1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
employee stock option (right to buy)
|
Â
(2)
|
08/26/2009 |
common stock
|
4,646
|
$
19.5
|
D
|
Â
|
employee stock option (right to buy)
|
Â
(2)
|
08/30/2011 |
common stock
|
17,424
|
$
18.83
|
D
|
Â
|
employee stock option (right to buy)
|
Â
(2)
|
08/29/2012 |
common stock
|
3,486
|
$
15.96
|
D
|
Â
|
employee stock option (right to buy)
|
Â
(2)
|
04/27/2010 |
common stock
|
2,136
|
$
19.8
|
D
|
Â
|
employee stock option (right to buy)
|
Â
(2)
|
01/30/2013 |
common stock
|
2,556
|
$
16.705
|
D
|
Â
|
employee stock option (right to buy)
|
Â
(2)
|
04/27/2010 |
common stock
|
1,814
|
$
18.345
|
D
|
Â
|
employee stock option (right to buy)
|
Â
(2)
|
04/27/2010 |
common stock
|
3,835
|
$
19.77
|
D
|
Â
|
employee stock option (right to buy)
|
Â
(2)
|
08/29/2012 |
common stock
|
3,010
|
$
19.77
|
D
|
Â
|
employee stock option (right to buy)
|
Â
(2)
|
01/30/2013 |
common stock
|
866
|
$
19.77
|
D
|
Â
|
employee stock option (right to buy)
|
Â
(2)
|
08/29/2012 |
common stock
|
2,902
|
$
20.9
|
D
|
Â
|
employee stock option (right to buy)
|
Â
(2)
|
04/27/2010 |
common stock
|
2,993
|
$
20.9
|
D
|
Â
|
employee stock option (right to buy)
|
Â
(2)
|
01/30/2013 |
common stock
|
263
|
$
20.9
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Consists of restricted stock units (RSUs) that may be settled only for shares of common stock. The RSUs will vest, subject to the reporting person's continued employment with Sara Lee through the vesting date, on the following schedule: 45,053 RSUs will vest on August 31, 2009; 33,354 RSUs will vest on August 31, 2010; and 43,384 RSUs will vest on Augsut 31, 2011. Upon vesting, the RSUs will be converted into shares of common stock on a one-for-one basis. |
(2) |
Option is vested and immediately exercisable as of the date of this filing. Employee stock options generally vest in three equal annual installments and expire ten years after the date of grant. |