UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | Â (1) | 01/31/2022 | Common Stock | 7,107 | $ 8.92 | D | Â |
Restricted Stock Units | Â (3) | Â (3) | Common Stock | 924 | $ (2) | D | Â |
Restricted Stock Units | Â (4) | Â (4) | Common Stock | 4,737 | $ (2) | D | Â |
Restricted Stock Units | Â (5) | Â (5) | Common Stock | 6,000 | $ (2) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Seki Bryce 1250 NE LOOP 410 #1000 SAN ANTONIO, TX 78209 |
 |  |  VP General Counsel |  |
Bryce T Seki | 01/08/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The options are fully exercisable as of 01/08/2018 |
(2) | Restricted stock units convert into common stock on a one-for-one basis. |
(3) | On January 29,2015, the reporting person was granted 2,772 restricted stock units, vesting one-third on January 29,2016, one-third on January 29,2017, and the final one-third on January 29,2018. |
(4) | On January 28,2016, the reporting person was granted 7,105 restricted stock units, vesting one-third on January 28,2017, one-third on January 28,2018, and the final one-third on January 28,2019. |
(5) | On May 23,2016, the reporting person was granted 9,000 restricted stock units, vesting one-third on May 23,2017, one-third on May 23,2018, and the final one-third on May 23,2019. |