|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
|||
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ENGLES GREGG L 2711 NORTH HASKELL AVENUE SUITE 3400 DALLAS, TX 75204 |
 X |  |  |  |
Katherine K. Connell, Attorney-In-Fact | 02/14/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person contributed 450,000 shares of Issuer to a family limited partnership (the "LP") on November 1, 2012, at which time the reporting person personally held the 99.9% limited partner interest and a limited liability company owned solely by the reporting person (the "LLC") is the general partner with a 0.1% general partner interest in the LP. On December 1, 2012, the reporting person gifted the 99.9% limited partnership interest in the LP to a children's trust. The reporting person, as the sole owner and manager of the general partner of the LP, continues to have the right to make investment decisions relating to the 450,000 shares of Issuer, including the voting thereof. |
(2) | The reporting person, as the sole owner and manager of the general partner of the family partnership, has the right to make investment decisions relating to the shares of Issuer, including the voting thereof, owned by the family partnership. The reporting person disclaims beneficial ownership of all shares not directly owned by him. |