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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee stock option (right to buy) | $ 23.3125 | 07/31/2007 | M | 50,100 | (1) | 07/18/2010 | Common stock | 50,100 | $ 0 | 279,900 | D | ||||
Employee stock option (right to buy) | $ 24.5938 | 07/31/2007 | M | 35,242 | (2) | 12/01/2009 | Common stock | 35,242 | $ 0 | 4,758 | D | ||||
Employee stock option (right to buy) | $ 31.875 | 07/31/2007 | M | 54,900 | (3) | 03/04/2013 | Common stock | 54,900 | $ 0 | 20,100 | D | ||||
Employee stock option (right to buy) | $ 34.175 | 07/31/2007 | M | 75,000 | (4) | 06/27/2013 | Common stock | 75,000 | $ 0 | 0 | D | ||||
Employee stock option (right to buy) | $ 37.165 | 07/31/2007 | M | 47,900 | (5) | 09/26/2013 | Common stock | 47,900 | $ 0 | 27,100 | D | ||||
Employee stock option (right to buy) | $ 41.495 | 07/31/2007 | M | 75,000 | (6) | 12/02/2013 | Common stock | 75,000 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SIMMS STEVE 2099 PENNSYLVANIA AVENUE, NW 12TH FLOOR WASHINGTON, DC 20006 |
Executive Vice President |
James F. O'Reilly, attorney-in-fact for Steven E. Simms | 08/02/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The options exercised were part of an award of 1,000,000 options received by the reporting person. With respect to 800,000 of the options, such options vested 50% on the fourth anniversary of the grant date and 50% on the fifth anniversary of the grant date. With respect to 200,000 of the options, such options vested on the second anniversary of the grant date. |
(2) | The options exercised vested 20% per year on the first five anniversaries of the grant date. |
(3) | The options exercised were part of an award of 150,000 options granted on March 4, 2003. 50% of the options vested on July 1, 2007, and the balance vest on July 1, 2008. |
(4) | The options exercised were part of an award of 150,000 options granted on June 27, 2003. 50% of the options vested on July 1, 2007, and the balance vest on July 1, 2008. |
(5) | The options exercised were part of an award of 150,000 options granted on September 26, 2003. 50% of the options vested on July 1, 2007, and the balance vest on July 1, 2008. |
(6) | The options exercised were part of an award of 150,000 options granted on December 2, 2003. 50% of the options vested on July 1, 2007, and the balance vest on July 1, 2008. |