SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
FORM U-6B-2
Certificate of Notification
Filed by a registered holding company or subsidiary thereof pursuant to Rule U-20-(d) [Reg. Section 250.20, paragraph 36,652] or U-47 [Reg. Section 250.47, paragraph 36,620] adopted under the Public Utility Holding Company Act of 1935
Certificate is filed by
ENERGY EAST CORPORATION
This certificate is notice that the above named company has issued, renewed or guaranteed the security or securities described herein which issue, renewal or guaranty was exempted from the provisions of Section 6(a) of the Act and was neither the subject of a declaration or application on Form U-1 nor included within the exemption provided by Rule U-48.
1. Type of security or securities.
Revolving Demand Notes.
2. Issue, renewal or guaranty.
Issues.
3. Principal amount of each security.
|
|
|
Principal Amount and Consideration Received |
|
Annual Interest |
|
|
Carthage Energy |
Cayuga Energy |
$904,415 |
$616,515 |
Prime plus 2% |
On Demand |
|
South Glenns Falls Energy |
Cayuga Energy |
$3,822,850 |
$2,655,580 |
Prime plus 2% |
On Demand |
|
Berkshire Service Solutions |
Berkshire Energy Resources |
$398,000 |
$4,013,058 |
8.0% |
On Demand |
|
Berkshire Propane, Inc. |
Berkshire Energy Resources |
$700,000 |
$5,372,902 |
8.5% |
On Demand |
|
The Union Water Power Company |
Commercial Banks |
$4,360,000 |
$2,978,333 |
6.85% to 8.34% |
Various dates up to |
|
CNE Energy Services Group |
Connecticut Energy Corporation |
$2,500,000 |
$8,160,414 |
5.675% to 7.4475% |
On Demand |
4. Rate of interest per annum of each security.
See the information provided in the table in Item 3.
5. Date of issue, renewal or guaranty of each security.
Various dates between January 1, 2001 and March 31, 2001.
6. If renewal of security, give date of original issue.
Not Applicable.
7. Date of maturity of each security.
See the information provided in the table in Item 3.
8. Name of person to whom each security was issued, renewed or guaranteed.
See the information provided in the table in Item 3.
9. Collateral given with each security, if any.
None
10. Consideration received for each security.
See the information provided in the table in Item 3.
11. Application of proceeds of each security.
General corporate purposes.
12. Indicate by a check after the applicable statement below whether the issue, renewal or guaranty of each security was exempt from the provisions of Section 6(a) because of:
a. the provisions contained in the first sentence of Section 6(b) ___
b. the provisions contained in the fourth sentence of Section 6(b) ___
c. the provisions contained in any rule of the Commission other than Rule U-48 X
13. Not Applicable.
14. Not Applicable.
15. If the security or securities are exempt from the provisions of Section 6(a) because of any rule of the Commission other than Rule U-48, designate the rule under which exemption is claimed.
Rule 52.
|
Date: May 23, 2001 |
ENERGY EAST CORPORATION |
|
By: /s/Robert D. Kump |
|
Robert D. Kump |