SECURITIES AND EXCHANGE COMMISSION |
Washington, D.C. 20549 |
FORM 8-K |
CURRENT REPORT |
Pursuant to Section 13 or 15(d) of the |
Securities Exchange Act of 1934 |
Date of Report: April 16, 2012 |
(Date of earliest event reported) |
PRINCIPAL FINANCIAL GROUP, INC. |
(Exact name of registrant as specified in its charter) |
Delaware | 1-16725 | 42-1520346 |
(State or other jurisdiction | (Commission file number) | (I.R.S. Employer |
of incorporation) | Identification Number) |
711 High Street, Des Moines, Iowa 50392 |
(Address of principal executive offices) |
(515) 247-5111 |
(Registrant’s telephone number, including area code) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the | |
filing obligation of the registrant under any of the following provisions: | |
[ ] | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
[ ] | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
[ ] | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act |
(17 CFR 240.14d-2(b)) | |
[ ] | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act |
(17 CFR 240.13e-4(c)) |
Page 2 | |
Item 7.01 | Regulation FD Disclosure |
This report is filed quarterly to disclose assets under management (“AUM”) by asset manager, | |
prior to the availability of Principal Financial Group, Inc's (the "Company") quarterly earnings | |
release. The amounts presented herein will be consistent with the format of AUM by asset manager | |
and presented again in such format within the Company's financial supplement for the quarter | |
ended March 31, 2012 when that document is posted to the Company's investor relations web site | |
on or about April 26, 2012. AUM may include assets managed directly and pursuant to dual | |
employment agreements among affiliated companies. | |
As of March 31, 2012, the assets under management by asset manager were $242.2 billion for | |
Principal Global Investors and $56.6 billion for Principal International. |
SIGNATURE |
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused |
this report to be signed on its behalf by the undersigned thereunto duly authorized. |
PRINCIPAL FINANCIAL GROUP, INC. |
By: __/s/ John Egan ___________________________ |
Name: John Egan |
Title: Vice President – Investor Relations |
Date: April 16, 2012 |