e6vk
FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Report of Foreign Issuer
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
Diageo plc
(Translation of registrants name into English)
8 Henrietta Place, London W1G 0NB
(Address of principal executive offices)
indicate by check mark whether the registrant files or will file annual reports under cover Form
20-F or Form 40-F
Form 20-F þ Form 40-F o
indicate by check mark whether the registrant by furnishing the information contained in this Form
is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the
Securities Exchange Act of 1934.
Yes o No þ
If Yes is marked, indicate below the file number assigned to the registrant in connection with
Rule 12g3-2(b):82
TABLE OF CONTENTS
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused
this report to be signed on its behalf by the undersigned, thereunto duly authorised.
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Diageo plc
(Registrant)
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Date 8 January 2007 |
By |
/s/ J Nicholls
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Name: |
J Nicholls |
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Title: |
Deputy Company Secretary |
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List identifying information required to be furnished
by Diageo plc pursuant to Rule 13a-16 or 15d-16 of
The Securities Exchange Act 1934
1 31 December 2007
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Information
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Required by/when |
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Public Announcements/Press
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The Stock Exchange, London |
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Announcement
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Announcement |
Company purchases its own
securities for cancellation
through Credit Suisse
Securities (Europe)
Limited.
(03 December 2007)
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Lodgement of audited financial statements for
Diageo Capital plc, Diageo Finance plc and
Diageo Investment Corporation for the year
ended 30 June 2007 with the UK Listing
Authority.
(28 December 2007) |
Announcement
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Announcement |
Mr Shanahan informs the
Company of his beneficial
interests.
(04 December 2007)
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Company releases shares from treasury to
satisfy grants made under employee share
plans.
(28 December 2007) |
Announcement
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Announcement |
Company purchases its own
securities for cancellation
through Credit Suisse
Securities (Europe)
Limited.
(04 December 2007)
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Company releases shares from treasury to
satisfy grants made under employee share
plans.
(31 December 2007) |
Announcement
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Announcement |
Company releases shares
from treasury to satisfy
grants made under employee
share plans.
(05 December 2007)
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Company announces total voting rights. (31 December 2007) |
Announcement |
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Company purchases its own
securities for cancellation
through Credit Suisse
Securities (Europe)
Limited. |
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(05 December 2007) |
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Announcement |
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Company purchases its own
securities for cancellation
through Credit Suisse
Securities (Europe)
Limited. |
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(06 December 2007) |
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Announcement |
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Company releases shares
from treasury to satisfy
grants made under employee
share plans. |
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(07 December 2007) |
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Announcement |
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Company purchases its own
securities for cancellation
through Credit Suisse
Securities (Europe)
Limited. |
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(07 December 2007) |
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Announcement |
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Company notified of
transactions in respect of
the Diageo Share Incentive
Plan and Messrs Walsh, Rose
and those persons
discharging managerial
responsibility inform the
Company of their interests
therein. |
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Lord Blyth and Mr Stitzer
inform the Company of their
beneficial interests.
(10 December 2007) |
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Announcement |
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Company purchases its own
securities for cancellation
through Goldman Sachs
International. |
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(10 December 2006) |
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Announcement |
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Company purchases its own
securities for cancellation
through Goldman Sachs
International. |
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(11 December 2007) |
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Announcement |
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Company releases shares
from treasury to satisfy
grants made under employee
share plans. |
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(12 December 2007) |
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Announcement |
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Company announces programme
to enable the buy back of
shares in forthcoming
closed period. |
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(12 December 2007) |
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Announcement |
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Company purchases its own
securities for cancellation
through Goldman Sachs
International. |
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(12 December 2007) |
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Announcement |
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Company purchases its own
securities for cancellation
through Goldman Sachs
International. |
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(13 December 2007) |
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Announcement |
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Company purchases its own
securities for cancellation
through Goldman Sachs
International. |
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(14 December 2007) |
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Announcement |
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Company releases shares
from treasury to satisfy
grants made under employee
share plans. |
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(21 December 2007) |
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Company
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Diageo PLC |
TIDM
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DGE |
Headline
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Transaction in Own Shares |
Released
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16:49 03-Dec-07 |
Number
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0597J |
Diageo plc announces that it has today purchased for cancellation through Credit Suisse Securities
(Europe) Limited 500,000 ordinary shares at a price of 1,083.08 pence per share.
END
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Company
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Diageo PLC |
TIDM
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DGE |
Headline
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Director/PDMR Shareholding |
Released
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13:58 04-Dec-07 |
Number
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PRNUK-0412 |
TO: Regulatory Information Service
PR Newswire
RE: Paragraph 3.1.4 of the Disclosure and Transparency Rules
The notification below was received under Paragraph 3.1.2 of the Disclosure and
Transparency Rules.
Diageo plc (the Company) announces that it received notification on 3
December 2007, that Mr WS Shanahan, a director, had purchased 1,000 American
Depositary Shares in the Company (ADS) on 14 November 2007, at an average
price of $89.8958 per ADS.
As a result of the above, Mr Shanahans interests in the Companys Ordinary
Shares (excluding options, awards under the Companys LTIPs and interests as a
potential beneficiary of the Companys employee benefit trusts) has increased
to 7,289.
4 December 2007
1 ADS is the equivalent of 4 Ordinary Shares.
END
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Company
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Diageo PLC |
TIDM
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DGE |
Headline
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Transaction in Own Shares |
Released
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16:50 04-Dec-07 |
Number
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1739J |
Diageo plc announces that it has today purchased for cancellation through Credit Suisse Securities
(Europe) Limited 425,000 ordinary shares at a price of 1,064.49 pence per share.
END
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Company
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Diageo PLC |
TIDM
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DGE |
Headline
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Transaction in Own Shares |
Released
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15:22 05-Dec-07 |
Number
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PRNUK-0512 |
TO: |
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Regulatory Information Service |
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PR Newswire |
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RE: |
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PARAGRAPH 12.6.4 OF THE LISTING RULES |
Diageo plc Transaction in Own Shares
Diageo plc (the Company) announces that today, it released from treasury
21,995 ordinary shares of 28 101/108 pence each in the Company (Ordinary
Shares), to satisfy grants made under employee share plans. The average price
at which these Ordinary Shares were released from treasury was 1,013.79 pence
per share.
Following this release, the Company holds 280,588,509 Ordinary Shares as
treasury shares and the total number of Ordinary Shares in issue (excluding
shares held as treasury shares) is 2,596,646,462.
5 December 2007
END
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Company
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Diageo PLC |
TIDM
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DGE |
Headline
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Transaction in Own Shares |
Released
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16:39 05-Dec-07 |
Number
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2765J |
Diageo plc announces that it has today purchased for cancellation through Credit Suisse Securities
(Europe) Limited 350,000 ordinary shares at a price of 1,073.4 pence per share.
END
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Company
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Diageo PLC |
TIDM
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DGE |
Headline
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Transaction in Own Shares |
Released
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16:53 06-Dec-07 |
Number
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3894J |
Diageo plc announces that it has today purchased for cancellation through Credit Suisse Securities
(Europe) Limited 400,000 ordinary shares at a price of 1,078.66 pence per share.
END
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Company
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Diageo PLC |
TIDM
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DGE |
Headline
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Transaction in Own Shares |
Released
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13:51 07-Dec-07 |
Number
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PRNUK-0712 |
TO: |
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Regulatory Information Service |
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PR Newswire |
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RE: |
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PARAGRAPH 12.6.4 OF THE LISTING RULES |
Diageo plc Transaction in Own Shares
Diageo plc (the Company) announces that today, it released from treasury
47,512 ordinary shares of 28 101/108 pence each in the Company (Ordinary
Shares), to satisfy grants made under employee share plans. The average price
at which these Ordinary Shares were released from treasury was 1,013.79 pence
per share.
Following this release, the Company holds 280,540,997 Ordinary Shares as
treasury shares and the total number of Ordinary Shares in issue (excluding
shares held as treasury shares) is 2,595,943,974.
7 December 2007
END
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Company
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Diageo PLC |
TIDM
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DGE |
Headline
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Transaction in Own Shares |
Released
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16:56 07-Dec-07 |
Number
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4917J |
Diageo plc announces that it has today purchased for cancellation through Credit Suisse Securities
(Europe) Limited 350,000 ordinary shares at a price of 1,070.41 pence per share.
END
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Company
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Diageo PLC |
TIDM
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DGE |
Headline
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Director/PDMR Shareholding |
Released
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15:22 10-Dec-07 |
Number
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PRNUK-1012 |
TO: |
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Regulatory Information Service |
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PR Newswire |
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RE: |
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PARAGRAPH 3.1.4 OF THE DISCLOSURE AND TRANSPARENCY RULES |
The notifications listed below were all received under Paragraph 3.1.2 of the
Disclosure and Transparency Rules.
Diageo plc (the Company) announces that:
1. |
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it received notification on 10 December 2007 of the following allocations
of ordinary shares of 28 101/108 pence each in the Company (Ordinary
Shares) under the Diageo Share Incentive Plan (the Plan), namely: |
(i) the following directors of the Company were allocated Ordinary Shares on 10
December 2007 under the Plan, by Diageo Share Ownership Trustees Limited (the
Trustee):
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Name of Director |
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Number of Ordinary Shares |
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N C Rose
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18 |
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P S Walsh
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18 |
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(ii) the following Persons Discharging Managerial Responsibilities (PDMR)
were allocated Ordinary Shares on 10 December 2007 under the Plan, by the
Trustee:
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Name of PDMR |
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Number of Ordinary Shares |
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S Fletcher
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18 |
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J Grover
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18 |
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A Morgan
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18 |
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G Williams
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18 |
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The number of Ordinary Shares allocated comprises those purchased on behalf of
the employee using an amount which the employee has chosen to have deducted
from salary (Sharepurchase) and those awarded to the employee by the Company
(Sharematch) on the basis of one Sharematch Ordinary Share for every two
Sharepurchase Ordinary Shares.
The Sharepurchase Ordinary Shares were purchased and the Sharematch Ordinary
Shares were awarded at a price per share of £10.69.
The Ordinary Shares are held by the Trustee and in the name of the Trustee.
Sharepurchase Ordinary Shares can normally be sold at any time. Sharematch
Ordinary Shares cannot normally be disposed of for a period of three years
after the award date.
As a result of the above transactions, interests of directors and PDMRs in the
Companys Ordinary Shares (excluding options, awards under the Companys LTIPs
and interests as potential beneficiaries of the Companys Employee Benefit
Trusts) are as follows:
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Name of Director |
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Number of Ordinary Shares |
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N C Rose
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372,364 |
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P S Walsh
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648,224 |
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Name of PDMR |
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Number of Ordinary Shares |
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S Fletcher
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135,375 |
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J Grover
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171,396 |
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A Morgan
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136,494 |
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G Williams
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212,430 |
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(of which 5,760 are held in the form of ADS*)
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2. it received notification on 10 December 2007 from Lord Blyth, a director of
the Company, that he has purchased 977 Ordinary Shares on 10 December 2007
under an arrangement with the Company, whereby he has agreed to use an amount
of £10,500 each month, net of tax, from his directors fees to purchase
Ordinary Shares. Lord Blyth has agreed to retain the Ordinary Shares while he
remains a director of the Company.
The Ordinary Shares were purchased at a price per share of £10.69.
As a result of this purchase, Lord Blyths interest in Ordinary Shares has
increased to 153,140.
3. it received notification on 10 December 2007 from Todd Stitzer, a director
of the Company, that he has purchased 93 Ordinary Shares on 10 December 2007
under an arrangement with the Company, whereby he has agreed to use an amount
of £1,000 each month, net of tax, from his directors fees to purchase Ordinary
Shares.
The Ordinary Shares were purchased at a price per share of £10.69.
As a result of this purchase, Mr Stitzers interest in Ordinary Shares has
increased to 4,774.
10 December 2007
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*1 |
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ADS is the equivalent of 4 Ordinary Shares. |
END
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Company
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Diageo PLC |
TIDM
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DGE |
Headline
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Transaction in Own Shares |
Released
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17:32 10-Dec-07 |
Number
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5983J |
Diageo plc
10 December 2007
Diageo plc announces that it has today purchased for cancellation through Goldman Sachs
International 300,000 ordinary shares at a price of 1064.77 pence per share.
END
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Company
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Diageo PLC |
TIDM
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DGE |
Headline
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Transaction in Own Shares |
Released
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17:53 11-Dec-07 |
Number
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7010J |
Diageo plc
11 December 2007
Diageo plc announces that it has today purchased for cancellation through Goldman Sachs
International 250,000 ordinary shares at a price of 1067.08 pence per share.
END
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Company
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Diageo PLC |
TIDM
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DGE |
Headline
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Transaction in Own Shares |
Released
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14:28 12-Dec-07 |
Number
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PRNUK-1212 |
TO: |
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Regulatory Information Service |
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PR Newswire |
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RE: |
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PARAGRAPH 12.6.4 OF THE LISTING RULES |
Diageo plc Transaction in Own Shares
Diageo plc (the Company) announces that today, it released from treasury
6,942 ordinary shares of 28 101/108 pence each in the Company (Ordinary
Shares), to satisfy grants made under employee share plans. The average price
at which these Ordinary Shares were released from treasury was 1,013.79 pence
per share.
Following this release, the Company holds 280,534,055 Ordinary Shares as
treasury shares and the total number of Ordinary Shares in issue (excluding
shares held as treasury shares) is 2,595,050,916.
12 December 2007
END
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Company
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Diageo PLC |
TIDM
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DGE |
Headline
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Share Buy Back Programme |
Released
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17:44 12-Dec-07 |
Number
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7988J |
12 December 2007
Diageo puts in place programme to enable the buy back of shares in forthcoming closed period
DIAGEO plc announces that it has put in place an irrevocable, non-discretionary programme to allow
the company to buy back shares during the closed period which precedes the interim results
announcement on 14 February 2008. The buy-back programme during the closed period will be managed
by an independent third party, which will make its trading decisions in relation to the companys
securities independently of, and uninfluenced by, the company.
Share buy backs will be effected during the period between 2 January 2008 and 14 February 2008
within pre-set parameters. The buy backs will be in accordance with Diageos general authority to
repurchase shares and in accordance with Chapter 12 of the Listing Rules. Consequently the maximum
price per Share shall be no more than the higher of (i) an amount equal to 105% of the average of
the middle market quotations for a Share (as derived from the London Stock Exchange Daily Official
List) for the 5 days when the London Stock Exchange is open for dealing immediately preceding the
day on which the Share is contracted to be purchased and (ii) the higher of the price of the last
independent trade and the highest current independent bid on the London Stock Exchange official
list at the time the purchase is carried out. The shares repurchased will be cancelled on a daily
basis.
In announcing this Diageo confirms that currently it has no inside information. Diageo will
announce interim results for the six months ending 31 December 2007 on 14 February 2008.
END
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Company
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Diageo PLC |
TIDM
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DGE |
Headline
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Transaction in Own Shares |
Released
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17:46 12-Dec-07 |
Number
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7990J |
Diageo plc
12 December 2007
Diageo plc announces that it has today purchased for cancellation through Goldman Sachs
International 260,000 ordinary shares at a price of 1069.81 pence per share.
END
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Company
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Diageo PLC |
TIDM
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DGE |
Headline
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Transaction in Own Shares |
Released
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17:58 13-Dec-07 |
Number
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9079J |
Diageo plc
13 December 2007
Diageo plc announces that it has today purchased for cancellation through Goldman Sachs
International 320,000 ordinary shares at a price of 1053.84 pence per share.
END
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Company
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Diageo PLC |
TIDM
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DGE |
Headline
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Transaction in Own Shares |
Released
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17:31 14-Dec-07 |
Number
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0107K |
Diageo plc
14 December 2007
Diageo plc announces that it has today purchased for cancellation through Goldman Sachs
International 300,000 ordinary shares at a price of 1057.93 pence per share.
END
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Company
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Diageo PLC |
TIDM
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DGE |
Headline
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Transaction in Own Shares |
Released
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12:47 21-Dec-07 |
Number
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PRNUK-2112 |
TO: |
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Regulatory Information Service |
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PR Newswire |
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RE: |
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PARAGRAPH 12.6.4 OF THE LISTING RULES |
Diageo plc Transaction in Own Shares
Diageo plc (the Company) announces that today, it released from treasury
1,298 ordinary shares of 28 101/108 pence each in the Company (Ordinary
Shares), to satisfy grants made under employee share plans. The average price
at which these Ordinary Shares were released from treasury was 1,013.79 pence
per share.
Following this release, the Company holds 280,532,757 Ordinary Shares as
treasury shares and the total number of Ordinary Shares in issue (excluding
shares held as treasury shares) is 2,594,172,214.
21 December 2007
END
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Company
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Diageo PLC |
TIDM
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DGE |
Headline
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Annual Report and Accounts |
Released
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14:22 28-Dec-07 |
Number
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PRNUK-2812 |
TO: |
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Regulatory Information Service |
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PR Newswire |
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RE: |
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CHAPTER 9 PARAGRAPH 9.6.3 OF |
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THE LISTING RULES |
Diageo plc announces that in accordance with paragraph 9.6.3 of the Listing
Rules, two copies of the audited financial statements for Diageo Capital plc,
Diageo Finance plc and Diageo Investment Corporation for the year ended 30 June
2007 have been submitted to the UKLA and will shortly be available for
inspection at the UK Listing Authoritys Document Viewing Facility, which is
situated at:
UK Listing Authority
Financial Services Authority
25 The North Colonnade
Canary Wharf
London E14 5HS
28 December 2007
END
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Company
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Diageo PLC |
TIDM
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DGE |
Headline
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Transaction in Own Shares |
Released
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14:37 28-Dec-07 |
Number
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PRNUK-2812 |
TO: |
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Regulatory Information Service |
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PR Newswire |
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RE: |
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PARAGRAPH 12.6.4 OF THE LISTING RULES |
Diageo plc Transaction in Own Shares
Diageo plc (the Company) announces that today, it released from treasury
10,370 ordinary shares of 28 101/108 pence each in the Company (Ordinary
Shares), to satisfy grants made under employee share plans. The average price
at which these Ordinary Shares were released from treasury was 1,013.79 pence
per share.
Following this release, the Company holds 280,522,387 Ordinary Shares as
treasury shares and the total number of Ordinary Shares in issue (excluding
shares held as treasury shares) is 2,594,182,584.
28 December 2007
END
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Company
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Diageo PLC |
TIDM
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DGE |
Headline
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Transaction in Own Shares |
Released
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12:32 31-Dec-07 |
Number
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PRNUK-3112 |
TO: |
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Regulatory Information Service |
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PR Newswire |
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RE: |
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PARAGRAPH 12.6.4 OF THE LISTING RULES |
Diageo plc Transaction in Own Shares
Diageo plc (the Company) announces that today, it released from treasury 472
ordinary shares of 28 101/108 pence each in the Company (Ordinary Shares), to
satisfy grants made under employee share plans. The average price at which
these Ordinary Shares were released from treasury was 1,013.79 pence per share.
Following this release, the Company holds 280,521,915 Ordinary Shares as
treasury shares and the total number of Ordinary Shares in issue (excluding
shares held as treasury shares) is 2,594,183,056.
31 December 2007
END
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Company
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Diageo PLC |
TIDM
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DGE |
Headline
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Total Voting Rights |
Released
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13:29 31-Dec-07 |
Number
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PRNUK-3112 |
TO: |
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Regulatory Information Service |
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PR Newswire |
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RE: |
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Paragraph 5.6.1 of the Disclosure and Transparency Rules |
Diageo plc Voting Rights and Capital
In conformity with Paragraph 5.6.1 of the Disclosure and Transparency Rules
Diageo plc (the Company) would like to notify the market of the following:
The Companys issued capital consists of 2,874,704,971 ordinary shares of 28
101/108 pence each (Ordinary Shares) with voting rights, which includes
280,521,915 Ordinary Shares held in Treasury.
Therefore, the total number of voting rights in the Company is 2,594,183,056
and this figure may be used by shareholders as the denominator for the
calculations by which they will determine if they are required to notify their
interest in, or a change to their interest in, the Company under the FSAs
Disclosure and Transparency Rules.
31 December 2007
END