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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option to Purchase | $ 21 | 01/01/2019 | D | 50,000 | (2) | 01/10/2021 | Class A Common Stock | 50,000 | (2) | 0 | D | ||||
Option to Purchase | $ 20.62 | 01/01/2019 | D | 50,000 | (3) | 03/08/2022 | Class A Common Stock | 50,000 | (3) | 0 | D | ||||
Option to Purchase | $ 19.25 | 01/01/2019 | D | 10,000 | (4) | 01/17/2023 | Class A Common Stock | 10,000 | (4) | 0 | D | ||||
Option to Purchase | $ 19.75 | 01/01/2019 | D | 10,000 | (5) | 02/05/2024 | Class A Common Stock | 10,000 | (5) | 0 | D | ||||
Option to Purchase | $ 23.97 | 01/01/2019 | D | 13,000 | (6) | 02/10/2025 | Class A Common Stock | 13,000 | (6) | 0 | D | ||||
Option to Purchase | $ 23.97 | 01/01/2019 | D | 10,000 | (7) | 02/10/2025 | Class A Common Stock | 10,000 | (7) | 0 | D | ||||
Option to Purchase | $ 29.98 | 01/01/2019 | D | 10,000 | (8) | 02/23/2026 | Class A Common Stock | 10,000 | (8) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BERNIKOW ALAN S C/O FCB FINANCIAL HOLDINGS, INC. 2500 WESTON ROAD, SUITE 300 WESTON, FL 33331 |
/s/ Douglas Bates, as Attorney-in-Fact for Alan Bernikow | 01/02/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement") between the Issuer and Synovus Financial Corp. ("Synovus") in exchange for 8,129 shares of common stock, par value $1.00 per share, of Synovus having a market value of $31.99 per share as of the close of trading on December 31, 2018, the last trading day prior to the effective time of the merger. |
(2) | This option, which is fully vested and became exercisable on January 25, 2013, was converted into an option to purchase 52,750 shares of Synovus common stock for $19.91 per share. |
(3) | This option, which is fully vested and became exercisable on January 25, 2013, was converted into an option to purchase 52,570 shares of Synovus common stock for $19.55 per share. |
(4) | This option, which is fully vested and became exercisable on January 25, 2013, was converted into an option to purchase 10,550 shares of Synovus common stock for $18.25 per share. |
(5) | This option, which provided for vesting on each of March 31, 2014, June 30, 2014, September 30, 2014 and December 31, 2014 in equal installments, was converted into an option to purchase 10,550 shares of Synovus common stock for $18.72 per share. |
(6) | This option, which provided for vesting on each of March 31, 2015, June 30, 2015, September 30, 2015 and December 31, 2015 in equal installments, was converted into an option to purchase 13,715 shares of Synovus common stock for $22.72 per share. |
(7) | This option, which provided for vesting on each of April 1, 2015, July 1, 2015, October 1, 2015 and January 1, 2016 in equal installments, was converted into an option to purchase 10,550 shares of Synovus common stock for $22.72 per share. |
(8) | This option, which provided for vesting on each of April 1, 2016, July 1, 2016, October 1, 2016 and January 1, 2017 in equal installments, was converted into an option to purchase 10,550 shares of Synovus common stock for $28.42 per share. |