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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
2009 Restricted Stock Units (1) | $ 0 | 12/11/2010(2) | 12/11/2019 | Class A Common Stock | 1,867 | 1,867 | D | ||||||||
March 2011 Employee RSU Grant | $ 0 | 03/02/2012 | 03/02/2021 | Class A Common Stock | 4,021 | 4,021 | D | ||||||||
Non-Statutory Stock Option 3-2-2011 - $48.50 | $ 48.5 | 03/02/2012 | 03/02/2021 | Class A Common Stock | 4,615 | 4,615 | D | ||||||||
Perf Based RSU 3-2-2011 | $ 0 | 12/31/2013 | 03/02/2021 | Class A Common Stock | 3,518 | 3,518 | D | ||||||||
March 2, 2012 Employee RSU Grant | $ 0 | 03/02/2013 | 03/02/2022 | Class A Common Stock | 2,759 | 2,759 | D | ||||||||
Non Statutory Stock Option 3-2-12 | $ 53.02 | 03/02/2013 | 03/02/2022 | Class A Common Stock | 4,342 | 4,342 | D | ||||||||
Perf Based RSUs 3-2-12 | $ 0 | 12/31/2014 | 03/02/2022 | Class A Common Stock | 3,218 | 3,218 | D | ||||||||
March 4, 2013 Employee RSU Grant | $ 0 | 03/04/2014 | 03/04/2023 | Class A Common Stock | 8,687 | 8,687 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Ciotti George W 1999 BROADWAY, SUITE 3700 DENVER, CO 80202 |
VP of Rocky Mtn Prod |
Kenneth A. Olson Under POA for George W. Ciotti | 10/02/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 1 for 1 |
(2) | Restricted Stock Units vest 25% per year from date of grant. |
(3) | Changes in the number of shares of Common Stock held in the individuals 401(k) account. All transactions were at market and non-discretionary. |