Document

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
 

FORM 8-K
 
 

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): October 25, 2016
 
 

CATALENT, INC.
(Exact Name of Registrant as Specified in Charter)
 
 

 
 
 
 
 
 
Delaware
 
001-36587
 
20-8737688
(State or Other Jurisdiction
of Incorporation)
 
(Commission
File Number)
 
(IRS Employer
Identification No.)
 
 
 
 
14 Schoolhouse Road
Somerset, New Jersey
 
08873
(Address of Principal Executive Offices)
 
(Zip Code)
(732) 537-6200
(Registrant’s telephone number, including area code)
 
 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 



¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 


Item 5.07.
Submission of Matters to a Vote of Security Holders.
On October 25, 2016, Catalent, Inc. (the “Company”) held its 2016 annual meeting of shareholders. At the annual meeting, shareholders voted on the matters disclosed in the Company’s definitive Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on September 14, 2016 (the “Proxy Statement”). The final voting results for the matters submitted to a vote of shareholders were as follows:
Proposal No. 1 – Election of Directors
At the annual meeting, the Company’s shareholders elected the persons listed below as Class II directors for a three-year term expiring at the Company’s 2019 annual meeting of shareholders or until their respective successors are duly elected and qualified:
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Votes Cast
For
 
 
Votes
Withheld
 
 
Broker
Non-Votes
 
Melvin D. Booth
 
 
87,877,808
 
 
 
29,929,926
 
 
969,478
 
 
J. Martin Carroll
 
 
97,737,679
 
 
 
20,070,055
 
 
969,478
 
 
James Quella
 
 
78,628,072
 
 
 
39,179,662
 
 
969,478
 
 
Proposal No. 2 – Ratification of Independent Registered Public Accounting Firm
The Company’s shareholders ratified the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for fiscal 2017.
 
 
 
 
 
 
 
 
Votes Cast
For
 
Votes Cast
Against
 
Abstentions
 
Broker
Non-Votes
118,236,589
 
429,999
 
110,624
 
N/A



Proposal No. 3 – Non-Binding Vote on Executive Compensation
The Company’s shareholders approved, in a non-binding advisory vote, the compensation paid to the Company’s named executive officers as disclosed in the Proxy Statement.
 
 
 
 
 
 
 
 
Votes Cast
For
 
Votes Cast
Against
 
Abstentions
 
Broker
Non-Votes
116,992,579
 
700,662
 
114,493
 
969,478

SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
 
 
 
 
 
CATALENT, INC.
 
 
 
Date: October 31, 2016
 
By:
 
/s/ STEVEN FASMAN
 
 
Name:
 
Steven Fasman
 
 
Title:
 
Senior Vice President and General Counsel