|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
TETRA TECHNOLOGIES INC 24955 INTERSTATE 45 NORTH THE WOODLANDS, TX 77380 |
X | |||
Compressco Partners GP Inc 101 PARK AVENUE SUITE 1200 OKLAHOMA CITY, OK 73102 |
X | |||
Compressco Field Services Inc. 101 PARK AVENUE SUITE 1200 OKLAHOMA CITY, OK 73102 |
X | |||
COMPRESSCO INC 101 PARK AVENUE SUITE 1200 OKLAHOMA CITY, OK 73102 |
X | |||
TETRA International Inc 24955 INTERSTATE 45 NORTH THE WOODLANDS, TX 77380 |
X |
Bass C. Wallace, Jr., Sr. Vice President, General Counsel and Secretary of TETRA Technologies, Inc., a Delaware corporation | 07/15/2011 | |
**Signature of Reporting Person | Date | |
Bass C. Wallace, Jr., Secretary of TETRA International Incorporated, a Delaware corporation | 07/15/2011 | |
**Signature of Reporting Person | Date | |
Bass C. Wallace, Jr., AIF for Compressco, Inc., a Delaware corporation | 07/15/2011 | |
**Signature of Reporting Person | Date | |
Bass C. Wallace, Jr., AIF for Compressco Field Services, Inc., an Oklahoma corporation | 07/15/2011 | |
**Signature of Reporting Person | Date | |
Bass C. Wallace, Jr., Asst. Secretary of Compressco Partners GP Inc., a Delaware corporation | 07/15/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | In connection with the initial public offering of Common Units representing limited partner interests in Compressco Partners, L.P. (the "Issuer"), on June 20, 2011, the reporting persons contributed assets and liabilities having an estimated net market value of $75.3 million as of March 31, 2011 to the capital of the Issuer in exchange for 6,026,757 Common Units and the right to receive up to 400,500 additional Common Units valued at $20.00 per Common Unit if such additional Common Units were not acquired by the underwriters of the initial public offering by July 14, 2011. Accordingly, following expiration of the underwriters' option to purchase the additional Common Units, the 400,500 Common Units reported were obtained from the Issuer for no additional consideration as of July 15, 2011. |
(2) | 5,704,046 of the reported Common Units are owned directly by Compressco Partners GP Inc. ("CPGP"), the general partner of the Issuer and direct, wholly owned subsidiary of Compressco Field Services, Inc. ("CFSI"), and may be deemed to be beneficially owned by (i) CFSI, a direct, wholly owned subsidiary of Compressco, Inc. ("CI"), (ii) CI, a direct, wholly owned subsidiary of TETRA Technologies, Inc. ("TTI"), and (iii) TTI, and, 723,211 of the reported Common Units are owned directly by TETRA International Incorporated ("TII"), a direct, wholly owned subsidiary of TTI, and may be deemed to be beneficially owned by TTI. |