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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Phantom Stock Units (Right to Buy) (1) | Â | 05/18/2007 | Â | A | 2,309 | Â | Â (1) | Â (1) | Common Stock | $ 8.71 | 10,669.04 | Â | ||
Director Stock Option (Right to Buy) | $ 8.71 | 05/18/2007 | Â | A | 5,855 | Â | 11/18/2007 | 05/18/2017 | Common Stock | $ 8.71 | 5,855 | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SCHOFIELD SETH E P.O. BOX 717 PITTSBURGH, PA 15230-0717 |
 X |  |  |  |
Dennis M. Sheedy POA | 02/14/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Phantom Stock Units are awarded under the Company's 1999 Non-employee Directors' Phantom Stock Plan, a Rule 16b-3(b) plan. The units are to be settled in cash when the reporting person's service as a director terminates. Dividend equivalent rights are additional units credited quarterly based on cash dividends paid by the Company, if any. The rights become exercisable proportionately with the Phantom Stock Units to which they relate. |
(2) | 1-for-1 |