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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Deferred Restricted Award/Phantom Stock (1-1-07) | (1) | 01/01/2012 | A | 147,773.2898 | (1) | (1) | Common Stock, par value $.0.01 | 147,773.2898 | $ 86.745 | 147,773.2898 | D | ||||
Restricted Units 1-2007 | (2) | 01/01/2012 | M | 150,000 | (2) | (2) | Common Stock, par value $.0.01 | 150,000 | $ 86.745 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GIBSON JOHN WILLIAM 100 W. FIFTH STREET TULSA, OK 74103 |
X | Chief Executive Officer |
By: Eric Grimshaw, Attorney in Fact For: John W. Gibson | 01/04/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Restricted units awarded under the Issuer's Equity Compensation Plan. The award vested on January 1, 2012. Restricted units were payable one share of the Issuer's common stock for each vested performance unit. The reporting person elected to defer receipt of the 150,000 shares of the Issuer's common stock to which the reporting person was entitled upon vesting and which are reported as phantom stock in Table II. Of the 150,000 shares, the reporting person surrendered 2226.7102 shares to cover taxes applicable to the vesting, resulting in the deferral of the 147,773.2898 net shares remaining. Each share of the phantom stock is the economic equivalent of one share of the Issuer's common stock. |
(2) | Restricted Unit Grant approved by ONEOK Board of Directors on November 16, 2006. The grant vested on January 1, 2012, and was payable one share of the issuer's common stock for each restricted unit. |