U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
FORM 4 OMB APPROVAL
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[ ] CHECK THIS BOX IF NO LONGER OMB NUMBER 3235-0287
SUBJECT TO SECTION 16. EXPIRES: DECEMBER 31, 2001
FORM 4 OR FORM 5 OBLIGATIONS ESTIMATED AVERAGE BURDEN
MAY CONTINUE. SEE INSTRUCTION HOURS PER RESPONSE......0.5
1(b).
FILED PURSUANT TO SECTION 16(a) OF THE SECURITIES EXCHANGE ACT OF 1934,
SECTION 17(a) OF THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 OR SECTION 30(f)
OF THE INVESTMENT COMPANY ACT OF 1940
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1. Name and Address of Reporting Person*
Geraldine Lyons
6826 NW 77th Court
Miami, Florida 33166
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2. Issuer Name and Ticker or Trading Symbol
NuWay Energy, Inc. (NWAY)
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3. IRS or Social Security Number or Reporting Person (Voluntary)
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4. Statement for Month/Year
February, 2001
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5. If Amendment, Date of Original (Month/Year)
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6. Relationship of Reporting Person to Issuer (Check all applicable)
[ ] Director [ ] 10% Owner
[X] Officer (give title below) [ ] Other (specify below)
Chief Financial Officer and Secretary
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7. Individual or Joint/Group Filing (Check Applicable Line)
[X] Form filed by One Reporting Person
[ ] Form filed by More than One Reporting Person
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TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF,
OR BENEFICIALLY OWNED
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1. Title 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature of
of Security action action or Disposed of (D) Securities Ship Form: Indirect Bene-
(Instr. 3) Date Code (Instr. 3, 4 and 5) Beneficially Direct (D) ficial Owner-
(Month/ Instr.8) Owned at or Indirect ship
Day/Year) -------------------------------------- End of Month (I) (Instr. 4)
Code V Amount (A) or Price (Instr. 3 and 4) (Instr. 4)
(D)
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Common Stock 2/15/01 S 25,000 (D) $3.909 226,224 D
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Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly. (Print or Type Responses)
(Over)
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TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(e.g., puts, calls, warrants, options, convertible securities)
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1.Title 2.Conver- 3.Trans- 4.Transac- 5.Number 6.Date 7.Title and 8.Price 9.Number of 10.Owner- 11.Nature
of Deriv- sion or action tion Code of Deriv- Exercise Amount of of Deriva- Derivative ship Form of Indir-
ative Exercise Date (Instr. 8) ative Se- and Expir- Underlying tive Secur- Securities of Deriv- ect Bene-
Security Price of (Month/ curities ation Date Securities ity (Instr. Beneficially ative Se- ficial
(Instr. 3) Derivative Day/Year) Acquired (Month/Day/(Instr. 5) Owned at End curity: Ownership
Security (A) or Year) 3 & 4) of Month Direct (Instr. 4)
Disposed ------------------------- (Instr. 4) (D) or
of (D) Date Expir- Amt. or Indirect
(Instr. Exer- ation Title Num. of (I) (Instr.
3, 4 & 5) cisable Date Shares 4)
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Code V (A) (D)
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Explanation of Responses:
Number of shares of common stock beneficially owned at end of fiscal year
includes 41,224 shares held in a trust in which the Reporting Person is the
trustee.
Geraldine Lyons October 11, 2001
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** Geraldine Lyons Date
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
* If the form is filed by more than one reporting person, see instruction
4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S. C 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.