UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
_________________________
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
THE SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported):
August 8, 2018 (August 7, 2018)
SMTC CORPORATION
(Exact name of registrant as specified in its charter)
Delaware | 0-31051 | 98-0197680 |
(State or other jurisdiction of incorporation or organization) | (Commission File Number) | (I.R.S. Employer Identification No.) |
7050 Woodbine Avenue, Suite 300
Markham, Ontario, Canada L3R 4G8
(Address of Principal Executive Offices) (Zip Code)
Registrant’s telephone number, including area code: (905) 479-1810
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter).
☐ Emerging Growth Company
☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standard provided pursuant to Section 13(a) of the Exchange Act.
Item 5.07 | Submission of Matters to a Vote of Security Holders |
The Company held its annual meeting of stockholders on August 7, 2018. The stockholders were asked to vote on the four proposals listed below, which were described in detail in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on June 28, 2018. The final voting results for each proposal are set forth below.
Proposal 1 – Each of the five nominees for director received the requisite plurality of votes for election. The vote tabulation was as follows:
Nominee | For | Withheld | Non Votes | |||
Clarke Bailey | 6,768,546 | 162,385 | 8,085,123 | |||
David Sandberg | 6,770,546 | 160,385 | 8,085,123 | |||
J. Randall Waterfield | 6,771,196 | 159,735 | 8,085,123 | |||
Frederick Wasserman | 6,763,196 | 167,735 | 8,085,123 | |||
Eddie Smith | 6,771,196 | 159,735 | 8,085,123 |
Proposal 2 – Stockholders voted in favor of the ratification of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 30, 2018.
For | Against | Abstain | ||
14,877,465 | 132,153 | 6,436 |
Proposal 3 – Stockholders voted in favor of the approval of the amendment to the certificate of incorporation of the Company
For | Against | Abstain | Non Votes | |||
6,720,812 | 88,934 | 121,185 | 8,085,123 |
Proposal 4 – A Non-binding advisory vote approved executive compensation.
For | Against | Abstain | Non Votes | |||
6,533,756 | 254,086 | 143,089 | 8,085,123 |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: August 8, 2018 |
SMTC CORPORATION
By: /s/ Edward Smith Name: Edward Smith Title: President and Chief Executive Officer |