UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Alliance Management Holdings III, LLC 1717 S. BOULDER AVENUE, SUITE 400 TULSA, OK 74119 |
 |  |  | Member of 13d group (over 10%) |
/s/ Alliance Management Holdings III, LLC, by Megan Cordle, pursuant to power of attorney dated March 5, 2007 | 03/08/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The above referenced 600,000 Common Units of Alliance Holdings GP, L.P. held by Alliance Management Holdings III, LLC ("AMH III") have been previously reported on a Form 4 filed by Joseph W. Craft on June 14, 2006. This Form 3 is being filed because AMH III, together with Mr. Craft and certain other individuals and entities, is part of a 13(d) group owning more than 10% of the securities of Alliance Holdings GP, L.P., and as such, AMH III has an obligation under Section 16 of the Securities Exchange Act of 1934, as amended, to report ownership of the AHGP Common Units it holds. |
 Remarks: Exhibit List Exhibit 24.1- Power of Attorney |