|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Common Stock | $ 12.131 | 09/11/2006 | 09/11/2006 | M(1) | 1,089 | 09/14/2001 | 09/14/2006 | Common Stock | 1,089 | $ 0 | 0 | D | |||
Common Stock | $ 12.131 | 09/11/2006 | 09/11/2006 | M(2) | 828 | 09/14/2001 | 09/14/2006 | Common Stock | 828 | $ 0 | 0 | I | See Note (2) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Eidenberg Eugene 250 WILLIAMS STREET SUITE E-100 ATLANTA, GA 30303 |
X |
/s/ Dorothy An, as attorney-in-fact for Eugene Eidenberg | 10/27/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On September 11, 2006, Mr. Eidenberg exercised Common Stock Warrants to purchase 1,089 shares of Common Stock utilizing the cashless exercise feature of the warrants resulting in the issuer retaining 853 shares of Common Stock and issuing 236 shares to Mr. Eidenberg. |
(2) | On September 11, 2006, the Anna M. Chavez Educational Trust exercised Common Stock Warrants to purchase 828 shares of Common Stock utilizing the cashless exercise feature of the warrants resulting in the issuer retaining 648 shares of Common Stock and issuing 180 shares to the Anna M. Chavez Educational Trust. Mr. Eidenberg is trustee for the Anna M. Chavez Educational Trust. |
Remarks: All share numbers reflect a 1 for 10 reverse stock split of the issuer's Common Stock effective on July 10, 2006. |