npx811-21654.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number 811-21654
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Pioneer Floating Rate Trust
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(Exact name of registrant as specified in charter)
60 State Street Boston, MA 02109
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(Address of principal executive offices)
Terrence J. Cullen
60 State Street
Boston, MA 02109
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(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 742-7825
Date of fiscal year end: November 30
Date of reporting period: July 1, 2013 to June 30, 2014
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Pioneer Floating Rate Trust
By (Signature and Title) /s/ Mark D. Goodwin
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Mark D. Goodwin, Executive Vice President
Date August 20, 2014
============================= Floating Rate Trust ==============================
CLEARWIRE CORPORATION
Ticker: CLWR Security ID: 18538Q105
Meeting Date: JUL 08, 2013 Meeting Type: Proxy Contest
Record Date: APR 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
Management Proposals (White Card) None
1 Approve Merger Agreement For For Management
2a Increase Authorized Class A Common For For Management
Stock
2b Increase Authorized Class B Common For For Management
Stock
3a Approve Issuance of Class A Shares for For For Management
a Private Placement
3b Approve Issuance of Class B Shares for For For Management
a Private Placement
4 Adjourn Meeting For For Management
5 Advisory Vote on Golden Parachutes For Against Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Gold Card) None
1 Approve Merger Agreement Against Did Not Vote Management
2a Increase Authorized Class A Common Against Did Not Vote Management
Stock
2b Increase Authorized Class B Common Against Did Not Vote Management
Stock
3a Approve Issuance of Class A Shares for Against Did Not Vote Management
a Private Placement
3b Approve Issuance of Class B Shares for Against Did Not Vote Management
a Private Placement
4 Adjourn Meeting Against Did Not Vote Management
5 Advisory Vote on Golden Parachutes Against Did Not Vote Management
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NRG ENERGY, INC.
Ticker: NRG Security ID: 629377508
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kirbyjon H. Caldwell For For Management
1.2 Elect Director Lawrence S. Coben For For Management
1.3 Elect Director David Crane For For Management
1.4 Elect Director Terry G. Dallas For For Management
1.5 Elect Director Paul W. Hobby For For Management
1.6 Elect Director Edward R. Muller For For Management
1.7 Elect Director Evan J. Silverstein For For Management
1.8 Elect Director Thomas H. Weidemeyer For For Management
1.9 Elect Director Walter R. Young For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
========== END NPX REPORT