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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GROSS WILLIAM H 840 NEWPORT CENTER DRIVE SUITE 100 NEWPORT BEACH, CA 92660 |
 |  |  | EXECUTIVE COMMITTEE MEMBER |
/S/ STEVEN LUDWIG, ATTORNEY-IN-FACT FOR WILLIAM H. GROSS | 12/22/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | A Form 4 filed on behalf of the Reporting Person on 02/15/05 for PIMCO California Municipal Income Fund ("PCQ") reported the acquisition of an aggregate of 38,000 shares of common stock (the "Shares"). Form 4A filed on 02/24/05 amended the original filing to report that the Shares were held indirectly by the Reporting Person's children. It was subsequently determined that the Shares should have been reported as an indirect acquisition by the Reporting Person's children under this issuer, PIMCO California Municipal Income Fund II ("PCK"), rather than PCQ. In addition, a Form 4 filed on 02/17/05 stated that 1,000 shares were acquired by the Reporting Person's spouse, when in fact they were acquired by one of the Reporting Person's children. This Form 5 reports the indirect acquisition of the Shares and updates and corrects the holdings and form of ownership of the Reporting Person as of 04/30/08. |
(2) | This Form 5 updates and corrects the holdings and form of ownership of the Reporting Person as of 04/30/08. |
 Remarks: Pacific Investment Management Company LLC (PIMCO) is the investment adviser of the issuer.  Mr. Gross is a member of PIMCO's Executive Committee. |