UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Series A Preferred Stock (1) | Â (2) | Â (3) | Common Stock | 193,826 | $ (1) | I | By Highland Entrepreneurs' Fund VI Limited Partnership (4) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HEF VI, Limited Partnership C/O HIGHLAND CAPITAL PARTNERS 92 HAYDEN AVENUE LEXINGTON, MA 02421 |
 X |  |  | See remarks below |
/s/ HEF VI Limited Partnership, By: Highland Management Partners VI, Inc. its General Partner, By: Kathy Barry, Authorized Signatory | 07/26/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The securities will be exchanged for shares of common stock of the Issuer on the effective date of the Issuer's public offering in a corporate reorganization exempt from Section 16(b) under rules 16b-7 and 16b-3. |
(2) | The Series A preferred stock is immediately exercisable. |
(3) | No expiration date. |
(4) | Represents shares held by Highland Entrepreneurs' Fund VI Limited Partnership, HEF VI Limited Partnership, the sole general partner of Highland Entrepreneurs' Fund VI Limited Partnership, disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein. |
 Remarks: The reporting person has a representative on the Issuer's board of directors. Thomas G. Stemberg currently serves as the reporting persons' representative on the board of directors and, as such, the reporting person is deemed a director of the Issuer. |