SC 13G/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 2)*

 

 

Edgewater Technology, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

280358102

(CUSIP Number)

December 31, 2015

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

Page 1 of 6 pages


CUSIP No. 280358102    13G    Page 2 of 6 Pages

 

  1   

NAME OF REPORTING PERSON

 

David Clancey

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ¨        (b)  ¨

 

Not Applicable

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

     

SOLE VOTING POWER

 

863,881(1)

   6   

SHARED VOTING POWER

 

None

   7   

SOLE DISPOSITIVE POWER

 

863,881(1)

   8   

SHARED DISPOSITIVE POWER

 

None

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

863,881(1)

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)  ¨

 

Not Applicable

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

6.9%

12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

IN

 

(1) Consists of 257,380 shares and options to purchase 606,501 shares vested as of February 16, 2016 and within 60 days thereof.


CUSIP No. 280358102    13G    Page 3 of 6 Pages

 

 

Item 1 (a) Name of Issuer:

Edgewater Technology, Inc.

 

Item 1 (b) Address of Issuer’s Principal Executive Offices:

200 Harvard Mill Square

Suite 210

Wakefield, MA 01880-3209

 

Item 2 (a) Name of Person Filing:

David Clancey

 

Item 2 (b) Address of Principal Business Office or, if none, Residence:

200 Harvard Mill Square

Suite 210

Wakefield, MA 01880-3209

 

Item 2 (c) Citizenship:

David Clancey is a U.S. citizen.

 

Item 2 (d) Title of Class of Securities:

Common Stock

 

Item 2 (e) CUSIP Number:

280358102

 

Item 3 If this statement is filed pursuant to Section 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is an:

Not Applicable


CUSIP No. 280358102    13G    Page 4 of 6 Pages

 

Item 4 Ownership:

 

  (a) Amount owned “beneficially” within the meaning of rule 13d-3:

863,881shares(1)

 

  (b) Percent of class:

6.9%

 

  (c) Number of shares as to which such person has:

 

  (i) sole power to vote or to direct the vote:

863,881 (1)

 

  (ii) shared power to vote or to direct the vote:

None

 

  (iii) sole power to dispose or to direct the disposition of:

863,881 (1)

 

  (iv) shared power to dispose or to direct disposition of:

None

 

Item 5 Ownership of Five Percent or Less of a Class:

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  ¨.

 

Item 6 Ownership of More than Five Percent on Behalf of Another Person:

Not Applicable

 

Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:

Not Applicable

 

Item 8 Identification and Classification of Members of the Group:

Not Applicable

 

Item 9 Notice of Dissolution of Group:

Not Applicable

 

 

(1) Consists of 257,380 shares and options to purchase 606,501 shares vested as of February 16, 2016 and within 60 days thereof.


CUSIP No. 280358102    13G    Page 5 of 6 Pages

 

Item 10 Certification:

Not Applicable.


CUSIP No. 280358102    13G    Page 6 of 6 Pages

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 16, 2016

 

By:  

/s/ David Clancey

  David Clancey