITH 10
SHARED DISPOSITIVE POWER
0
-------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
31**
-------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES [ ]
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
<1%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
-------------------------------------------------------------------------------
--------------------------
** Includes, on an as converted basis, shares of Series B Preferred Stock.
SCHEDULE 13D/A
CUSIP No. 876664103 Page 8 of 38 Pages
-------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS (ENTITIES ONLY)
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Courtney Lord
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
-------------------------------------------------------------------------------
3 SEC USE ONLY [ ]
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
-------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
-------------------------------------------------------------------------------
NUMBER OF 7
SOLE VOTING POWER
SHARES 12*
-----------------------------------------------------------------
BENEFICIALLY 8
SHARED VOTING POWER
OWNED BY 0
-----------------------------------------------------------------
EACH 9
SOLE DISPOSITIVE POWER
REPORTING 12*
-----------------------------------------------------------------
PERSON WITH 10
SHARED DISPOSITIVE POWER
0
-------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12*
-------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES [ ]
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
<1%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
-------------------------------------------------------------------------------
-------------------------
* Includes, on an as converted basis, shares of Series B Preferred Stock.
CUSIP No. 876664103 Page 9 of 38 Pages
==============================================================================
-------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Robert C. Larson, Trustee of the Robert C. Larson Revocable Trust
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
-------------------------------------------------------------------------------
3 SEC USE ONLY [ ]
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
-------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)
[ ]
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
-------------------------------------------------------------------------------
NUMBER OF 7
SOLE VOTING POWER
SHARES 0
----------------------------------------------------------------
BENEFICIALLY 8
SHARED VOTING POWER
OWNED BY 0
----------------------------------------------------------------
EACH
9
REPORTING SOLE DISPOSITIVE POWER
1,428,559*
PERSON WITH ----------------------------------------------------------------
10
SHARED DISPOSITIVE POWER
0
-------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,428,559*
-------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.7%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
-------------------------------------------------------------------------------
-------------------------
*Includes 266,636 shares of Common Stock and 1,161,841 shares of Series B
Preferred Stock and 1,161,841 Units included on an as converted basis.
CUSIP No. 876664103 Page 10 of 38 Pages
==============================================================================
-------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Taubman Realty Ventures, LLC
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
-------------------------------------------------------------------------------
3 SEC USE ONLY [ ]
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
-------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)
[ ]
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Michigan
-------------------------------------------------------------------------------
NUMBER OF 7
SOLE VOTING POWER
SHARES 0
----------------------------------------------------------------
BENEFICIALLY 8
SHARED VOTING POWER
OWNED BY 0
----------------------------------------------------------------
EACH
9
REPORTING SOLE DISPOSITIVE POWER
0*
PERSON WITH ----------------------------------------------------------------
10
SHARED DISPOSITIVE POWER
0
-------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0*
-------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES [ ]
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
<1%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
-------------------------------------------------------------------------------
-------------------------
*Includes, on an as converted basis, shares of Series B Preferred Stock
CUSIP No. 876664103 Page 11 of 38 Pages
-------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
The Max M. Fisher Revocable Trust, as amended and restated in its
entirety by Instrument dated May 11, 1992 (as may be amended from
time to time)
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
-------------------------------------------------------------------------------
3 SEC USE ONLY [ ]
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
-------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
-------------------------------------------------------------------------------
NUMBER OF 7
SOLE VOTING POWER
SHARES 0
----------------------------------------------------------------
BENEFICIALLY 8
SHARED VOTING POWER
OWNED BY 0
----------------------------------------------------------------
EACH 9
SOLE DISPOSITIVE POWER
REPORTING 676,965*
----------------------------------------------------------------
PERSON WITH 10
SHARED DISPOSITIVE POWER
0
-------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
676,965*
-------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [X]
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.3%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
-------------------------------------------------------------------------------
-------------------------
*Includes 283,600 shares of Common Stock and 393,337 shares of Series B
Preferred Stock and 393,337 Units included on an as converted basis owned by
the Max M. Fisher Revocable Trust.
**The Max M. Fisher Revocable Trust disclaims beneficial ownership of all Shares
owned by Martinique Hotel, Inc.
SCHEDULE 13D/A
CUSIP No. 876664103 Page 12 of 38 Pages
-------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
MARTINIQUE HOTEL, INC.
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
-------------------------------------------------------------------------------
3 SEC USE ONLY [ ]
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
-------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)
[ ]
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
-------------------------------------------------------------------------------
NUMBER OF 7
SOLE VOTING POWER
SHARES 0
----------------------------------------------------------------
BENEFICIALLY 8
SHARED VOTING POWER
OWNED BY 0
----------------------------------------------------------------
EACH
9
REPORTING SOLE DISPOSITIVE POWER
41,700
PERSON WITH ----------------------------------------------------------------
10
SHARED DISPOSITIVE POWER
0
-------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
41,700
-------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES [ ]
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
<1%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
-------------------------------------------------------------------------------
SCHEDULE 13D/A
CUSIP No. 876664103 Page 13 of 38 Pages
-------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
WILLIAM S. TAUBMAN
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
-------------------------------------------------------------------------------
3 SEC USE ONLY [ ]
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
-------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e)
[ ]
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
-------------------------------------------------------------------------------
NUMBER OF 7
SOLE VOTING POWER
SHARES 714,960
----------------------------------------------------------------
BENEFICIALLY 8
SHARED VOTING POWER
OWNED BY 547,984
----------------------------------------------------------------
EACH
9
REPORTING SOLE DISPOSITIVE POWER
714,960
PERSON WITH ----------------------------------------------------------------
10
SHARED DISPOSITIVE POWER
547,984
-------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,262,944 ++++
-------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES [X]
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.5%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
-------------------------------------------------------------------------------
--------------------------
++++Includes on an as-converted basis, 5,925 shares of Series B Preferred
stock held by William S. Taubman, 584,064 presently vested options, and 163,500
shares of Common Stock. Mr. Taubman disclaims any beneficial ownership in any
Shares or Units owned by The A. Alred Taubman Restated Revocable Trust, Robert
S. Taubman, TRA Partners, Taub Co. Holdings LLC, Taubman Realty Ventures LLC
or TG Partners Limited Partnership of which Mr. Taubman disclaims beneficial
ownership to the extent beyond his pecuniary interest in such entities.
SCHEDULE 13D/A
CUSIP No. 876664103 Page 14 of 38 Pages
-------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
R&W - TRG, LLC
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
-------------------------------------------------------------------------------
3 SEC USE ONLY [ ]
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
-------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
MICHIGAN
-------------------------------------------------------------------------------
NUMBER OF 7
SOLE VOTING POWER
SHARES 0
----------------------------------------------------------------
BENEFICIALLY 8
SHARED VOTING POWER
OWNED BY 547,984****
----------------------------------------------------------------
EACH 9
SOLE DISPOSITIVE POWER
REPORTING 0
----------------------------------------------------------------
PERSON WITH 10
SHARED DISPOSITIVE POWER
547,984****
-------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
547,984****
-------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES [ ]
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.1%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
-------------------------------------------------------------------------------
----------------------
****Includes 547,945 shares of Series B Preferred Stock and 547,945 Units on
an as converted basis
SCHEDULE 13D/A
CUSIP No. 876664103 Page 15 of 38 Pages
-------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS (ENTITIES ONLY)
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
JOHN RAKOLTA, JR. AND TERRY RAKOLTA, JOINT TENANTS WITH THE
RIGHT OF SURVIVORSHIP
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
-------------------------------------------------------------------------------
3 SEC USE ONLY [ ]
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
-------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
-------------------------------------------------------------------------------
NUMBER OF 7
SOLE VOTING POWER
SHARES 0
-----------------------------------------------------------------
BENEFICIALLY 8
SHARED VOTING POWER
OWNED BY 0
-----------------------------------------------------------------
EACH 9
SOLE DISPOSITIVE POWER
REPORTING 251,260
-----------------------------------------------------------------
PERSON WITH 10
SHARED DISPOSITIVE POWER
0
-------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
251,260****
-------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES [X]
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
<1%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
-------------------------------------------------------------------------------
---------------------------------
****John Rakolta, Jr. and Terry Rakota, Joint Tenants with the Right of
Survivorship disclaim beneficial ownership of all shares owned by The Eileen
Heather Vanderkloot Irrevocable Trust, U/A dated 12/22/92, The Lauren Rakolta
Irrevocable Trust, U/A dated 12/22/92, The Paige Alexandra Rakolta Irrevocable
Trust, U/A dated 12/22/92, and The John Rakolta, III Irrevocable Trust, U/A
dated 12/22/92
SCHEDULE 13D/A
CUSIP No. 876664103 Page 16 of 38 Pages
-------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS (ENTITIES ONLY)
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
THE EILEEN HEATHER VANDERKLOOT IRREVOCABLE TRUST, U/A
DATED 12/22/92
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
-------------------------------------------------------------------------------
3 SEC USE ONLY [ ]
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
-------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
-------------------------------------------------------------------------------
NUMBER OF 7
SOLE VOTING POWER
SHARES 0
-----------------------------------------------------------------
BENEFICIALLY 8
SHARED VOTING POWER
OWNED BY 0
-----------------------------------------------------------------
EACH 9
SOLE DISPOSITIVE POWER
REPORTING 10,835
-----------------------------------------------------------------
PERSON WITH 10
SHARED DISPOSITIVE POWER
0
-------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,835
-------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES [ ]
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
<1%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
-------------------------------------------------------------------------------
SCHEDULE 13D/A
CUSIP No. 876664103 Page 17 of 38 Pages
-------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS (ENTITIES ONLY)
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
THE LAUREN RAKOLTA IRREVOCABLE TRUST, U/A DATED 12/22/92
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
-------------------------------------------------------------------------------
3 SEC USE ONLY [ ]
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
-------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
-------------------------------------------------------------------------------
NUMBER OF 7
SOLE VOTING POWER
SHARES 0
-----------------------------------------------------------------
BENEFICIALLY 8
SHARED VOTING POWER
OWNED BY 0
-----------------------------------------------------------------
EACH 9
SOLE DISPOSITIVE POWER
REPORTING 10,535
-----------------------------------------------------------------
PERSON WITH 10
SHARED DISPOSITIVE POWER
0
-------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,535
-------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES [ ]
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
<1%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
-------------------------------------------------------------------------------
SCHEDULE 13D/A
CUSIP No. 876664103 Page 18 of 38 Pages
-------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS (ENTITIES ONLY)
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
THE PAIGE ALEXANDRA RAKOLTA IRREVOCABLE TRUST, U/A
DATED 12/22/92
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
-------------------------------------------------------------------------------
3 SEC USE ONLY [ ]
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
-------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
-------------------------------------------------------------------------------
NUMBER OF 7
SOLE VOTING POWER
SHARES 0
-----------------------------------------------------------------
BENEFICIALLY 8
SHARED VOTING POWER
OWNED BY 0
-----------------------------------------------------------------
EACH 9
SOLE DISPOSITIVE POWER
REPORTING 10,509
-----------------------------------------------------------------
PERSON WITH 10
SHARED DISPOSITIVE POWER
0
-------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,509
-------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES [ ]
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
<1%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
-------------------------------------------------------------------------------
SCHEDULE 13D/A
CUSIP No. 876664103 Page 19 of 38 Pages
-------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS (ENTITIES ONLY)
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
THE JOHN RAKOLTA, III IRREVOCABLE TRUST, U/A DATED 12/22/92
-------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
-------------------------------------------------------------------------------
3 SEC USE ONLY [ ]
-------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
-------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
-------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
-------------------------------------------------------------------------------
NUMBER OF 7
SOLE VOTING POWER
SHARES 0
-----------------------------------------------------------------
BENEFICIALLY 8
SHARED VOTING POWER
OWNED BY 0
-----------------------------------------------------------------
EACH 9
SOLE DISPOSITIVE POWER
REPORTING 10,509
-----------------------------------------------------------------
PERSON WITH 10
SHARED DISPOSITIVE POWER
0
-------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,509
-------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES [ ]
-------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
<1%
-------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
-------------------------------------------------------------------------------
ITEM 1. SECURITY AND ISSUER.
This Amendment No. 1 is filed by Robert S. Taubman with respect to
Taubman Centers, Inc., a Michigan corporation (the "Company"), with its
principal executive offices at 200 East Long Lake Road, Bloomfield Hills,
Michigan 48304, and amends the Schedule 13D originally filed (the "Schedule
13D") by Robert S. Taubman on November 20, 1997. This Amendment No. 1 relates
to shares of common stock, par value $0.01 per share ("Common Stock"), of the
Company. Capitalized terms used herein without definition shall have the
meanings ascribed thereto in the Schedule 13D.
ITEM 2. IDENTITY AND BACKGROUND.
This Schedule 13D/A is being filed on behalf of the Reporting
Persons described below.
During the last five years, other than as listed herein and to the
knowledge of the Reporting Persons, none of the Reporting Person nor any of the
persons listed on Schedule A (Partners, Directors and Executive Officers),
which is incorporated herein by reference, (1) has been convicted in a criminal
proceeding (excluding traffic violations or similar misdemeanors) or (2) has
been a party to a civil proceeding of a judicial or administrative body of
competent jurisdiction and as a result of such proceeding was or is subject to a
judgment, decree or final order enjoining future violations of, or prohibiting
or mandating activities subject to, federal or state securities laws or finding
any violation with respect to such laws.
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
REPORTING RESIDENCE, OCCUPATION CONVICTIONS CIVIL CITIZENSHIP
PERSON BUSINESS IN CRIMINAL PROCEEDINGS
ADDRESS, OR PROCEEDINGS
PRINCIPAL
OFFICE
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
Robert S.
Taubman c/o Taubman Chairman of the None None U.S.
Centers, Inc., Board, President
200 East Long and Chief
Lake Road, Executive Officer
Bloomfield of Taubman
Hills, Michigan Centers, Inc.
48304
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
The A. Alfred c/o Taubman Former Chairman A. Alfred None U.S.
Taubman Restated Centers, Inc., of the Board of Taubman, the
Revocable Trust, as 200 East Long Directors of sole trustee of
amended and restated Lake Road, Taubman Centers, the A. Alfred
in its entirety by Bloomfield Inc. Taubman Restated
Instrument dated Hills, Michigan Revocable Trust
January 10, 1989 48304 was convicted of
and subsequently by conspiracy to
Instrument dated restrain trade
June 25, in violation of
1997, and by section 1 of the
Instrument dated Sherman Act by
April 10, 2002, as the United
the same has been States District
and may hereafter be Court for the
amended from time Southern
to time. District of New
York, final
judgment entered
April 22, 2002,
sentenced to 1 year
and 1 day
imprisonment and a
fine of
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
$7,500,000
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
Courtney Lord c/o Taubman Senior Vice None None U.S.
Centers, Inc., President of
200 East Long Leasing
Lake Road,
Bloomfield
Hills, Michigan
48304
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
Robert C. Larson, c/o Taubman Managing None None U.S.
Trustee of the Centers, Inc., Director, Lazard
Robert C. Larson 200 East Long LLC, Chairman,
Revocable Trust Lake Road, Lazard Freres
Bloomfield Real Estate
Hills, Michigan Investments LLC
48304
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
The Max M. Fisher c/o Taubman N/A None None U.S.
Revocable Trust, as Centers, Inc.,
amended and 200 East Long
restated in its Lake Road,
entirety by Bloomfield
Instrument dated Hills, Michigan
May 11, 1992 (as 48304
may be amended from
time to time)
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
William S. Taubman c/o Taubman Executive Vice None None U.S.
Centers, Inc., President of
200 East Long Taubman Centers,
Lake Road, Inc.
Bloomfield
Hills, Michigan
48304
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
John Rakolta, Jr. c/o Taubman Chairman & CEO None None U.S.
and Terry Rakolta, Centers, Inc., Walbridge Aldinger
Joint Tenants with 200 East Long
the Right of Lake Road,
Survivorship Bloomfield
Hills, Michigan
48304
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
The Eileen Heather c/o Taubman N/A None None N/A
Vanderkloot Centers, Inc.,
Irrevocable Trust, 200 East Long
U/A dated 12/22/92 Lake Road,
Bloomfield
Hills, Michigan
48304
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
The Lauren Rakolta c/o Taubman N/A None None N/A
Irrevocable Trust, Centers, Inc.,
U/A dated 12/22/92 200 East Long
Lake Road,
Bloomfield
Hills, Michigan
48304
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
The Paige Alexandra c/o Taubman N/A None None N/A
Rakolta Irrevocable Centers, Inc.,
Trust, U/A dated 200 East Long
12/22/92 Lake Road,
Bloomfield
Hills, Michigan
48304
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
The John Rakolta, c/o Taubman N/A None None N/A
III Irrevocable Centers, Inc.,
Trust, U/A dated 200 East Long
Lake Road,
Bloomfield
Hills, Michigan
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
12/22/92 48304
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
REPORTING PERSON STATE OR PLACE PRINCIPAL ADDRESS OF CONVICTIONS IN CONVICTIONS IN
OF ORGANIZATION BUSINESS AND PRINCIPAL OFFICE CRIMINAL CIVIL PROCEEDINGS
ADDRESS OF PROCEEDINGS
PRINCIPAL BUSINESS
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
TRA Partners Michigan Holding Company c/o Taubman None N/A
Centers, Inc.,
c/o Taubman 200 East Long
Centers, Inc., Lake Road,
200 East Long Bloomfield
Lake Road, Hills, Michigan
Bloomfield Hills, 48304
Michigan 48304
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
Taub-Co Holdings LLC Delaware Holding Company c/o Taubman None N/A
Centers, Inc.,
c/o Taubman 200 East Long
Centers, Inc., Lake Road,
200 East Long Bloomfield
Lake Road, Hills, Michigan
Bloomfield Hills, 48304
Michigan 48304
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
TG Partners Limited Michigan Holding Company c/o Taubman None N/A
Partnership Centers, Inc.,
c/o Taubman 200 East Long
Centers, Inc., Lake Road,
200 East Long Bloomfield
Lake Road, Hills, Michigan
Bloomfield Hills, 48304
Michigan 48304
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
TG Acquisitions Michigan Holding Company c/o Taubman None N/A
Centers, Inc.,
c/o Taubman 200 East Long
Centers, Inc., Lake Road,
200 East Long Bloomfield
Lake Road, Hills, Michigan
Bloomfield Hills, 48304
Michigan 48304
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
Taubman Realty Michigan Holding Company c/o Taubman None N/A
Ventures LLC Centers, Inc.,
c/o Taubman 200 East Long
Centers, Inc., Lake Road,
200 East Long Bloomfield
Lake Road, Hills, Michigan
Bloomfield Hills, 48304
Michigan 48304
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
Martinique Hotel, Delaware Holding Company c/o Martinique None N/A
Inc. Hotel, Inc., 3011
c/o Martinique West Grand
Hotel, Inc., 3011 Blvd, 2607
West Grand Blvd, Fisher Building,
2607 Fisher Detroit, MI 48202
Building,
Detroit, MI 48202
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
R&W - TRG, LLC Michigan Holding Company c/o Taubman None N/A
Centers, Inc.,
c/o Taubman 200 East Long
Centers, Inc., Lake Road,
200 East Long Bloomfield
Lake Road, Hills, Michigan
Bloomfield Hills, 48304
Michigan 48304
--------------------- ------------------ ------------------- ------------------ ------------------- ------------------
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.
N/A
ITEM 4. PURPOSE OF THE TRANSACTION.
On November 13, 2002, David Simon, Chief Executive Officer of
Simon Property Group, Inc., sent an unsolicited letter to the Board of Directors
of the Company offering $17.50 per share in cash for the Common Stock of the
Company. The Company issued a press release opposing the proposed transaction,
which is attached to this 13D/A as Exhibit 2 and incorporated herein by
reference. Certain of the Reporting Persons have executed the Voting Agreements
described in Item 5, granting the sole and absolute right to vote their shares
on any and all matters that come before the shareholders of the Company to
Robert S. Taubman. Robert S. Taubman, together with, The A. Alfred Taubman
Restated Revocable Trust, William S. Taubman, TRA Partners, Taubman Realty
Ventures LLC, Taub-Co Management, Inc., TG Partners Limited Partnership, and the
R&W-TRG LLC (collectively the "Taubman Family") have informed the Company that
they have no interest in pursuing a sale of the Company. Each member of the
Taubman Family disclaims beneficial ownership with respect to the other members
of the Taubman Family. As described below in response to Item 5, Robert S.
Taubman together with the Taubman Family controls 33.6% of the vote of the
capital stock of the Company. A sale or other extraordinary transaction would
require the approval of the holders of at least 2/3rds of the capital stock of
the company. The Reporting Persons have entered into the Voting Agreements for
the purposes of preventing an unsolicted takeover of the Company.
Except for the foregoing, the Reporting Persons have no plans
or proposals which relate to or would result in:
(a) the acquisition of any additional securities of the Company, or the
disposition of any securities of the Company;
(b) an extraordinary corporate transaction, such as a merger,
reorganization or liquidation involving the Company or any of its
subsidiaries;
(c) a sale or transfer of a material amount of assets of the Company or any
of its subsidiaries;
(d) any change in the present board of directors or management of the
Company, including any plans or proposals to change the number or term
of directors or to fill any vacancies on the board;
(e) any material change in the present capitalization or dividend policy of
the Company;
(f) any material change in the Company's business or corporate structure;
(g) any change in the Company's charter or by-laws or instruments
corresponding thereto or
other actions which may impede the acquisition of control of the
Company by any person;
(h) causing a class of securities of the Company to be delisted from a
national securities exchange or to cease to be quoted in an inter-
dealer quotation system of a registered national securities
association;
(i) a class of equity securities of the Company becoming eligible for
termination and registration pursuant to Section 12(g)(4) of the
Securities Exchange Act of 1934, as amended; or
(j) any action similar to the foregoing.
The Reporting Persons reserve the right, based on all relevant factors,
to change their intention with respect to any or all of the matters referred to
in this Schedule 13D.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.
(a)-(d) Robert S. Taubman has entered into the following voting
agreements: (1) Voting Agreement among Robert S. Taubman, Max M. Fisher, as
Trustee of The Max M. Fisher Revocable Trust, and Martinique Hotel, Inc. (the
"Fisher Agreement"); (2) Voting Agreement between Robert S. Taubman and John
Rakolta Jr., Terry Rakolta, the Eileen Heather Vanderkloot Irrevocable Trust,
U/A dated 12/22/92, the Lauren Rakolta Irrevocable Trust, U/A dated 12/22/92,
the Paige Alexandra Rakolta Irrevocable Trust, U/A dated 12/22/92 and the John
Rakolta, III Irrevocable Trust, U/A dated 12/22/92 (the "Rakolta Agreement");
and (3) Voting Agreement between Robert S. Taubman and Robert C. Larson as
Trustee of the Robert C. Larson Revocable Trust u/a/d 11/24/86, as amended (the
"Larson Agreement" and together with the Fisher Agreement and the Rakolta
Agreement collectively the "Voting Agreements").
The Voting Agreements generally grant Robert S. Taubman an irrevocable
proxy to conferring on Robert S. Taubman the sole and absolute right to vote the
shares of Common Stock and Series B Preferred Stock which are the subject of
such agreements. The Larson Agreement has a two year term, the Fisher Agreement
and the Rakolta Agreements each have one year terms. The Rakolta Agreement and
Larson Agreement grant Robert S. Taubman certain rights to purchase the shares
which are subject to that agreement if the grantee decides to sell such shares,
the Fisher Agreement contains no such provisions. The foregoing description of
the Voting Agreements is qualified in its entirety by reference to such
agreements, copies of which are incorporated by reference herein.
Pursuant to the Voting Agreements, Robert S. Taubman has the sole and
absolute right to vote 885,584 shares of Common Stock and 1,555,178 shares of
Series B Preferred Stock. The Taubman Family (as defined above) holds, 500,437
shares of Common Stock, 25,228,882 shares of Series B Preferred Stock and
25,228,882 Units of Taubman Realty Group Limited Partnership ("Units"). Each
member of the Taubman Family disclaims beneficial ownership of any shares of
Common Stock, Series B Preferred Stock and Units held by any other member of the
Taubman Family. When combined with the Shares subject to the Voting Agreements,
the Taubman Family and Robert S. Taubman have the right to vote 26,784,060
shares of Series B Preferred Stock and 1,386,021 shares of Common Stock
representing 33.6% of the outstanding voting stock of the Company, which as of
November 11, 2002 consisted of 52, 183,395 shares of Common Stock and 31,767,066
shares of Series B Preferred Stock.
Robert S. Taubman exercised options with respect to 150,000 shares of
Common Stock on November 14, 2002 at an exercise price per share of $9.69.
William S. Taubman exercised options with respect to 150,000 shares of Common
Stock on November 14. 2002, of these 79,004 were exercised at an exercise price
of $9.39 and 70,996 were exercised at an exercise price of $9.69 per share.
Robert C. Larson bought 266,366 shares of Common Stock on November 14. 2002.
The Max M. Fisher Revocable Trust bought 150,000 shares of Common Stock on
November 14, 2002, in open market transactions executed on the New York Stock
Exchange at a price including commissions of $17.08 per share.
Robert S. Taubman holds vested options with respect to 245,016 shares
of capital stock. William S. Taubman also holds vested options with respect to
584,064 shares of capital stock. The options held by Robert S. Taubman do not
include options with respect to an additional 2,962,620 Units of Partnership
Interest (the "Deferred Options") granted to Mr. R. Taubman and subject to an
Option Deferral Agreement between the Taubman Company LLC, The Taubman Realty
Group Limited Partnership and Robert S. Taubman pursuant to which the gains
(i.e., the difference between the fair market value of the Units of Partnership
Interest subject to the Deferred Options and the aggregate exercise price of the
Deferred Options) that would be recognized by Mr. R. Taubman upon his exercise
of the Deferred Options will be deferred. Mr. Taubman will defer receipt of the
Units of Partnership Interest covered by the Deferred Options for a period of
ten years from the date of exercise. Until the deferred amount has been
distributed in full, Mr. Taubman will receive distribution equivalents on the
deferred amounts in the form of cash payments as and when the Company makes
distributions on actual Units of Partnership Interest outstanding. Beginning
with the earlier of Mr. Taubman's cessation of employment for any reason or
the ten year anniversary of the date of exercise, the deferred Units of
Partnership Interest will be paid to Mr. R. Taubman in ten annual installments.
The Deferral Agreement will terminate and the deferred Units of Partnership
Interest will be paid to Mr. R. Taubman in a single distribution or upon a
"change in control" of TRG.
(e) Not applicable.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH
RESPECT TO SECURITIES OF THE ISSUER.
See 5.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS.
1. Joint Filing Agreement, dated November 14, 2002, among Robert S.
Taubman, A. Alfred Taubman as Trustee for The A. Alfred Taubman
Restated Revocable Trust, as amended and restated in its entirety
by Instrument dated January 10, 1989 and subsequently by
Instrument dated June 25, 1997 and by Instrument dated April 10,
2002, as the same has been and hereafter may be amended from time
to time, TRA Partners, Robert C. Larson, Max M. Fisher, Martinique
Hotel, Inc., William S. Taubman, John Rakolta, Jr., Terry Rakolta,
Allen Lassiter , as Trustee of the Eileen Heather Vanderkloot
Irrevocable Trust, U/A dated 12/22/92, the Lauren Rakolta
Irrevocable Trust, U/A dated 12/21/92, the Paige Alexandra Rakolta
Irrevocable Trust, U/A dated 12/22/91, and the John Rakolta, III
Irrevocable Trust, U/A dated 12/22/92 and the other signatories
thereto.
2. Press Release, dated November 13, 2002, from Taubman Centers,
Inc., opposing Simon Property Group, Inc.'s offer of $17.50 per
share in cash for the Common Stock of Taubman Centers, Inc.
3. Voting Agreement, dated November 14, 2002, among Robert S.
Taubman, Max M. Fisher, as Trustee of The Max M. Fisher Revocable
Trust, and Martinique Hotel, Inc.
4. Voting Agreement, dated November 14, 2002, between Robert S.
Taubman and John Rakolta Jr., Terry Rakolta, the Eileen Heather
Vanderkloot Irrevocable Trust, U/A dated 12/22/92, the Lauren
Rakolta Irrevocable Trust, U/A dated 12/22/92, the Paige Alexandra
Rakolta Irrevocable Trust, U/A dated 12/22/92 and the John
Rakolta, III Irrevocable Trust, U/A dated 12/22/92
5. Voting Agreement, dated November 14, 2002, between Robert S.
Taubman and Robert C. Larson as Trustee of the Robert C. Larson
Revocable Trust u/a/d 11/24/86, as amended.
6. Durable General Power of Attorney regarding the A. Alfred Taubman
Restated Revocable Trust
SIGNATURES
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: November 14, 2002
/s/ Robert S. Taubman
------------------------
By: Robert S. Taubman
THE A. ALFRED TAUBMAN
RESTATED REVOCABLE TRUST,
as amended and restated in
its entirety by Instrument
dated January 10, 1989 and
subsequently by Instrument
dated June 25, 1997, and by
Instrument dated April 10,
2002, as the same has been
and may hereafter be
amended from time to time.
/s/Jeffrey H. Miro **
------------------------
TRA Partners
/s/Jeffrey H. Miro **
------------------------
Taub-Co Holdings LLC
/s/Jeffrey H. Miro **
------------------------
TG Partners Limited
Partnership
/s/Jeffrey H. Miro **
------------------------
TG Acquisitions
/s/Jeffrey H. Miro **
------------------------
/s/ Courtney Lord
------------------------
By: Courtney Lord
Taubman Realty Ventures LLC
/s/Jeffrey H. Miro **
------------------------
/s/ John T. Alfonsi
attorney-in-fact for
Robert C. Larson,
Trustee of the Robert
C. Larson Revocable
Trust u/a/d 1/24/86,
as amended
/s/ Max M. Fisher
------------------------
By: Max M. Fisher, acting
not individually but
as Trustee or
successor(s) in
trust, of The Max M.
Fisher Revocable
Trust, as amended and
restated in its
entirety by
Instrument dated May
11, 1992 (as may be
amended from time to
time)
Martinique Hotel, Inc.
/s/ Phillip WM. Fisher
------------------------
By: Phillip WM. Fisher
Its: Vice President
/s/ William S. Taubman
------------------------
By: William S. Taubman
R&W - TRG, LLC
/s/ William S. Taubman
-----------------------
/s/ John Rakolta, Jr.
------------------------
By: John Rakolta, Jr.
/s/ Allen Lassiter
------------------------
By: Allen Lassiter,
Trustee of the
Eileen Heather
Vanderkloot
Irrevocable Trust,
U/A dated 12/22/92
/s/ Allen Lassiter
------------------------
By: Allen Lassiter,
Trustee of the
Lauren Rakolta
Irrevocable Trust,
U/A dated 12/21/92
/s/ Allen Lassiter
------------------------
By: Allen Lassiter,
Trustee of the
Paige Alexandra
Rakolta Irrevocable
Trust, U/A dated
12/22/91
/s/ Allen Lassiter
------------------------
By: Allen Lassiter,
Trustee of the John
Rakolta, III
Irrevocable Trust,
U/A dated 12/22/92
** Jeffrey H. Miro, as attorney-in-fact under Durable General Power of Attorney
dated April 10, 2002, for A. Alfred Taubman, acting not individually, but as the
Trustee the A. Alfred Taubman Restated Revocable Trust.
APPENDIX A
DIRECTORS, OFFICERS, AND PARTNERS
TRA Partners
The following is a list of all partners of TRA Partners. All partners
are United States citizens. Each partner's business address is c/o Taubman
Centers, Inc., 200 East Long Lake Road, Bloomfield Hills, Michigan 48304.
The A. Alfred Taubman Restated Revocable Trust, as amended and restated in its
entirety by Instrument dated January 10, 1989 and subsequently by Instrument
dated June 25, 1997, and subsequently by Instrument dated April 10, 2002 as the
same may hereafter be amended from time to time
Name: Robert S. Taubman
Principal Occupation: Chairman of the Board, President, and Chief
Executive Officer of Taubman Centers, Inc.
Name: William S. Taubman
Principal Occupation: Executive Vice President of Taubman Centers,
Inc.
Name: Gayle Taubman Kalisman
Taubman Realty Ventures LLC
The following is a list of all partners of Taubman Realty Ventures LLC. All
partners are United States citizens. Each partner's business address is c/o
Taubman Centers, Inc., 200 East Long Lake Road, Bloomfield Hills, Michigan
48304.
The A. Alfred Taubman Restated Revocable Trust, as amended and restated in its
entirety by Instrument dated January 10, 1989 and subsequently by Instrument
dated June 25, 1997, and subsequently by Instrument dated April 10, 2002 as the
same may hereafter be amended from time to time
Name: Robert S. Taubman
Principal Occupation: Chairman of the Board, President, and Chief
Executive Officer of Taubman Centers, Inc.
Name: William S. Taubman
Principal Occupation: Executive Vice President of Taubman Centers,
Inc.
Name: Gayle Taubman Kalisman
Taub-Co Holdings LLC
The following is a list of all members of Taub-Co Holdings LLC. All
members are United States citizens. Each member's business address is c/o
Taubman Centers, Inc., 200 East Long Lake Road, Bloomfield Hills, Michigan
48304.
The A. Alfred Taubman Restated Revocable Trust, as amended and restated in its
entirety by Instrument dated January 10, 1989 and subsequently by Instrument
dated June 25, 1997, and subsequently by Instrument dated April 10, 2002 as the
same may hereafter be amended from time to time
Name: Robert S. Taubman
Principal Occupation: Chairman of the Board, President, and Chief
Executive Officer of Taubman Centers, Inc.
Name: William S. Taubman
Principal Occupation: Executive Vice President of Taubman Centers,
Inc.
TG Partners Limited Partnership
The following is a list of all partners of TG Partners Limited
Partnership. All partners are United States citizens. Each partners business
address is c/o Taubman Centers, Inc. 200 East Long Lake Road, Bloomfield Hills,
Michigan 48304.
TG Michigan, Inc.
Taubman Realty Ventures
Richard P. Kughn
The Kughn Real Properties Co.
Robert C. Larson
Sidney R. Unobskey
Leonard Dobbs
Gloria Dobbs
Michaela Naggar Bourne
Auri Neal Naggar
Ron Naggar M.D.
David Naggar
Tamara Naggar
Marvin G. Leech
Margaret Putnam
The Burkhardt Family Trust
Taub-Co Management, Inc.
Martinique Hotel, Inc.
The following is a list of all Directors of Martinique Hotel, Inc.
Each Director's business address is c/o Martinique Hotel, Inc., 3011 West Grand
Blvd, 2607 Fisher Building, Detroit, MI 48202. All Directors are United States
citizens.
Name: Marjorie S. Fisher
Principal Occupation: President, Martinique Hotel, Inc.
Name: Phillip William Fisher
Principal Occupation: Vice President, Martinique Hotel, Inc.
Name: Jane F. Sherman
Principal Occupation: Secretary, Martinique Hotel, Inc.
Name: Mary D. Fisher
Principal Occupation: Philanthropist
Name: Julie F. Cummings
Principal Occupation: Treasurer, Martinique Hotel, Inc.
Name: Marjorie M. Fisher
Principal Occupation: Assistant Treasurer, Martinique Hotel, Inc.
Martinique Hotel, Inc.
The following is a list of all executive officers of Martinique Hotel,
Inc. excluding executive officers who are also directors. Each officer's
business address is c/o Martinique Hotel, Inc., 3011 West Grand Blvd, 2607
Fisher Building, Detroit, MI 48202, which address is Martinique Hotel, Inc.'s
business address. All executive officers are United States Citizens.
Name: Marjorie S. Fisher
Title: President
Name: Phillip William Fisher
Title: Vice President
Name: Jane F. Sherman
Title: Secretary
Name: Julie F. Cummings
Title: Treasurer
Name: Marjorie M. Fisher
Title: Assistant Treasurer
INDEX OF EXHIBITS
EXHIBIT NO. DOCUMENT
Exhibit 1 Joint Filing Agreement, dated November 14, 2002, among Robert
S. Taubman, A. Alfred Taubman as Trustee for The A. Alfred
Taubman Restated Revocable Trust, as amended and restated in
its entirety by Instrument dated January 10, 1989 and
subsequently by Instrument dated June 25, 1997 and by
Instrument dated April 10, 2002, as the same has been and
hereafter may be amended from time to time, TRA Partners,
Robert C. Larson, Max M. Fisher, Martinique Hotel, Inc.,
William S. Taubman, John Rakolta, Jr., Terry Rakolta, Allen
Lassiter, as Trustee of the Eileen Heather Vanderkloot
Irrevocable Trust, U/A dated 12/22/92, the Lauren Rakolta
Irrevocable Trust, U/A dated 12/21/92, the Paige Alexandra
Rakolta Irrevocable Trust, U/A dated 12/22/91, and the John
Rakolta, III Irrevocable Trust, U/A dated 12/22/92 and the
other signatories thereto.
Exhibit 2 Press Release, dated November 13, 2002, from Taubman Centers,
Inc., opposing Simon Property Group, Inc.'s offer of $17.50
per share in cash for the common stock of Taubman Centers,
Inc.
Exhibit 3 Voting Agreement, dated November 14, 2002, among Robert S.
Taubman, Max M. Fisher, as Trustee of The Max M. Fisher
Revocable Trust, and Martinique Hotel, Inc.
Exhibit 4 Voting Agreement, dated November 14, 2002, between Robert S.
Taubman and John Rakolta Jr., Terry Rakolta, the Eileen
Heather Vanderkloot Irrevocable Trust, U/A dated 12/22/92, the
Lauren Rakolta Irrevocable Trust, U/A dated 12/22/92, the
Paige Alexandra Rakolta Irrevocable Trust, U/A dated 12/22/92
and the John Rakolta, III Irrevocable Trust, U/A dated
12/22/92.
Exhibit 5 Voting Agreement, dated November 14, 2002, between Robert S.
Taubman and Robert C. Larson as Trustee of the Robert C.
Larson Revocable Trust u/a/d 11/24/86, as amended.
Exhibit 6 Durable General Power of Attorney regarding the A. Alfred
Taubman Restated Revocable Trust