SJW-8K-1qtr2014



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 

FORM 8-K
 
 
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) April 30, 2014
 
 
SJW Corp.
(Exact name of registrant as specified in its charter)
 
 
California
 
1-8966
 
77-0066628
(State or other jurisdiction
of incorporation)
 
(Commission
File Number)
 
(IRS Employer
Identification No.)
  
 
 
110 W. Taylor Street, San Jose, California
 
95110
(Address of principal executive offices)
 
(Zip Code)
(408) 279-7800
Registrant’s telephone number, including area code
Not Applicable
(Former name or former address, if changed since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))








Item 2.02:
Results of Operations and Financial Condition.

On April 30, 2014, SJW Corp. (the “Company”) announced its financial results for the quarter ended March 31, 2014. A copy of the press release announcing the financial results is attached hereto as Exhibit 99.1 and incorporated into this Form 8-K by reference.
Item 5.07:
Submission of Matters to a Vote of Security Holders.

At the Company's 2014 annual meeting of shareholders held on April 30, 2014, (i) the eight individuals listed below were elected to the Board of Directors, (ii) the advisory resolution regarding the compensation of the named executive officers was approved, (iii) the 2014 Employee Stock Purchase Plan was approved, and (iv) the appointment of KPMG LLP as the independent registered public accounting firm for 2014 was ratified, each by the votes set forth below:
Proposal 1:
Election of Directors:
Name of Director
In Favor
Withheld
Broker Non-Votes
Katharine Armstrong
14,058,745

333,297

4,656,062

Walter J. Bishop
14,178,429

213,613

4,656,062

Mark L. Cali
14,045,080

346,962

4,656,062

Douglas R. King
14,173,725

218,317

4,656,062

Ronald B. Moskovitz
14,047,436

344,606

4,656,062

George E. Moss
13,422,093

969,949

4,656,062

W. Richard Roth
14,044,335

347,707

4,656,062

Robert A. Van Valer
14,191,216

200,826

4,656,062

Proposal 2:
Approval of the advisory resolution approving the compensation of the named executive officers as disclosed in the proxy statement:
In Favor
Against
Abstain
Broker Non-Votes
8,940,905

3,347,684

2,103,453

4,656,062

Proposal 3:
Approval of the 2014 Employee Stock Purchase Plan:
In Favor
Against
Abstain
Broker Non-Votes
13,408,922

893,540

89,580

4,656,062

Proposal 4:
Ratification of Appointment of Independent Registered Public Accounting Firm:
In Favor
Against
Abstain
Broker Non-Votes
18,925,875

56,679

65,550


Item 9.01:
Financial Statements and Exhibits.

(d)
Exhibits
Exhibit
Number
Description of Document
 
 
99.1
Press Release issued by SJW Corp., dated April 30, 2014 announcing the 2014 First Quarter Financial Results.








SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

SJW CORP.

Date: April 30, 2014
/s/ James P. Lynch
 
James P. Lynch, Chief Financial Officer and Treasurer

Exhibit
Number
Description of Document
 
 
99.1
Press Release issued by SJW Corp., dated April 30, 2014 announcing the 2014 First Quarter Financial Results.