Table of Contents
FORM 6-K
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Commission File Number: 1-15270
Supplement for the month of November 2007.
NOMURA HOLDINGS, INC.
(Translation of registrant’s name into English)
9-1, Nihonbashi 1-chome
Chuo-ku, Tokyo 103-8645
Japan
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
Indicate by check mark whether by furnishing the information contained in this Form, the registrant is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No X
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- .
Table of Contents
Information furnished on this form:
Exhibit Number
| 1. | Nomura Announces Dissolution of Subsidiary Companies |
Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| NOMURA HOLDINGS, INC. | ||||
| Date: November 23, 2007 | ||||
| By: | /s/ Toshio Hirota | |||
| Toshio Hirota | ||||
| Executive Managing Director | ||||
Table of Contents
Nomura Announces Dissolution of Subsidiary Companies
Tokyo, November 22, 2007—Nomura Holdings, Inc. today announced that it intends to dissolve the following consolidated subsidiaries.
1. Outline of Subsidiaries
(1) Instinet (Bermuda) Limited
| 1. Company Name |
Instinet (Bermuda) Limited | |
| 2. Headquarters |
Cedar House, 41 Cedar Avenue Hamilton, HM 12, Bermuda | |
| 3. Business |
Inactive corporation | |
| 4. Date of Incorporation |
June 1998 | |
| 5. Paid-in-Capital |
US$128,598 | |
| 6. Shareholder |
Instinet International Corporation 100% |
(2) Instinet Investment (Bermuda) Limited
| 1. Company Name |
Instinet Investment (Bermuda) Limited | |
| 2. Headquarters |
Clarendon House, 2 Church Street, Hamilton, HM DX, Bermuda | |
| 3. Business |
Inactive corporation | |
| 4. Date of Incorporation |
June 1999 | |
| 5. Paid-in-Capital |
US$2,585,630 | |
| 6. Shareholder |
Instinet International Corporation 100% |
(3) Instinet Foreign Exchange Inc.
| 1. Company Name |
Instinet Foreign Exchange Inc. | |
| 2. Headquarters |
3 Times Square, New York, NY 10036, U.S.A. | |
| 3. Business |
Inactive corporation | |
| 4. Date of Incorporation |
May 2002 | |
| 5. Paid-in-Capital |
US$253,849 | |
| 6. Shareholder |
Instinet Holdings Incorporated 100% |
(4) Thamesway, Inc.
| 1. Company Name |
Thamesway, Inc. | |
| 2. Headquarters |
3 Times Square, New York, NY 10036, U.S.A. | |
| 3. Business |
Inactive corporation | |
| 4. Date of Incorporation |
January 1990 | |
| 5. Paid-in-Capital |
US$0 | |
| 6. Shareholder |
Instinet Holdings Incorporated 100% |
Table of Contents
(5) Instinet Research, Inc.
| 1. Company Name | Instinet Research, Inc. | |
| 2. Headquarters | 3 Times Square, New York, NY 10036, U.S.A. | |
| 3. Business | Inactive corporation | |
| 4. Date of Incorporation | March 1990 | |
| 5. Paid-in-Capital | US$0 | |
| 6. Shareholder | Instinet Holdings Incorporated 100% |
(6) ProTrader Group Management, LLC
| 1. Company Name | ProTrader Group Management, LLC | |
| 2. Headquarters | 3 Times Square, New York, NY 10036, U.S.A. | |
| 3. Business | Inactive corporation | |
| 4. Date of Incorporation | April 2000 | |
| 5. Paid-in-Capital | US$0 | |
| 6. Shareholder | Instinet Holdings Incorporated 100% |
(7) ProTrader Group LP
| 1. Company Name | ProTrader Group LP | |
| 2. Headquarters | 3 Times Square, New York, NY 10036, U.S.A. | |
| 3. Business | Inactive corporation | |
| 4. Date of Incorporation | December, 1999 | |
| 5. Paid-in-Capital | US$0 | |
| 6. Shareholders | Instinet Holdings Incorporated 99% ProTrader Group Management LLC 1% |
(8) ProTrader Securities LP
| 1. Company Name | ProTrader Securities LP | |
| 2. Headquarters | 3 Times Square, New York, NY 10036, U.S.A. | |
| 3. Business | Inactive corporation | |
| 4. Date of Incorporation | January, 2002 | |
| 5. Paid-in-Capital | US$0 | |
| 6. Shareholders | ProTrader Group LP 99% ProTrader Group Management LLC 1% |
Table of Contents
(9) Instinet Brokerage Solutions LP
| 1. Company Name | Instinet Brokerage Solutions LP | |
| 2. Headquarters | 3 Times Square, New York, NY 10036, U.S.A. | |
| 3. Business | Inactive corporation | |
| 4. Date of Incorporation | May, 2003 | |
| 5. Paid-in-Capital | US$0 | |
| 6. Shareholders | ProTrader Group LP 99% ProTrader Group Management LLC 1% |
2. Reason for Dissolution
The decision was made to dissolve these subsidiaries as they are inactive corporations.
3. Schedule of Dissolution
Each company will be dissolved once the prescribed procedures have been completed in accordance with local laws and regulations.
4. Impact on Profits
Any impact arising from the dissolution of such subsidiary that might affect the consolidated business results of the Company is negligible.
Table of Contents
Status of Dissolution of Consolidated Subsidiaries for Past Five Years
1. Investment Vehicles
| Company Name |
Resolution | Completion | ||
| Nomura Regionalization Venture Fund Limited |
Apr. 2003 | Apr. 2003 | ||
| Nomura Asset Management Cayman Inc. |
Mar. 2005 | Jun. 2005 | ||
| NAM Investment Fund LLC. |
Aug. 2006 | Sept. 2006 | ||
| Goldale Pte, Ltd. |
Sept. 2006 | Sept. 2006 | ||
| Plimmerton Pte, Ltd. |
Sept. 2006 | Sept. 2006 | ||
| Penrose Pte, Ltd. |
Sept. 2006 | Sept. 2006 | ||
| Pointwells Pte, Ltd. |
Sept. 2006 | Sept. 2006 |
2. Consolidated Investee Companies
| Company Name |
Resolution | Completion | ||
| Fuji Build Co., Ltd. |
Dec. 2003 | Mar. 2004 | ||
| Fuji Engineering Co., Ltd. |
Dec. 2003 | Jul. 2004 | ||
| Tungaloy Seimitsu Singapore PTE, Ltd. |
Mar. 2004 | Ongoing | ||
| Hiyoshi Carbide Co., Ltd. |
Dec. 2004 | Mar. 2005 |
3. Overseas Subsidiaries
| Company Name |
Resolution | Completion | ||
| NBB Real Estate Inc. |
Sept. 2002 | Sept. 2004 | ||
| The Capital Company of America Inc. |
May 2003 | May 2003 | ||
| SFN LLC. |
Mar. 2004 | Mar. 2004 |
4. Domestic Subsidiaries
| Company Name |
Resolution | Completion | ||
| NCI Capital Co., Ltd. |
Sept. 2003 | Dec. 2003 | ||
| Nomura Financial Resources Corporation. |
Nov. 2004 | Feb. 2005 | ||
| Nomura Asset Management Research Institute Ltd. |
Mar. 2005 | Jun. 2005 | ||
| UNIFIED CORPORATION, Ltd. |
Sept. 2006 | Dec. 2006 | ||
| NPF Pacific Co., Ltd. |
Feb. 2007 | Sept. 2007 |
| Note: | Nomura Satellite Communications Co., Ltd. has been excluded from the above list as following the resolution to dissolve it in March 2005, a resolution was made to continue operations and its name changed to JOINVEST Securities Co., Ltd. |
Any impact arising from the dissolution of such subsidiaries that might affect the consolidated business results of the Company is negligible.
Table of Contents
|
|
Ends |
|
For further information please contact:
| Name |
Company |
Telephone | ||
| Kimiharu Suzuki | Nomura Holdings, Inc. | 81-3-3278-0591 | ||
| Michiyori Fujiwara |
Group Corporate Communications Dept. | |||
Notes to editors:
Nomura Group
Nomura is a global financial services group dedicated to providing a broad range of financial services for individual, institutional, corporate and government clients. The Group offers a diverse line of competitive products and value-added financial and advisory solutions through its global headquarters in Tokyo, over 150 branches in Japan, and an international network in 30 countries; with regional headquarters in Hong Kong, London, and New York. The Group’s business activities include investment consultation and brokerage services for retail investors in Japan, and, on a global basis, brokerage services, securities underwriting, investment banking advisory services, merchant banking, and asset management. For further information about Nomura please visit our website at www.nomura.com.