UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (1) | 11/01/2000 | 05/13/2007 | Common Stock | 9,334 | $ 3 | D | Â |
Employee Stock Option (2) | 11/10/2000 | 11/10/2007 | Common Stock | 10,131 | $ 11.25 | D | Â |
Employee Stock Option (3) | 11/01/2001 | 09/10/2008 | Common Stock | 1,704 | $ 12.25 | D | Â |
Employee Stock Option (4) | 01/01/2003 | 11/05/2008 | Common Stock | 3,336 | $ 14.8281 | D | Â |
Employee Stock Option (5) | 02/01/2003 | 04/26/2009 | Common Stock | 3,672 | $ 13.75 | D | Â |
Employee Stock Option (6) | 12/10/2000 | 11/10/2007 | Common Stock | 3,964 | $ 11.25 | D | Â |
Employee Stock Option (7) | 11/01/2001 | 09/10/2008 | Common Stock | 14,296 | $ 12.25 | D | Â |
Employee Stock Option (8) | 02/01/2002 | 11/05/2008 | Common Stock | 36,664 | $ 14.8281 | D | Â |
Employee Stock Option (9) | 01/31/2002 | 02/18/2009 | Common Stock | 20,000 | $ 15.3125 | D | Â |
Employee Stock Option (10) | 01/31/2000 | 02/18/2009 | Common Stock | 15,556 | $ 15.3125 | D | Â |
Employee Stock Option (11) | 02/01/2000 | 04/26/2009 | Common Stock | 19,000 | $ 13.75 | D | Â |
Employee Stock Option (12) | 08/01/2001 | 04/26/2009 | Common Stock | 12,328 | $ 13.75 | D | Â |
Employee Stock Option (13) | 11/01/2002 | 04/26/2009 | Common Stock | 4,000 | $ 13.75 | D | Â |
Employee Stock Option (14) | 10/31/2001 | 08/23/2011 | Common Stock | 170,000 | $ 4.86 | D | Â |
Employee Stock Option (15) | 10/31/2002 | 11/21/2012 | Common Stock | 60,000 | $ 8.637 | D | Â |
Employee Stock Option (16) | 01/31/2005 | 11/25/2013 | Common Stock | 30,000 | $ 25.16 | D | Â |
Employee Stock Option (17) | 01/31/2007 | 11/25/2013 | Common Stock | 40,000 | $ 25.16 | D | Â |
Employee Stock Option (18) | 01/31/2008 | 11/25/2013 | Common Stock | 50,000 | $ 25.16 | D | Â |
Employee Stock Option (19) | 01/31/2003 | 10/20/2009 | Common Stock | 120,000 | $ 15.6719 | D | Â |
Employee Stock Option (20) | 12/01/2009(23) | 12/01/2009 | Common Stock | 60,000 | $ 2.5 | D | Â |
Employee Stock Option (21) | 10/31/2002 | 10/20/2009 | Common Stock | 16,000 | $ 15.6719 | D | Â |
Employee Stock Option (22) | 01/31/2005 | 12/12/2010 | Common Stock | 40,000 | $ 54.625 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PATEL SAMIR 4440 EL CAMINO REAL LOS ALTOS, CA 94022 |
 |  |  Vice President |  |
Raquel Peasley, Attorney in Fact | 03/03/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Right to buy Rambus Inc. common stock granted under the 1997 Stock Option Plan. This option is fully vested. |
(2) | Right to buy Rambus Inc. common stock granted under the 1997 Stock Option Plan. This option is fully vested. |
(3) | Right to buy Rambus Inc. common stock granted under the 1997 Stock Option Plan. This option is fully vested. |
(4) | Right to buy Rambus Inc. common stock granted under the 1997 Stock Option Plan. This option is fully vested. |
(5) | Right to buy Rambus Inc. common stock granted under the 1997 Stock Option Plan. This option is fully vested. |
(6) | Right to buy Rambus Inc. common stock granted under the 1997 Stock Option Plan. This option is fully vested. |
(7) | Right to buy Rambus Inc. common stock granted under the 1997 Stock Option Plan. This option is fully vested. |
(8) | Right to buy Rambus Inc. common stock granted under the 1997 Stock Option Plan. This option is fully vested. |
(9) | Right to buy Rambus Inc. common stock granted under the 1997 Stock Option Plan. This option is fully vested. |
(10) | Right to buy Rambus Inc. common stock granted under the 1997 Stock Option Plan. This option is fully vested. |
(11) | Right to buy Rambus Inc. common stock granted under the 1997 Stock Option Plan. This option is fully vested. |
(12) | Right to buy Rambus Inc. common stock granted under the 1997 Stock Option Plan. This option is fully vested. |
(13) | Right to buy Rambus Inc. common stock granted under the 1997 Stock Option Plan. This option is fully vested. |
(14) | Right to buy Rambus Inc. common stock granted under the 1997 Stock Option Plan. As of 1/14/04, 92,083 options were vested and the remaining options vest monthly and become fully vested on 9/30/06. |
(15) | Right to buy Rambus Inc. common stock granted under the 1997 Stock Option Plan. As of 1/14/04, 15,000 options were vested and the remaining options vest monthly becoming fully vested on 9/30/07. |
(16) | Right to buy Rambus Inc. common stock granted under the 1997 Stock Option Plan. This option will begin to vest on 1/31/05 and become fully vested on 12/31/06. |
(17) | Right to buy Rambus Inc. common stock granted under the 1997 Stock Option Plan. This option will begin to vest on 1/31/07 and become fully vested on 12/31/07. |
(18) | Right to buy Rambus Inc. common stock granted under the 1997 Stock Option Plan. This option will begin to vest on 1/31/08 and become fully vested on 12/31/08. |
(19) | Right to buy Rambus Inc. common stock granted under the 1999 Stock Option Plan. As of 1/14/04, 60,000 options were vested and remaining options vest monthly becoming fully vested on 12/31/04. |
(20) | Right to buy Rambus Inc. common stock granted under the 1999 Stock option Plan. This option will vest on the basis of meeting a certain performance milestone. |
(21) | Right to buy Rambus Inc. common stock granted under the 1999 Stock Option Plan. This option is fully vested. |
(22) | Right to buy Rambus Inc. common stock granted under the 1999 Stock Option Plan. This option will begin to vest on 1/31/05 and become fully vested on 12/31/05. |
(23) | This option will either vest on the basis of meeting a certain performance milestone or it will expire on 12/1/2009. |
 Remarks: This Form 3/A was filed to correct an error in the total amount of shares benefically owned when the original Form 3 was filed.  On January 14, 2004, Mr. Patel benefically owned 81,186 shares and benefically owned 86,513 shares as of the date of this filing. |