SECURITIES AND EXCHANGE COMMISSION
FORM U5S
ANNUAL REPORT
For the Year Ended December 31, 2000
Filed Pursuant to the
Public Utility Holding Company Act of 1935
by
Energy East Corporation
TABLE OF CONTENTS |
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Page |
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Item 1. |
System Companies and Investments Therein |
1 |
Item 2. |
Acquisitions or Sales of Utility Assets |
3 |
Item 3. |
Issue, Sale, Pledge, Guarantee or Assumption of System Securities |
4 |
Item 4. |
Acquisitions, Redemption or Retirement of Securities |
5 |
Item 5. |
Investments in Securities of Non-system Companies |
5 |
Item 6. |
Officers and Directors |
6 |
Item 7. |
Contributions and Public Relations |
19 |
Item 8. |
Service, Sales and Construction Contracts |
20 |
Item 9. |
Wholesale Generators and Foreign Utility Companies |
22 |
Item 10. |
Financial Statements and Exhibits |
23 |
Signature |
26 |
Item 1
System Companies and Investment Therein as of December 31, 2000
|
|
|
|
Owner's Book Value |
Energy East Corporation LNG Marketing Partners (1) |
|
|
|
|
New York State Electric & Gas Corporation |
64,508,477 |
100% |
$637,391,072 |
$637,391,072 |
Connecticut Energy Corporation |
1,000 |
100% |
$437,231,306 |
$437,231,406 |
The Southern Connecticut Gas Company |
1,407,072 |
100% |
$419,595,485 |
$419,595,485 |
CNE Energy Services Group, Inc. |
1,000 |
100% |
$14,754,749 |
$14,754,749 |
Energy East Solutions, LLC |
(2) |
50% |
$5,332,553 |
$2,161,764 |
LNG Marketing Partners |
(2) |
80% |
$11,676,742 |
$7,480,025 |
LNG Storage Partners |
(2) |
80% |
$5,197,716 |
$3,728,030 |
CNE Peaking, LLC |
(2) |
100% |
$11,482,678 |
$11,482,678 |
Total Peaking Services, LLC |
(2) |
100% |
$4,661,455 |
$4,661,455 |
CNE Development Corporation |
1,000 |
100% |
$1,273,862 |
$1,273,862 |
East Coast Natural Gas Cooperative, LLC |
(2) |
20% |
$880,617 |
$53,875 |
CNE Venture-Tech Inc. |
1,000 |
100% |
$10,060,596 |
$10,060,596 |
CIS Service Bureau, LLC |
(2) |
100% |
$7,568,140 |
$7,568,140 |
Nth Power Technologies Fund I, LP |
(2) |
7.9% |
$86,792,989 |
$6,385,573 |
Energy East Enterprises, Inc. |
||||
New Hampshire Gas Corporation |
25 |
100% |
$1,048,033 |
$1,048,033 |
Southern Vermont Natural Gas |
1 |
100% |
- |
- |
Seneca Lake Storage, Inc. |
1 |
100% |
$876,781 |
$876,781 |
Maine Natural Gas, LLC |
1 |
90.4% |
$7,898,394 |
$7,137,843 |
The Energy Network, Inc. |
5,444 |
100% |
$13,512,019 |
$13,512,019 |
Energy East Solutions, Inc. |
100 |
100% |
$11,138,806 |
$11,138,806 |
NYSEG Solutions, Inc. |
26 |
100% |
$3,616,806 |
$3,616,806 |
South Jersey Energy Solutions, LLC |
(2) |
50% |
$515,503 |
$205,500 |
|
|
|
|
Owner's Book Value |
Energy East Solutions, LLC |
(2) |
50% |
$5,332,553 |
$3,170,789 |
Energy East Telecommunications, Inc. |
340 |
100% |
$2,777,093 |
$2,777,093 |
Telergy East, LLC |
(2) |
50% |
$5,760,767 |
$2,887,488 |
Cayuga Energy, Inc. |
8 |
100% |
$18,378,367 |
$18,378,367 |
PEI Power II, LLC |
(2) |
50.1% |
$11,639,618 |
$5,843,924 |
Carthage Energy, LLC |
(2) |
100% |
$7,491,166 |
$7,491,166 |
South Glens Falls Energy, LLC |
(2) |
85% |
$5,293,398 |
$4,498,263 |
Energy East Management Corporation |
10 |
100% |
$4,865,769 |
$4,865,769 |
CMP Group, Inc. LNG Marketing Partners (1) |
1,000 |
100% |
$761,288,580 |
$761,288,580 |
Central Maine Power Company |
31,211,471 |
100% |
$667,400,572 |
$667,400,572 |
Maine Electric Power Company, Inc. |
8,785 |
78.3% |
$9,493,014 |
$8,414,227 |
NORVARCO |
5,000 |
100% |
$817,646 |
$817,646 |
Chester SVC Partnership |
(2) |
50% |
- |
- |
Central Securities Corporation |
10 |
100% |
$2,442,827 |
$2,442,827 |
Cumberland Securities Corporation |
110 |
100% |
$2,327,871 |
$2,327,871 |
Maine Yankee Atomic Power Company |
190,000 |
38% |
$70,008,942 |
$26,603,398 |
Yankee Atomic Electric Company |
14,573 |
9.5% |
$8,121,074 |
$771,502 |
Connecticut Yankee Atomic Power |
21,000 |
6% |
$74,402,450 |
$4,464,147 |
MaineCom Services |
10,000 |
100% |
$59,323,100 |
$59,323,100 |
New England Investment Corporation |
100 |
100% |
$1 |
$1 |
New England Business Trust |
100 |
100% |
$59,220,738 |
$59,220,738 |
NEON Communications, Inc. |
4,455,801 |
20.9% |
$35,921,873 |
$7,507,671 |
New England Security Corp. |
100 |
100% |
$59,963,118 |
$59,963,118 |
New England Gas Development Corporation |
500 |
100% |
$760,551 |
$760,551 |
Maine Natural Gas, LLC |
(2) |
9.6% |
$7,898,394 |
$961,484 |
The Union Water-Power Company |
10,000 |
100% |
$22,895,506 |
$22,895,506 |
|
|
|
|
Owner's Book Value |
CTG Resources, Inc. |
1,000 |
100% |
$364,239,102 |
$364,239,102 |
Connecticut Natural Gas Corporation |
10,634,496 |
100% |
$359,554,740 |
$359,552,733 |
CNG Realty Corp. |
10 |
100% |
$86,662 |
$86,662 |
TEN Companies, Inc. (TEN) |
1000 |
100% |
$44,936,484 |
$44,936,626 |
The Hartford Steam Company (HSC) |
621 |
100% |
$36,631,955 |
$36,631,955 |
TEN Transmission Company (TENTr) |
(2) |
100% |
$14,243,781 |
$14,243,781 |
ENI Gas Services, Inc. (ENIGAS) |
(2) |
100% |
$15,997 |
$15,997 |
KBC Energy Services |
(2) |
99% |
$0 |
$0 |
TEN Gas Services, Inc. (TENGAS) (ENI Gas Services, Inc. holds |
100 |
1% |
$0 |
$0 |
Berkshire Energy Resources |
1,000 |
100% |
$2,983,370 |
$2,983,370 |
The Berkshire Gas Company |
100 |
100% |
$91,267,411 |
$91,267,411 |
Berkshire Propane, Inc. |
100 |
100% |
$3,534,157 |
$3,534,157 |
Berkshire Service Solutions, Inc. |
100 |
100% |
($861,686) |
($861,686) |
Item 2
Acquisitions or Sales of Utility AssetsInformation concerning acquisitions or sales of utility assets by system companies, which involved consideration of more than $1 million, not reported in a certificate filed pursuant to Rule 24, during the period of September 1, 2000 through December 31, 2000, is as follows:
Acquisition:
Name |
Consideration |
Description |
Location |
NYSEG |
$604,128/year or $6,041,280 over the term |
Gas turbine |
Auburn, NY |
Item 3 Issue, Sale, Pledge, Guarantee or Assumption of System Securities during the period September 1, 2000 through December 31, 2000
Non-recurring transactions:
Issuer, |
|
|
|
The Southern Connecticut Gas Company: |
|||
Medium-term Notes |
9/25/00 |
$25,000,000 |
52 |
Medium-term Notes |
9/25/00 |
$40,000,000 |
52 |
Medium-term Notes |
9/25/00 |
$10,000,000 |
52 |
Medium-term Notes |
9/25/00 |
$40,000,000 |
52 |
Recurring transactions:
|
|
|
|
Date of Highest Balance |
|
Carthage Energy, LLC |
Revolving Note |
$0 |
$399,625 |
9/22/00 |
11.5% |
South Glenns Falls Energy, LLC |
Revolving Note |
$0 |
$1,425,000 |
12/13/00 |
11.5% |
Berkshire Solutions |
Revolving Note |
$3,615,058 |
$3,615,058 |
12/31/00 |
95 |
The Union Water Power Company |
Revolving Note |
$2,895,000 |
$2,895,000 |
12/31/00 |
8.4 to 8.72 |
Connecticut Energy Corporation |
Line of Credit |
$16,800,000 |
$16,800,000 |
12/31/00 |
7.00599 |
The Energy Network, Inc. |
Revolving Credit |
$0 |
$15,000,000 |
9/29/00 |
8.37 |
Item 4 Acquisition, Redemption or Retirement of Securities
|
|
|
Extinguished or Held |
|
New York State Electric & Gas Corporation |
First Mortgage Bonds |
$9,800,729 |
Extinguished |
42 |
New York State Electric & Gas Corporation |
First Mortgage Bonds |
$15,198,721 |
Extinguished |
42 |
The Energy Network, Inc. |
Installment Loan due 4/1/2004 |
$440,000 |
Extinguished |
42 |
Central Maine Power |
7.999% |
$9,910,000 |
Extinguished |
42 |
Central Maine Power |
Long Term Note due 1/1/2005 |
$8,600,000 |
Extinguished |
42 |
Connecticut Natural Gas Corporation |
Series AA First Mortgage Bonds, at 9.16%, due 2004 |
$2,500,000 |
Extinguished |
42 |
Berkshire Gas Company |
Note - Keybank |
$75,000 |
Extinguished |
42 |
Item 5 Investments in Securities of Non-system Companies
1. Aggregate amount of investment in persons operating in the retail service area of the owners, or of its subsidiaries.
None
2. With respect to securities owned not included in category 1:
None
Item 6
Officers and Directors - As of December 31, 2000Legend of Abbreviations
AS |
Assistant Secretary |
AT |
Assistant Treasurer |
BOT |
Board of Trustees |
C |
Controller or Chief Accounting Officer |
CB |
Chairman of the Board |
CEO |
Chief Executive Officer |
CFO |
Chief Financial Officer |
CL |
Clerk |
COO |
Chief Operating Officer |
D |
Director |
EVP |
Executive Vice President |
GC |
General Counsel |
P |
President |
S |
Secretary |
SVP |
Senior Vice President |
T |
Treasurer |
VP |
Vice President |
Address Codes
(a) |
Corporate Drive-Kirkwood Industrial Pk., P.O. Box 5224, Binghamton, NY 13902 |
(b) |
Ithaca-Dryden Road, P.O. Box 3287, Ithaca, NY 14852-3287 |
(c) |
217 Commercial Street, 5th Floor, Portland, ME 04101 |
(d) |
P.O. Box 12904, Albany, NY 12212-2904 |
(e) |
2 Court Street, Binghamton, NY 13901-3110 |
(f) |
2 Court Street, Binghamton, NY 13901-3110 |
(g) |
855 Main Street, Bridgeport, CT 06604 |
(h) |
One Telergy Parkway, Syracuse, NY 13057 |
(i) |
100 Columbus Boulevard, Hartford, CT 06144-1500 |
(j) |
115 Cheshire Road, Pittsfield, MA 01201 |
(k) |
14 Maine Street, Brunswick, ME 04011 |
(l) |
83 Edison Drive, Augusta, ME 04336 |
(m) |
209 State Street, P.O. Box 1209, Presque Isle, ME 04769 |
(n) |
33 State Street, P.O. Box 932, Bangor, ME 04401 |
(o) |
77 Grove Street, Rutland, VT 05701 |
(p) |
P.O. Box 270, Hartford, CT 06141-0270 |
(q) |
391 Totten Pond Road, Suite 401, Waltham, MA 02154 |
(r) |
526 Western Avenue, Augusta, ME 04330 |
(s) |
25 Research Drive, Westborough, MA 01582 |
(t) |
P.O. Box 300, Seabrook, NH 03874 |
(u) |
800 Boylston Street P-1603, Boston, MA 02199 |
(v) |
103 Brookside Road, Portland, ME 04103 |
(w) |
730 Tyler Street, Pittsfield, MA 01201 |
(x) |
9106 McDonald Drive, Bethesda, MD 20817 |
(y) |
321 Old Ferry Road, Wiscasset, ME 04578 |
Part I. Names, Principal Business Address, Positions Held as of December 31, 2000
|
|
NEW YORK STATE ELECTRIC & GAS |
|
|
|
||||||
Allessio, Robert M. (j) |
VP |
||||||||||
Ammann, Jr., Vincent L. (h) |
VP, C |
VP, T |
|||||||||
Aurelio, Richard (a) |
D |
||||||||||
Beaudoin, Mark R. (e) |
|||||||||||
Benson, Richard R. (b) |
VP |
||||||||||
Bonner, George E. (a) |
|||||||||||
Briggs, Robert S. (n) |
|||||||||||
Brown, Kent R. (o) |
|||||||||||
Burns Sara J. (l) |
|||||||||||
Cables, Robert A. (g) |
VP |
||||||||||
Call, Curtis I. (l) |
|||||||||||
Cariani, Paul R. (m) |
|||||||||||
Carney, Peter G. (f) |
|||||||||||
Carrigg, James A. (a) |
D |
||||||||||
Casarett, Alison P. (a) |
D |
||||||||||
Case, Kathleen A. (l) |
|||||||||||
Castiglia, Joseph J. (a) |
D |
||||||||||
Clark, C. M. (j) |
|||||||||||
Coppola, Michael (e) |
|||||||||||
Cuoco, Lillian M. (p) |
|||||||||||
Curtis, Mark E. (u) |
|||||||||||
Cyr, William (m) |
|||||||||||
DeFleur, B. Lois (a) |
D |
||||||||||
Dorazio, Thomas F. (a) |
VP |
||||||||||
DuBrava, Elaine T. (a) |
S |
||||||||||
Eastman, Michael D. (a) |
VP |
||||||||||
Fallona, John F. (r) |
|||||||||||
Fay, Joseph D. (o) |
|||||||||||
Feeley, Joseph J. (g) |
VP, CFO |
||||||||||
Feigenbaum, Ted C. (t) |
|||||||||||
Finn, William M. (l) |
|||||||||||
Garwood, Steve S. (c) |
|||||||||||
German, Michael I. (a) |
D, SVP |
SVP |
D |
D |
D |
D |
|||||
Gioia, L. Paul (a) |
D |
||||||||||
Greenman, Frederic E. (s) |
|||||||||||
Guerrette, Carrie D. (y) |
|||||||||||
Hartnett, Edward (h) |
|||||||||||
Jagger, David M. (a) |
D |
||||||||||
Janczewski, Janet L. (g) |
S |
AS |
|||||||||
Jasinski, Kenneth M. (d) |
D, EVP, GC, S |
EVP, GC, S |
D |
D, VP, GC, S |
D |
VP, GC, S, D |
|||||
Karanian, Edna M. (i) |
VP |
||||||||||
Keane, John B. (p) |
|||||||||||
Keeler, John M. (a) |
D |
||||||||||
Kelley, Tim D. (k) |
|||||||||||
Kump, Robert D. (b) |
VP, T |
VP, T |
VP |
||||||||
Laurito, James P.(i) |
P, COO, D |
||||||||||
Leavitt, Russell F. (i) |
VP |
||||||||||
Lee, Carroll R. (n) |
|||||||||||
Linscott, Susan (r) |
|||||||||||
Lynch, Ben E. (a) |
D |
||||||||||
Mahoney, R. Scott (l) |
|||||||||||
Martin, Robert H. (u) |
|||||||||||
McClain, F. Michael (c) |
VP |
||||||||||
McGaughy, Larry S. (g) |
VP |
P |
|||||||||
Meisner, Michael J. (y) |
|||||||||||
Michaud, Rachel M. (l) |
|||||||||||
Morrell, Douglas S (n) |
|||||||||||
Moynihan, Peter J. (v) |
D |
||||||||||
Murley, Dr. Thomas E. (x) |
|||||||||||
Norton, Wayne A. (y) |
|||||||||||
Oliver, Richard (h) |
|||||||||||
Poulin, Gerald C. (l) |
|||||||||||
Powderly, Robert C. (s) |
|
|
NEW YORK STATE ELECTRIC & GAS |
|
|
|
||||||
Quimby, Darrel R. (l) |
|||||||||||
Rafferty, Sherwood J. (b) |
SVP, CFO, T, C |
||||||||||
Ramsauer, Kirk L. (s) |
|||||||||||
Reis, William (i) |
VP |
||||||||||
Rich, Walter G. (a) |
D |
||||||||||
Robinson, Stephen G. (l) |
|||||||||||
Rodrigue, Normand V. (r) |
|||||||||||
Rude, Robert E. (d) |
VP, C |
VP, C |
VP, C |
||||||||
Rust, P. A. (j) |
|||||||||||
Schwennesen, Terry L. (s) |
|||||||||||
Shedd, D. (w) |
|||||||||||
Smith, Jeffrey K. (a) |
SVP |
||||||||||
Stevens, Michael C. (i) |
|||||||||||
Taylor, Carl A. (e) |
|||||||||||
Tedesco, Ralph R. (a) |
D, P, COO |
||||||||||
Thomas, Michael E. (y) |
|||||||||||
Tomasso, Michael W. (a) |
D |
||||||||||
Turner, Teresa M. (a) |
VP |
||||||||||
Urgento, Dennis R. (a) |
VP |
||||||||||
Vajda, Joseph J. (e) |
|||||||||||
von Schack, Wesley W. (d) |
D, P, CEO |
D, CB, P, CEO |
D |
D, CB, P, CEO |
D, CB, CEO |
D, CB, CEO |
|||||
Wickham, Denis E. (a) |
SVP |
||||||||||
Zink, Karen L. (j) |
|
|
|
|
|
|
||||||
Allessio, Robert M. (j) |
|||||||||||
Ammann, Jr., Vincent L. (g) |
|||||||||||
Aurelio, Richard (a) |
|||||||||||
Beaudoin, Mark R. (e) |
VP |
||||||||||
Benson, Richard R. (b) |
|||||||||||
Bonner, George E. (a) |
P |
D |
|||||||||
Briggs, Robert S. (n) |
|||||||||||
Brown, Kent R. (o) |
|||||||||||
Burns Sara J. (l) |
|||||||||||
Cables, Robert A. (g) |
VP |
VP |
|||||||||
Call, Curtis I. (l) |
|||||||||||
Cariani, Paul R. (m) |
|||||||||||
Carney, Peter G. (f) |
|||||||||||
Carrigg, James A. (a) |
|||||||||||
Casarett, Alison P. (a) |
|||||||||||
Case, Kathleen A. (l) |
|||||||||||
Castiglia, Joseph J. (a) |
|||||||||||
Clark, C. M. (j). |
|||||||||||
Coppola, Michael (e) |
|||||||||||
Cuoco, Lillian M. (p) |
|||||||||||
Curtis, Mark E. (u) |
|||||||||||
Cyr, William (m) |
|||||||||||
DeFleur, B. Lois (a) |
|||||||||||
Dorazio, Thomas F. (a) |
|||||||||||
DuBrava, Elaine T. (a) |
|||||||||||
Eastman, Michael D. (a) |
|||||||||||
Fallona, John F. (r) |
|||||||||||
Fay, Joseph D. (o) |
|||||||||||
Feeley, Joseph J. (g) |
VP, CFO |
VP, CFO |
|||||||||
Feigenbaum, Ted C. (t) |
|||||||||||
Finn, William M. (l) |
|||||||||||
Garwood, Steve S. (c) |
|||||||||||
German, Michael I. (a) |
D |
D |
D |
D |
D, CEO, P |
D |
|||||
Gioia, L. Paul (a) |
|||||||||||
Greenman, Frederic E. (s) |
|||||||||||
Guerrette, Carrie D. (y) |
|||||||||||
Hartnett, Edward (h) |
|||||||||||
Jagger, David M. (a) |
|||||||||||
Janczewski, Janet L. (g) |
AS |
AS |
|||||||||
Jasinski, Kenneth M. (d) |
VP, GC, S, D |
VP, GC, S, D |
D |
D |
D |
||||||
Karanian, Edna M. (i) |
|||||||||||
Keane, John B. (p) |
|||||||||||
Keeler, John M. (a) |
|||||||||||
Kelley, Tim D. (k) |
P, T, CEO |
||||||||||
Kump, Robert D. (b) |
S, T |
VP, S, CFO |
S |
||||||||
Laurito, James P. (i) |
|||||||||||
Leavitt, Russell F. (i) |
|||||||||||
Lee, Carroll R. (n) |
|||||||||||
Linscott, Susan (r) |
|||||||||||
Lynch, Ben E. (a) |
|||||||||||
Mahoney, R. Scott (l) |
|||||||||||
Martin, Robert H. (u) |
|||||||||||
McClain, F. Michael (c) |
D |
||||||||||
McGaughy, Larry S. (g) |
P |
P |
|||||||||
Meisner, Michael J. (y) |
|||||||||||
Michaud, Rachel M. (l) |
|||||||||||
Morrell, Douglas S (n) |
|||||||||||
Moynihan, Peter J. (v) |
|||||||||||
Murley, Dr. Thomas E. (x) |
|||||||||||
Norton, Wayne A. (y) |
|||||||||||
Oliver, Richard (h) |
|||||||||||
Poulin, Gerald C. (l) |
|||||||||||
Powderly, Robert C. (s) |
|||||||||||
Quimby, Darrel R. (l) |
VP, S |
|
|
|
|
|
|
||||||
Rafferty, Sherwood J. (b) |
|||||||||||
Ramsauer, Kirk L. (s) |
|||||||||||
Reis, William (i) |
|||||||||||
Rich, Walter G. (a) |
D |
||||||||||
Robinson, Stephen G. (l) |
|||||||||||
Rodrigue, Normand V. (r) |
|||||||||||
Rude, Robert E. (d) |
C |
VP, C |
|||||||||
Rust, P. A. (j) |
|||||||||||
Schwennesen, Terry L. (s) |
|||||||||||
Shedd, D. (w) |
|||||||||||
Smith, Jeffrey K. (a) |
|||||||||||
Stevens, Michael C. (i) |
|||||||||||
Taylor, Carl A. (e) |
P |
||||||||||
Tedesco, Ralph R. (a) |
|||||||||||
Thomas, Michael E. (y) |
|||||||||||
Tomasso, Michael W. (a) |
|||||||||||
Turner, Teresa M. (a) |
|||||||||||
Urgento, Dennis R. (a) |
|||||||||||
Vajda, Joseph J. (e) |
VP,T |
T |
|||||||||
von Schack, Wesley W. (d) |
D, CB, CEO |
D, CB, CEO |
D |
D |
|||||||
Wickham, Denis E. (a) |
|||||||||||
Zink, Karen L. (j) |
|
|
|
|
MAINE ELECTRIC POWER COMPANY |
|
||||||
Allessio, Robert M. (j) |
|||||||||||
Ammann, Jr., Vincent L. (g) |
|||||||||||
Aurelio, Richard (a) |
|||||||||||
Beaudoin, Mark R. (e) |
|||||||||||
Benson, Richard R. (b) |
|||||||||||
Bonner, George E. (a) |
|||||||||||
Briggs, Robert S. (n) |
|||||||||||
Brown, Kent R. (o) |
|||||||||||
Burns Sara J. (l) |
P, D |
P, D |
P, D |
||||||||
Cables, Robert A. (g) |
|||||||||||
Call, Curtis I. (l) |
T |
||||||||||
Cariani, Paul R. (m) |
|||||||||||
Carney, Peter G. (f) |
P |
||||||||||
Carrigg, James A. (a) |
|||||||||||
Casarett, Alison P. (a) |
|||||||||||
Case, Kathleen A. (l) |
|||||||||||
Castiglia, Joseph J. (a) |
|||||||||||
Clark, C. M. (j). |
|||||||||||
Coppola, Michael (e) |
P |
||||||||||
Cuoco, Lillian M. (p) |
|||||||||||
Curtis, Mark E. (u) |
|||||||||||
Cyr, William (m) |
D |
||||||||||
DeFleur, B. Lois (a) |
|||||||||||
Dorazio, Thomas F. (a) |
D, CB |
||||||||||
DuBrava, Elaine T. (a) |
|||||||||||
Eastman, Michael D. (a) |
|||||||||||
Fallona, John F. (r) |
|||||||||||
Fay, Joseph D. (o) |
|||||||||||
Feeley, Joseph J. (g) |
|||||||||||
Feigenbaum, Ted C. (t) |
|||||||||||
Finn, William M. (l) |
|||||||||||
Garwood, Steve S. (c) |
VP, D |
||||||||||
German, Michael I. (a) |
D |
D |
D |
D |
|||||||
Gioia, L. Paul (a) |
|||||||||||
Greenman, Frederic E. (s) |
|||||||||||
Guerrette, Carrie D. (y) |
|||||||||||
Hartnett, Edward (h) |
|||||||||||
Jagger, David M. (a) |
|||||||||||
Janczewski, Janet L. (g) |
|||||||||||
Jasinski, Kenneth M. (d) |
D |
D,VP,GC,S |
D |
||||||||
Karanian, Edna M. (i) |
|||||||||||
Keane, John B. (p) |
|||||||||||
Keeler, John M. (a) |
|||||||||||
Kelley, Tim D. (k) |
|||||||||||
Kump, Robert D. (b) |
S |
S |
VP,T |
||||||||
Laurito, James P. (i) |
|||||||||||
Leavitt, Russell F. (i) |
|||||||||||
Lee, Carroll R. (n) |
VP, D |
||||||||||
Linscott, Susan (r) |
|||||||||||
Lynch, Ben E. (a) |
|||||||||||
Mahoney, R. Scott (l) |
S, CL |
S,CL |
S, CL |
||||||||
Martin, Robert H. (u) |
|||||||||||
McClain, F. Michael (c) |
|||||||||||
McGaughy, Larry S. (g) |
|||||||||||
Meisner, Michael J. (y) |
|||||||||||
Michaud, Rachel M. (l) |
T |
T |
|||||||||
Morrell, Douglas S (n) |
|||||||||||
Moynihan, Peter J. (v) |
|||||||||||
Murley, Dr. Thomas E. (x) |
|||||||||||
Norton, Wayne A. (y) |
|||||||||||
Oliver, Richard (h) |
|||||||||||
Poulin, Gerald C. (l) |
|||||||||||
Powderly, Robert C. (s) |
|||||||||||
Quimby, Darrel R. (l) |
|
|
|
|
MAINE ELECTRIC POWER COMPANY |
|
||||||
Rafferty, Sherwood J. (b) |
|||||||||||
Ramsauer, Kirk L. (s) |
|||||||||||
Reis, William (i) |
|||||||||||
Rich, Walter G. (a) |
|||||||||||
Robinson, Stephen G. (l) |
|||||||||||
Rodrigue, Normand V. (r) |
|||||||||||
Rude, Robert E. (d) |
D |
VP,C |
|||||||||
Rust, P. A. (j) |
|||||||||||
Schwennesen, Terry L. (s) |
|||||||||||
Shedd, D. (w) |
|||||||||||
Smith, Jeffrey K. (a) |
|||||||||||
Stevens, Michael C. (i) |
|||||||||||
Taylor, Carl A. (e) |
|||||||||||
Tedesco, Ralph R. (a) |
|||||||||||
Thomas, Michael E. (y) |
|||||||||||
Tomasso, Michael W. (a) |
|||||||||||
Turner, Teresa M. (a) |
|||||||||||
Urgento, Dennis R. (a) |
|||||||||||
Vajda, Joseph J. (e) |
T |
T |
|||||||||
von Schack, Wesley W. (d) |
D, CB, P,CEO |
D |
|||||||||
Wickham, Denis E. (a) |
|||||||||||
Zink, Karen L. (j) |
|
|
MAINE YANKEE ATOMIC POWER |
|
NEW ENGLAND GAS DEVELOPMENT CORPORATION |
|||||
Allessio, Robert M. (j) |
|||||||||
Ammann, Jr., Vincent L. (g) |
|||||||||
Aurelio, Richard (a) |
|||||||||
Beaudoin, Mark R. (e) |
|||||||||
Benson, Richard R. (b) |
|||||||||
Bonner, George E. (a) |
|||||||||
Briggs, Robert S. (n) |
D |
||||||||
Brown, Kent R. (o) |
D |
||||||||
Burns Sara J. (l) |
P, COO, D |
P, COO, D |
D |
||||||
Cables, Robert A. (g) |
|||||||||
Call, Curtis I. (l) |
T, D |
T, D |
D |
||||||
Cariani, Paul R. (m) |
D |
||||||||
Carney, Peter G. (f) |
|||||||||
Carrigg, James A. (a) |
|||||||||
Casarett, Alison P. (a) |
|||||||||
Case, Kathleen A. (l) |
D |
D |
|||||||
Castiglia, Joseph J. (a) |
|||||||||
Clark, C. M. (j). |
|||||||||
Coppola, Michael (e) |
|||||||||
Cuoco, Lillian M. (p) |
D |
||||||||
Curtis, Mark E. (u) |
P |
||||||||
Cyr, William (m) |
|||||||||
DeFleur, B. Lois (a) |
|||||||||
Dorazio, Thomas F. (a) |
|||||||||
DuBrava, Elaine T. (a) |
|||||||||
Eastman, Michael D. (a) |
|||||||||
Fallona, John F. (r) |
|||||||||
Fay, Joseph D. (o) |
AS, C |
S,CL |
D, T, S, CL |
||||||
Feeley, Joseph J. (g) |
|||||||||
Feigenbaum, Ted C. (t) |
D |
||||||||
Finn, William M. (l) |
S |
||||||||
Garwood, Steve S. (c) |
|||||||||
German, Michael I. (a) |
D |
||||||||
Gioia, L. Paul (a) |
|||||||||
Greenman, Frederic E. (s) |
D |
||||||||
Guerrette, Carrie D. (y) |
T |
||||||||
Hartnett, Edward (h) |
|||||||||
Jagger, David M. (a) |
|||||||||
Janczewski, Janet L. (g) |
|||||||||
Jasinski, Kenneth M. (d) |
|||||||||
Karanian, Edna M. (i) |
|||||||||
Keane, John B. (p) |
D |
||||||||
Keeler, John M. (a) |
|||||||||
Kelley, Tim D. (k) |
|||||||||
Kump, Robert D. (b) |
|||||||||
Laurito, James P. (i) |
|||||||||
Leavitt, Russell F. (i) |
|||||||||
Lee, Carroll R. (n) |
|||||||||
Linscott, Susan (r) |
|||||||||
Lynch, Ben E. (a) |
|||||||||
Mahoney, R. Scott (l) |
S, CL |
S, CL |
|||||||
Martin, Robert H. (u) |
D |
||||||||
McClain, F. Michael (c) |
D |
D |
D |
||||||
McGaughy, Larry S. (g) |
|||||||||
Meisner, Michael J. (y) |
VP, COO |
||||||||
Michaud, Rachel M. (l) |
|||||||||
Morrell, Douglas S (n) |
D |
||||||||
Moynihan, Peter J. (v) |
D |
||||||||
Murley, Dr. Thomas E. (x) |
D |
||||||||
Norton, Wayne A. (y) |
P |
||||||||
Oliver, Richard (h) |
|||||||||
Poulin, Gerald C. (l) |
D |
D |
|||||||
Powderly, Robert C. (s) |
D |
||||||||
Quimby, Darrel R. (l) |
|
|
MAINE YANKEE ATOMIC POWER |
|
NEW ENGLAND GAS DEVELOPMENT CORPORATION |
|||||
Rafferty, Sherwood J. (b) |
|||||||||
Ramsauer, Kirk L. (s) |
D |
||||||||
Reis, William (i) |
|||||||||
Rich, Walter G. (a) |
|||||||||
Robinson, Stephen G. (l) |
D |
||||||||
Rodrigue, Normand V. (r) |
|||||||||
Rude, Robert E. (d) |
|||||||||
Rust, P. A. (j) |
|||||||||
Schwennesen, Terry L. (s) |
D |
||||||||
Shedd, D. (w) |
|||||||||
Smith, Jeffrey K. (a) |
|||||||||
Stevens, Michael C. (i) |
|||||||||
Taylor, Carl A. (e) |
|||||||||
Tedesco, Ralph R. (a) |
|||||||||
Thomas, Michael E. (y) |
VP, CFO |
T |
|||||||
Tomasso, Michael W. (a) |
|||||||||
Turner, Teresa M. (a) |
|||||||||
Urgento, Dennis R. (a) |
|||||||||
Vajda, Joseph J. (e) |
|||||||||
von Schack, Wesley W. (d) |
|||||||||
Wickham, Denis E. (a) |
|||||||||
Zink, Karen L. (j) |
UNION WATER-POWER COMPANY |
CTG |
|
TEN COMPANIES, INC. |
BERKSHIRE ENERGY RESOURCES. |
THE |
||||||
Allessio, Robert M. (j) |
VP |
BOT, P, CEO |
D, P, CEO, T |
||||||||
Ammann, Jr., Vincent L. (g) |
VP, T |
||||||||||
Aurelio, Richard (a) |
|||||||||||
Beaudoin, Mark R. (e) |
|||||||||||
Benson, Richard R. (b) |
|||||||||||
Bonner, George E. (a) |
|||||||||||
Briggs, Robert S. (n) |
|||||||||||
Brown, Kent R. (o) |
|||||||||||
Burns Sara J. (l) |
|||||||||||
Cables, Robert A. (g) |
|||||||||||
Call, Curtis I. (l) |
|||||||||||
Cariani, Paul R. (m) |
|||||||||||
Carney, Peter G. (f) |
|||||||||||
Carrigg, James A. (a) |
|||||||||||
Casarett, Alison P. (a) |
|||||||||||
Case, Kathleen A. (l) |
|||||||||||
Castiglia, Joseph J. (a) |
|||||||||||
Clark, C. M. (j). |
CL |
||||||||||
Coppola, Michael (e) |
|||||||||||
Cuoco, Lillian M. (p) |
|||||||||||
Curtis, Mark E. (u) |
|||||||||||
Cyr, William (m) |
|||||||||||
DeFleur, B. Lois (a) |
|||||||||||
Dorazio, Thomas F. (a) |
|||||||||||
DuBrava, Elaine T. (a) |
|||||||||||
Eastman, Michael D. (a) |
|||||||||||
Fallona, John F. (r) |
P,D |
||||||||||
Fay, Joseph D. (o) |
AS |
||||||||||
Feeley, Joseph J. (g) |
|||||||||||
Feigenbaum, Ted C. (t) |
|||||||||||
Finn, William M. (l) |
S,CL |
||||||||||
Garwood, Steve S. (c) |
|||||||||||
German, Michael I. (a) |
D |
D |
D |
D, CB, P, CEO |
BOT |
D |
|||||
Gioia, L. Paul (a) |
|||||||||||
Greenman, Frederic E. (s) |
|||||||||||
Guerrette, Carrie D. (y) |
|||||||||||
Hartnett, Edward (h) |
|||||||||||
Jagger, David M. (a) |
|||||||||||
Janczewski, Janet L. (g) |
S |
||||||||||
Jasinski, Kenneth M. (d) |
D, VP, GC, S |
D |
D |
BOT,VP,GC,S |
D |
||||||
Karanian, Edna M. (i) |
VP |
||||||||||
Keane, John B. (p) |
|||||||||||
Keeler, John M. (a) |
|||||||||||
Kelley, Tim D. (k) |
|||||||||||
Kump, Robert D. (b) |
VP, T |
VP,T |
|||||||||
Laurito, James P. (i) |
D, P, COO |
||||||||||
Leavitt, Russell F. (i) |
VP |
||||||||||
Lee, Carroll R. (n) |
|||||||||||
Linscott, Susan (r) |
T |
||||||||||
Lynch, Ben E. (a) |
|||||||||||
Mahoney, R. Scott (l) |
|||||||||||
Martin, Robert H. (u) |
|||||||||||
McClain, F. Michael (c) |
D |
||||||||||
McGaughy, Larry S. (g) |
|||||||||||
Meisner, Michael J. (y) |
|||||||||||
Michaud, Rachel M. (l) |
|||||||||||
Morrell, Douglas S (n) |
|||||||||||
Moynihan, Peter J. (v) |
|||||||||||
Murley, Dr. Thomas E. (x) |
|||||||||||
Norton, Wayne A. (y) |
|||||||||||
Oliver, Richard (h) |
|||||||||||
Poulin, Gerald C. (l) |
D |
||||||||||
Powderly, Robert C. (s) |
|||||||||||
Quimby, Darrel R. (l) |
UNION WATER-POWER COMPANY |
CTG |
|
TEN COMPANIES, INC. |
BERKSHIRE ENERGY RESOURCES. |
THE |
||||||
Rafferty, Sherwood J. (b) |
|||||||||||
Ramsauer, Kirk L. (s) |
|||||||||||
Reis, William (i) |
VP |
||||||||||
Rich, Walter G. (a) |
|||||||||||
Robinson, Stephen G. (l) |
|||||||||||
Rodrigue, Normand V. (r) |
SVP |
||||||||||
Rude, Robert E. (d) |
VP, C |
VP,C |
|||||||||
Rust, P. A. (j) |
|||||||||||
Schwennesen, Terry L. (s) |
|||||||||||
Shedd, D. (w) |
|||||||||||
Smith, Jeffrey K. (a) |
|||||||||||
Stevens, Michael C. (i) |
C, AT |
||||||||||
Taylor, Carl A. (e) |
|||||||||||
Tedesco, Ralph R. (a) |
|||||||||||
Thomas, Michael E. (y) |
|||||||||||
Tomasso, Michael W. (a) |
|||||||||||
Turner, Teresa M. (a) |
|||||||||||
Urgento, Dennis R. (a) |
|||||||||||
Vajda, Joseph J. (e) |
|||||||||||
von Schack, Wesley W. (d) |
D |
D |
D |
BOT |
D |
||||||
Wickham, Denis E. (a) |
|||||||||||
Zink, Karen L. (j) |
VP |
|
BERKSHIRE SERVICE SOLUTIONS, INC. |
||
Allessio, Robert M. (j) |
P, COO, T |
P, COO, T |
|
Ammann, Jr., Vincent L. (g) |
|||
Aurelio, Richard (a) |
|||
Beaudoin, Mark R. (e) |
|||
Benson, Richard R. (b) |
|||
Bonner, George E. (a) |
|||
Briggs, Robert S. (n) |
|||
Brown, Kent R. (o) |
|||
Burns Sara J. (l) |
|||
Cables, Robert A. (g) |
|||
Call, Curtis I. (l) |
|||
Cariani, Paul R. (m) |
|||
Carney, Peter G. (f) |
|||
Carrigg, James A. (a) |
|||
Casarett, Alison P. (a) |
|||
Case, Kathleen A. (l) |
|||
Castiglia, Joseph J. (a) |
|||
Clark, C. M. (j) |
CL |
CL |
|
Coppola, Michael (e) |
|||
Cuoco, Lillian M. (p) |
|||
Curtis, Mark E. (u) |
|||
Cyr, William (m) |
|||
DeFleur, B. Lois (a) |
|||
Dorazio, Thomas F. (a) |
|||
DuBrava, Elaine T. (a) |
|||
Eastman, Michael D. (a) |
|||
Fallona, John F. (r) |
|||
Fay, Joseph D. (o) |
|||
Feeley, Joseph J. (g) |
|||
Feigenbaum, Ted C. (t) |
|||
Finn, William M. (l) |
|||
Garwood, Steve S. (c) |
|||
German, Michael I. (a) |
D |
D |
|
Gioia, L. Paul (a) |
|||
Greenman, Frederic E. (s) |
|||
Guerrette, Carrie D. (y) |
|||
Hartnett, Edward (h) |
|||
Jagger, David M. (a) |
|||
Janczewski, Janet L. (g) |
|||
Jasinski, Kenneth M. (d) |
D |
D |
|
Karanian, Edna M. (i) |
|||
Keane, John B. (p) |
|||
Keeler, John M. (a) |
|||
Kelley, Tim D. (k) |
|||
Kump, Robert D. (b) |
|||
Laurito, James P. (i) |
|||
Leavitt, Russell F. (i) |
|||
Lee, Carroll R. (n) |
|||
Linscott, Susan (r) |
|||
Lynch, Ben E. (a) |
|||
Mahoney, R. Scott (l) |
|||
Martin, Robert H. (u) |
|||
McClain, F. Michael (c) |
|||
McGaughy, Larry S. (g) |
|||
Meisner, Michael J. (y) |
|||
Michaud, Rachel M. (l) |
|||
Morrell, Douglas S (n) |
|||
Moynihan, Peter J. (v) |
|||
Murley, Dr. Thomas E. (x) |
|||
Norton, Wayne A. (y) |
|||
Oliver, Richard (h) |
|||
Poulin, Gerald C. (l) |
|||
Powderly, Robert C. (s) |
|||
Quimby, Darrel R. (l) |
|
BERKSHIRE SERVICE SOLUTIONS, INC. |
||
Rafferty, Sherwood J. (b) |
|||
Ramsauer, Kirk L. (s) |
|||
Reis, William (i) |
|||
Rich, Walter G. (a) |
|||
Robinson, Stephen G. (l) |
|||
Rodrigue, Normand V. (r) |
|||
Rude, Robert E. (d) |
|||
Rust, P. A. (j) |
|||
Schwennesen, Terry L. (s) |
|||
Shedd, D. (w) |
VP |
||
Smith, Jeffrey K. (a) |
|||
Stevens, Michael C. (i) |
|||
Taylor, Carl A. (e) |
|||
Tedesco, Ralph R. (a) |
|||
Thomas, Michael E. (y) |
|||
Tomasso, Michael W. (a) |
|||
Turner, Teresa M. (a) |
|||
Urgento, Dennis R. (a) |
|||
Vajda, Joseph J. (e) |
|||
von Schack, Wesley W. (d) |
D |
D |
|
Wickham, Denis E. (a) |
|||
Zink, Karen L. (j) |
Part II. Financial Connections as of December 31, 2000
|
Name and Location of Financial Institution |
Position Held in Financial Institution |
Wesley W. von Schack |
Mellon Bank |
Director |
Part III. Compensation and Other Related Information
(a) Compensation of directors and executive officers of system companies, directors' and executive officers' interests in securities of system companies, directors' and executive officers' contracts and transactions with system companies and participation in bonus and profit-sharing arrangements and other benefits are contained in:
Energy East Corporation's joint filing with RGS Energy Group, Inc., Schedule 14A, dated
April 27, 2001, pages 104 through 118, which is incorporated herein by reference.
New York State Electric & Gas Corporation's Annual Report on From 10-K, page 39, for the year ended December 31, 2000, File No. 1-3103-2.
Central Maine Power Company's Annual Report on Form 10-K, page 26, for the year ended December 31, 2000, File No. 1-5139.
(d) Directors' and Executive Officers' Indebtedness to System Companies
None
(f) Directors' and Executive Officers' Rights to Indemnity.
The state laws under which each of Energy East Corporation and its domestic direct and indirect subsidiaries is incorporated provide broadly for indemnification of directors and officers against claims and liabilities against them in their capacities as such. See By-law 33 of Energy East Corporation's bylaws as amended, effective April 23, 1999.
Item 7 Contributions and Public Relations
1. Energy East Corporation and its subsidiaries have established political action committees and have incurred certain costs in accordance with the provisions of the Federal Election Campaign Act, for the administration of such committees.
2. Expenditures, disbursements or payments for the account of any citizens group or public relations counsel are as follows:
Company |
Beneficiary |
Purpose |
Account |
Amount |
NYSEG |
Various - 119 items |
Community welfare, education, research and civic activity |
Misc. General Exp. |
$104,205 |
Connecticut Energy Corporation |
Various - 3 items |
Community welfare, education, research and civic activity |
Misc. General Exp. |
$3,840 |
CTG Resources, Inc. |
Various - 7 items |
Community welfare, education, research and civic activity |
Misc. General Exp. |
$14,550 |
CMP Group, Inc. |
Various - 52 items |
Community welfare, education, research and civic activity |
Misc. General Exp. |
$36,719 |
Item 8 Services, Sales and Construction Contracts
Part I. Contracts for services, including engineering or construction services or goods supplied or sold by a system company to another system company are as follows:
|
|
|
|
|
Contract In Effect at Year-End |
Materials |
NYSEG |
Maine Natural Gas |
$18,122 |
09/01/98 |
Yes |
Management Services |
NYSEG |
Energy East Enterprises |
$259,410 |
5/19/98 |
Yes |
Management Services |
NYSEG |
Maine Natural Gas |
$2,024,738 |
9/01/98 |
Yes |
Management Services |
NYSEG |
New Hampshire Gas |
$138,759 |
11/02/98 |
Yes |
Management Services |
NYSEG |
Seneca Lake Storage |
$144,714 |
02/01/99 |
Yes |
Management Services |
NYSEG |
The Energy Network |
$1,718,386 |
5/1/98 |
Yes |
Consultative and Project Management |
Energy East Telecommunications |
NYSEG |
$163,165 |
7/11/98 |
Yes |
|
|
|
|
|
Contract In Effect at Year-End |
Various Administrative and Accounting Support Services |
Energy East Solutions, Inc. |
Energy East Solutions, LLC |
Flat Fee of $30,000 per month |
7/1/99 |
Yes |
Sales and Support Services |
Energy East Solutions, Inc. |
South Jersey Energy Solutions, Inc. |
$220,470 |
1/1/00 |
Yes |
Supervision and Related Services |
The Union Water-Power Company |
Energy East Telecommunications |
$178,043 |
11/15/00 |
Yes |
Fiber Optic Construction |
The Union Water-Power Company |
MaineCom |
$146,289 |
2/9/99 |
Yes |
Support Service Agreement |
Central Maine Power |
MaineCom |
$125,620 |
9/10/95 |
Yes |
Support Service Agreement |
Central Maine Power |
Union Water Power |
$660,658 |
4/1/93 |
Yes |
Equipment |
Central Maine Power |
Maine Electric Power Company |
$26,000 |
11/71 |
Yes |
Equipment |
Central Maine Power |
Maine Electric Power Company |
$88,154 |
06/89 |
Yes |
Support Service Agreement |
Central Maine Power |
Maine Electric Power Company |
$256,210 |
3/13/91 |
Yes |
Materials |
Berkshire Gas Co. |
Berkshire Propane |
$1,554,756 |
1/1/99 |
Yes |
Management Services |
Berkshire Gas Co. |
Berkshire Propane |
$193,428 |
1/1/99 |
Yes |
Management Services |
The Southern Connecticut Gas Company |
CNE Venture Tech, Inc. |
$808,313 |
10/96 |
Yes |
Management Services |
The Southern Connecticut Gas Company |
CIS Service Bureau, LLC |
$744,520 |
6/99 |
Yes |
Management Services |
The Southern Connecticut Gas Company |
CNE Development Corporation |
$209,267 |
10/95 |
Yes |
Management Services |
The Southern Connecticut Gas Company |
CNE Energy Services Group, Inc. |
$984,750 |
10/95 |
Yes |
|
|
|
|
|
Contract In Effect at Year-End |
Management Services |
The Southern Connecticut Gas Company |
Total Peaking Services, LLC |
$868,040 |
4/96 |
Yes |
Contracts omitted include support services contracts between companies that amounted to less than an aggregate consideration of $100,000 between the companies.
Part II. Contracts to purchase services or goods from an affiliate other than a system company or from a company in which any officer or director of the receiving company is a partner or owns 5% or more of any class of equity securities. None
Part III. Employment of any person by any system company for the performance on a continuing basis of management services. None
Item 9 Wholesale Generators and Foreign Utility Companies
Part I.
South Glens Falls, LLC: a) South Glens Falls, which is 85% owned by Cayuga Energy, Inc., is located at One Hudson Street, South Glens Falls, NY. Its business address is 2 Court Street, Binghamton, NY 13901-3110. Cayuga Energy invested $4.5 million for its 85% interest. South Glens Falls is a 63MW, natural gas fired, combined cycle co-generation facility. b) Energy East Corporation has guaranteed $50,000 for gas transportation and electric service and $1,500,000 for gas supply to South Glens Falls. c) The ratio of debt to common equity of South Glens Falls is zero. ( See Exhibit I for net income) d) South Glens Falls has consultative, administrative, project management, material procurements, design and support services contracts with New York State Electric & Gas Corporation and Cayuga Energy, Inc. The services are provided to South Glens Falls at the cost of time and materials.
Carthage Energy, LLC: a) Carthage Energy, which is owned by Cayuga Energy, Inc., is located at 701 West End Avenue, Carthage, NY. Its business address is 2 Court Street, Binghamton, NY 13901-3110. Cayuga Energy has invested $7.5 million in Carthage Energy. Carthage Energy is a 63MW, natural gas fired, combined cycle co-generation facility. b) Energy East Corporation has guaranteed $130,000 for gas transportation and electric service and $1,500,000 for gas supply to Carthage Energy. c) The ratio of debt to common equity of South Glens Falls is zero. ( See Exhibit I for net income) d) Carthage Energy has consultative, administrative, project management, material procurements, design and support services contracts with New York State Electric & Gas Corporation and Cayuga Energy, Inc. The services are provided to Carthage Energy at the cost of time and materials.
Part II. Organization chart showing the relationship of each EWG and foreign utility company to other system companies. - See Exhibit H
Part III. Amount of aggregate investment in exempt wholesale generators $9.7 million.
Ratio of aggregate investment in exempt wholesale generators to domestic public utility subsidiaries 0.01%.
Item 10 Financial Statements and Exhibits
Financial Statements
Financial statements are listed in Exhibit F
EXHIBITS
Exhibit A |
|
A-1 |
Annual report of Energy East Corporation on Form 10-K for the year ended December 31, 2000, - File No. 1-14766 and incorporated herein by reference. |
A-2 |
Annual report of New York State Electric & Gas Corporation on Form 10-K for the year ended December 31, 2000, - File No. 1-3103-2 and incorporated herein by reference. |
A-3 |
Annual report of Central Maine Power Company on Form 10-K for the year ended December 31, 2000, - File No. 1-5139 and incorporated herein by reference. |
Exhibit B |
|
B-1 |
Restated Certificate of Incorporation of Energy East Corporation filed in the Office of the Secretary of State of the State of New York on April 23, 1998, included as Exhibit 3-1 in Energy East Corporation's Form 10-K for the year
ended December 31, 2000, - File No. 1-14766 and incorporated herein by reference. |
B-2 |
Certificate of Amendment of the Certificate of Incorporation filed in the Office of the Secretary of State of the State of New York on April 26, 1999 - included as Exhibit 3-2 in Energy East Corporation's Form 10-K for the year
ended December 31, 2000, - File No. 1-14766 and incorporated herein by reference. |
B-3 |
By-laws of Energy East Corporation as amended April 23, 1999 - included as Exhibit 3-3 in Energy East Corporation's Form 10-K for the year ended December 31, 2000, - File No. 1-14766 and incorporated herein by reference. |
B-4 |
Restated Certificate of Incorporation, Certificates of Amendment of the Certificate of Incorporation and By-laws as amended of New York State Electric & Gas Corporation filed as Exhibits 3-1 through 3-6, 3-8 through 3-15 and
3-16 in New York State Electric and Gas Corporation's Annual Report on Form 10-K for the year ended December 31, 2000, - File No. 1-3103-2 and incorporated herein by reference. |
B-5 |
Articles of Incorporation, as amended, Articles of Amendment to Articles of Incorporation and By-laws as amended of Central Maine Power Company filed as Exhibits 3-1 through 3-2 in Central Maine Power Company's Annual report on Form
10-K for the year ended December 31, 2000, - File No. 1-5139 and incorporated herein by reference. |
Exhibit C |
First Mortgage and Supplemental Indentures of New York State Electric & Gas corporation filed as Exhibits 4-1 through 4-13 in New York State Electric & Gas Corporation's Annual Report on Form 10-K for the year ended December
31, 2000, and incorporated herein by reference. |
Exhibit D |
Form of Tax Allocation Agreement filed as Exhibit B in Energy East Corporation's Amendment No. 2 to the Application/Declaration on Form U-1, File No. 070-9609 and incorporated herein by reference. |
Exhibit E |
|
E-1 |
Consent of Pricewaterhouse Coopers LLP |
E-2 |
Consent of Pricewaterhouse Coopers LLP |
E-3 |
Consent of Pricewaterhouse Coopers LLP |
Exhibit F |
|
F-1 |
Consolidating Statements of Income of Energy East Corporation and subsidiaries. |
F-2 |
Consolidating Balance Sheet of Energy East Corporation and subsidiaries. |
F-3 |
Consolidating Cash Flow Statement of Energy East Corporation and subsidiaries. |
F-4 |
Consolidating Statement of Retained Earnings of Energy East Corporation and subsidiaries. |
F-5 |
Consolidating Balance Sheet and Statements of Income, Cash Flow and Retained Earnings of Berkshire Energy Resources, Connecticut Energy Corporation, CTG Resources, Inc., CMP Group Inc., The Energy Network and Energy East Enterprises
are filed confidentially pursuant to Rule 104. |
Exhibit H |
The relationship of each EWG, in which the system holds an interest, to other system companies is reflected in Item 1. |
Exhibit I |
Balance Sheet and Statements of Income and Cash Flow for exempt wholesale generators are filed confidentially pursuant to Rule 104. |
S I G N A T U R E |
Pursuant to the requirements of the Public Utility Holding Company Act of 1935, as amended, the undersigned company has duly caused this Certificate to be signed on its behalf by the undersigned thereunto duly authorized.
|
Energy East Corporation
By: /s/Robert E. Rude Robert E. Rude Vice President and Controller |
April 25, 2001