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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) | $ 189.7367 | 04/23/2019 | M(2) | 2,200 | (4) | 02/15/2023 | Common Stock | 2,200 | $ 0 | 6,450 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Myriam Curet 1020 KIFER ROAD SUNNYVALE, CA 94086 |
EVP & Chief Medical Officer |
By: Lori Serrano For: Myriam Curet | 04/25/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The filer gifted shares to the California-Nevada United Methodist Foundation. |
(2) | These shares were sold in accordance with a Trading Plan that complies with SEC Rule 10b5-1 and expires on April 30, 2019. |
(3) | The average selling price for the transactions was $493.263182 The shares sold at: $488.00 - $488.99 = 200 shares; $490.00 - $490.99 = 200 shares; $491.00 - $491.99 = 400 shares; $492.00 to $492.99 = 400 shares; $493.00 - $493.99 = 100 shares; $494.00 - $494.99 = 100 shares; $495.00 to $495.99 = 600 shares;$496.00 to $496.99 = 100 shares;$497.00 to $497.99 = 100 shares. |
(4) | Non-statutory stock option granted pursuant to the 2010 Employee Stock Option Plan. The option vests 1/8th six months after the date of grant and 1/48th monthly thereafter. |