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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option | $ 74.29 | 02/20/2018 | J | 30,325 (3) | 04/01/2015(4) | 04/01/2021 | Common Stock | 30,325 | $ 0 | 32,618 | D | ||||
Stock Option | $ 102.26 | 02/20/2018 | J | 25,540 (3) | 04/01/2016(5) | 04/01/2022 | Common Stock | 25,540 | $ 0 | 34,382 | D | ||||
Stock Option | $ 104.82 | 02/20/2018 | J | 22,716 (3) | 04/01/2017(6) | 04/01/2023 | Common Stock | 22,716 | $ 0 | 48,980 | D | ||||
Stock Option | $ 78.05 | 02/20/2018 | J | 10,869 (3) | 04/03/2018(7) | 04/03/2024 | Common Stock | 10,869 | $ 0 | 89,310 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Denton David M ONE CVS DRIVE WOONSOCKET, RI 02895- |
EVP and CFO |
/c/ David M. Denton | 02/21/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents restricted stock units (RSUs) that are being held in constructive trust for the sole benefit of the reporting person's ex-spouse, effective as of the end of the 90-day waiting period under a divorce decree, which waiting period ended on or about February 20, 2018. The RSUs held in trust for the ex-spouse are no longer beneficially owned by the reporting person. |
(2) | Represents shares that have been transferred to the reporting person's ex-spouse pursuant to a divorce decree on various dates during the 90-day waiting period under the decree that ended on or about February 20, 2018. The shares now owned by the ex-spouse are no longer beneficially owned by the reporting person. |
(3) | Represents stock options that are being held in constructive trust for the sole benefit of the reporting person's ex-spouse, effective as of the end of the 90-day waiting period under a divorce decree, which waiting period ended on or about February 20, 2018. The stock options held in trust for the ex-spouse are no longer beneficially owned by the reporting person. |
(4) | Option became exercisable in four equal annual installments, commencing 4/1/2015. |
(5) | Option became exercisable in four equal annual installments, commencing 4/1/2016. |
(6) | Option became exercisable in four equal annual installments, commencing 4/1/2017. |
(7) | Option becomes exercisable in four equal annual installments, commencing 4/3/2018. |