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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BERMAN ROBERT ALAN 4446 STREET, ROUTE 42 MONTICELLO, NY 12701 |
X |
/s/ Robert A. Berman | 02/13/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Reporting Person transferred as gifts (i) 1,300,000 shares to the Dream Trust; (ii )979,000 shares to the Starlight Trust; and (iii) 100,000 shares to the Project Dream Foundation. The Reporting Person no longer has a beneficial ownership interest in the gifted shares. |
(2) | Includes 99,098 shares that are subject to a pre-paid variable forward sale contract described in a Form 4 filed by the Reporting Person on March 11, 2005. |
(3) | These shares are subject to a pre-paid variable forward sale contract described in a Form 4 filed by the Reporting Person on March 11, 2005. |
(4) | The Reporting Person is the general partner of Avon Road Partners, LP. |
(5) | These shares are held by the Berman Family Trust. Debbie N. Berman is trustee for the Berman Family Trust and has sole power to vote or to direct the vote and sole power to dispose or to direct the disposition of these shares. Robert A. Berman disclaims beneficial ownership of such shares. |
(6) | Robert A. Berman is the managing member of BKB, LLC, the general partner of Watertone. |