FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Herb, Marvin
J.
(Last) (First) (Middle)
1000 Hart Road, Suite 201
(Street)
Barrington Hills, IL 60010
(City) (State) (Zip)
USA
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2. Date of Event
Requiring Statement
(Month/Day/Year)
April 15, 2002
3. I.R.S. Identification
Number of Reporting
Person, if an entity
(voluntary)
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4. Issuer Name and Ticker or Trading Symbol
Coca-Cola Enterprises Inc. CCE
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable) X Director
10% Owner
Officer
Other
Officer/Other
Description
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6. If Amendment, Date of
Original (Month/Day/Year)
04/25/2002
7. Individual or Joint/Group
Filing (Check Applicable Line) X Individual Filing
Joint/Group Filing
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Table I - Non-Derivative Securities Beneficially Owned
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1. Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form :
(D) Direct
(I) Indirect (Instr. 5) |
4. Nature of Beneficial Ownership
(Instr. 5)
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Common Stock | 8,790,935 (1) | I | By Self as Trustee of Revocable Trust |
Common Stock | 8,150,000 | I | By M J Herb Investments LP, M.J. Herb, sole partner |
Common Stock | 1,500,000 | I | By Hondo Trading LP, M.J. Herb general partner |
Common Stock | 6,406,961 (1) | I | By Herbco II, LLC, Judith Ann Herb, wife, manager and member |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
(over)
SEC 1473 (3-99) |
Herb, Marvin J. - April 2002 |
Form 3 (continued) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security
(Instr. 4)
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2. Date Exercisable(DE) and Expiration Date(ED)
(DE) | (ED)
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3. Title and Amount of of Underlying Security
(Instr. 4)
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4. Conversion or
Exercise Price
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5. Ownership
Form
(D) Direct
or
(I) Indirect
(Instr. 5)
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6. Nature of Indirect
Beneficial Ownership
(Instr. 5)
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** Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
See Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB number.
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/s/ Marvin J. Herb
________________________________ 09-13-2002 ** Signature of Reporting Person Date
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SEC 1473 (3-99) |
Herb, Marvin J. - April 2002 |
Form 3 (continued) |
FOOTNOTE Descriptions for Coca-Cola Enterprises Inc. CCE Form 3 - April 2002 Marvin J. Herb
1000 Hart Road, Suite 201 Barrington Hills, IL 60010 Explanation of responses: (1) Shares beneficially owned by M. J. Herb as Trustee of Revocable Trust are reduced by 162,847 shares and shares beneficially owned by Herbco II, LLC increased by 162,847 shares. The correction is to reflect the correct number of shares owned by each entity after adjustment of the number of shares received from CCE upon the sale of certain businesses by the shareholder to CCE on July 10, 2001 pursuant to the merger agreement among CCE and the shareholders of Hondo Incorporated and Herbco Enterprises, Inc. |
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