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FORM 6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
Supplement for the month of May 2010
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
9-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
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Information furnished on this form:
Exhibit Number
1. Nomura Announces Correction to Financial Statements
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NOMURA HOLDINGS, INC. | ||||
| Date: May 14, 2010 | By: | /s/ Shinji Iwai | ||
| Shinji Iwai | ||||
| Senior Managing Director | ||||
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Nomura Announces Correction to Financial Statements
Tokyo, May 14, 2010 — Nomura Holdings, Inc. today announced it has made a correction to the document entitled “Financial Highlights – Year Ended March 2010” as underlined below. The correction is related to Nomura Securities Co., Ltd. only and does not affect the firm’s consolidated financial position.
Correction
Nomura Securities Co., Ltd. – Supplementary Information
Page 35: 5. Capital Adequacy Ratio
Original
5. Capital Adequacy Ratio
| (Rounded down to millions of yen except percentages) | |||||||||||||
| March 31, 2010 | March 31, 2009 | Increase/(Decrease) | |||||||||||
| Tier I |
(A) | 820,090 | 719,321 | 100,769 | |||||||||
| Tier II |
Valuation and translation adjustments |
1,942 | 2,130 | (188 | ) | ||||||||
| Statutory reserves |
6,243 | 5,518 | 725 | ||||||||||
| Allowance for doubtful accounts |
20 | 11 | 9 | ||||||||||
| Subordinated debt |
606,088 | 606,085 | 3 | ||||||||||
| Total |
(B) | 614,295 | 613,747 | 548 | |||||||||
| Illiquid Asset |
(C) | 119,148 | 136,123 | (16,975 | ) | ||||||||
| Net Capital |
(A) + (B) - (C) = |
(D) | 1,315,237 | 1,196,946 | 118,291 | ||||||||
| Risk |
Market risk |
119,130 | 99,113 | 20,017 | |||||||||
| Counterparty risk |
188,244 | 210,482 | (22,238 | ) | |||||||||
| Basic risk |
135,858 | 135,675 | 183 | ||||||||||
| Total |
(E) | 443,233 | 445,271 | (2,038 | ) | ||||||||
| Capital Adequacy Ratio |
(D)/(E) | 296.7 | % | 268.8 | % | 27.9 | % | ||||||
Corrected
5. Capital Adequacy Ratio
| (Rounded down to millions of yen except percentages) | |||||||||||||
| March 31, 2010 | March 31, 2009 | Increase/(Decrease) | |||||||||||
| Tier I |
(A) | 820,090 | 719,321 | 100,769 | |||||||||
| Tier II |
Valuation and translation adjustments |
1,942 | 2,130 | (188 | ) | ||||||||
| Statutory reserves |
6,243 | 5,518 | 725 | ||||||||||
| Allowance for doubtful accounts |
20 | 11 | 9 | ||||||||||
| Subordinated debt |
606,088 | 606,085 | 3 | ||||||||||
| Total |
(B) | 614,295 | 613,747 | 548 | |||||||||
| Illiquid Asset |
(C) | 119,148 | 136,123 | (16,975 | ) | ||||||||
| Net Capital |
(A) + (B) - (C) = |
(D) | 1,315,237 | 1,196,946 | 118,291 | ||||||||
| Risk |
Market risk |
119,072 | 99,113 | 19,959 | |||||||||
| Counterparty risk |
189,081 | 210,482 | (21,401 | ) | |||||||||
| Basic risk |
135,858 | 135,675 | 183 | ||||||||||
| Total |
(E) | 444,013 | 445,271 | (1,258 | ) | ||||||||
| Capital Adequacy Ratio |
(D)/(E) | 296.2 | % | 268.8 | % | 27.4 | % | ||||||
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Ends |
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For further information please contact:
| Name |
Company |
Telephone | ||
| Toru Namikawa | Nomura Holdings, Inc. | 81-3-3278-0591 | ||
| Kathy Lindsay | Group Corporate Communications Dept. | |||
Nomura
Nomura is a leading financial services group and the preeminent Asian-based investment bank with worldwide reach. Nomura provides a broad range of innovative solutions tailored to the specific requirements of individual, institutional, corporate and government clients through an international network in over 30 countries. Based in Tokyo and with regional headquarters in Hong Kong, London, and New York, Nomura employs over 26,000 staff worldwide. Nomura’s unique understanding of Asia enables the company to make a difference for clients through three business divisions: retail, wholesale (global markets, investment banking, and other wholesale), and asset management. For further information about Nomura, please visit www.nomura.com.