UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy) | Â (2) | 04/21/2018 | Common Stock | 6,000 | $ 18.82 | D | Â |
Stock Option (right to buy) | Â (3) | 11/05/2019 | Common Stock | 5,565 | $ 36.16 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Szabo Joseph G. C/O GENERAL NUTRITION CENTERS, INC. 300 SIXTH AVENUE PITTSBURGH, PA 15222 |
 |  |  VP, Manufacturing |  |
Amanda J. Skov, by power of attorney | 06/26/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents grants, in each case pursuant to the GNC Holdings, Inc. 2011 Stock and Incentive Plan, of (a) 801 shares of restricted stock on April 1, 2011, of which 20% vest on April 21, 2014, 30% vest on April 21, 2015 and 50% vest on April 21, 2016, and (b) 1,728 restricted stock units, each of which represents a contingent right to receive one share of Common Stock, that were granted on November 5, 2012 and vest in three equal annual installments on November 5, 2013, 2014 and 2015. |
(2) | Options to purchase 1,500 shares vested on April 21, 2013, and the remaining options vest in equal installments on April 21, 2014 through 2016. |
(3) | Options vest in four equal annual installments on November 5, 2013 through 2016. |